Bare Particulars and Lukáš Novák’s Argument Against Them

In his contribution to the book I am reviewing, Metaphysics: Aristotelian, Scholastic, Analytic (Ontos Verlag, 2012), Lukáš Novák mounts an Aristotelian argument against bare particulars.  In this entry I will try to understand his argument.  I will hereafter refer to Professor Novák as 'LN' to avoid the trouble of having to paste in the diacriticals that his Czech name requires.

As I see it, the overall structure of LN's argument is an instance of modus tollens:

1. If some particulars are bare, then all particulars are bare.
2. It is not the case that all particulars are bare.
Therefore
3. No particulars are bare.

On the Very Idea of a Bare Particular

'Bare particular' is a technical term in philosophy the provenance of which is the work of Gustav Bergmann. (D. M. Armstrong flies a similar idea under the flag 'thin particular.')  Being a terminus technicus,  the term does not wear its meaning on its sleeve. It does not refer to particulars that lack properties; there are none.  It refers to particulars that lack natures or nontrivial essential properties.  (Being self-identical is an example of a trivial essential property; being human of a nontrivial essential property.)  Bare particulars differ among themselves solo numero: they are not intrinsically or essentially different, but only numerically different.  Or you could say that they are barely different. Leibniz with his identitas indiscernibilium would not have approved. 

The notion of a bare particular makes sense only in the context of a constituent ontology according to which ordinary particulars, 'thick particulars' in the jargon of Armstrong, have ontological constituents or metaphysical parts.  Consider two qualitatively indiscernible round red spots.  There are two of them and thay share all their features.  What is the ontological ground of the sameness of features?  The sameness of the universals 'in' each spot.  What grounds the  numerical difference? What makes them two and not one?  Each has a different bare particular among its ontological constituents.  BPs, accordingly, are individuators/differentiators. On this sort of ontological analysis an ordinary particular is a whole of ontological parts including universals and a bare particular.  But of course the particulars exemplify the universals, so a tertium quid is needed, a nexus of exemplification to tie the bare particular to the universals. 

The main point, however, is that there is nothing in the nature of a bare particular to dictate which universals it exemplifies: BPs don't have natures.  Thus any BP is 'promiscuously combinable' with any first-order universal.  On this Bergmannian ontological scheme it is not ruled out that Socrates might have been an octopus or a valve-lifter in a '57 Chevy.  The other side of the coin is that there is no DE RE metaphysical necessity that Socrates be human.  Of course, there is the DE DICTO metaphysical impossibility, grounded in the respective properties, that an octopus be human.  But it is natural to want to say more, namely that it is DE RE metaphysically impossible that Socrates be an octopus.  But then the problem is: how can a particular qua particular 'contradict' any property?  Being an octopus 'contradicts' (is metaphysically inconsistent with)  being a man.  But how can a particular be such as to disallow  its exemplification of some properties? (116)

Thus I agree with LN that if there are bare particulars, then there are no DE RE metaphysical necessities pertaining to ordinary particulars, and vice versa. This is why LN, an Aristotelian, needs to be able to refute the very notion of a bare particular.

LN's Argument for premise (2) in the Master Argument Above

LN draws our attention to the phenomenon of accidental change.  A rock goes from being cold to being hot.  Peter goes from being ignorant of the theorem of Pythagoras to being  knowledgeable about it.  These are accidental changes: one and the same particular has different properties at different times.  Now a necessary condition of accidental change is that one and the same subject have different properties at different times.  But is it a sufficent condition?  Suppose Peter is F at time t and not F at time t* (t* later than t).  Suppose that F-ness is a universal.  It follows that Peter goes from exemplifying the universal F-ness at t to not exemplifying it at t*.  That is: he stands in the exemplification relation to F-ness at t, but ceases so to stand to t*.  But there has to be more to the change than this.  For, as LN points out, the change is in Peter.  It is intrinsic to him and cannot consist merely in a change in a relation to a universal.  Thus it seems to LN that, even if there are universals and particulars, we need another category of entity to account for accidental change, a category that that I will call that of property-exemplifications.  Thus Peter's being cold at t is a property-exemplification and so is Peter's not being cold at t*.  Peter's change in respect of temperature involves Peter as the diachronically persisting substratum of the change, the universal coldness, and two property-exemplifications, Peter's being cold at t and Peter's being not cold at t*.

These property-exemplifications, however, are particulars, not universals even though each has a universal as a constituent.  This is a special case of what Armstrong calls the Victory of Particularity: the result of a particular exemplifying a universal is  a particular.   Moreover, these items have natures or essences: it is essential to Peter's being cold that it have coldness as a constituent.  (This is analogous to mereological essentialism.) Hence property- exemplifications are particulars, but not bare particulars.  Therefore, (2) is true: It is not the case that all particulars are bare. 

I find LN's argument for (2) persuasive.  The argument in outline:

4. There are property-exemplifications
5. Property-exemplifications are particulars
6. Property-exemplifications have natures
7. Whatever has a nature is not bare
Therefore
2. It is not the case that all particulars are bare.

Premise (1) in the Master Argument

LN has shown that not all particulars are bare.  But why should we think that (1) is true, that if some particulars are bare, then all are?   It could be that simple particulars are bare while complex particulars, such as property-exemplifications,  are not bare.  If that is so, then showing that no complex particular is bare would  not amount to showing that no particular is bare.

The Master Argument, then, though valid, is not sound, or at at least it is not obviously sound: we have been given no good reason to accept (1).

Property-exemplifications, Tropes, and Accidents

But in all fairness to LN I should point out that he speaks of tropes and accidents, not of property-exemplifications.  I used the latter expression because 'trope' strikes me as  out of place.  Tropes are simples Peter's being ignorant of the theorem of Pythagoras at t, however, is a complex, and LN says as much on p. 117 top.    So the entity designated by the italicized phrase is not a trope, strictly speaking.  'Trope' is a terminus technicus whose meaning in this ontological context was first given to it by Donald C. Williams.  

Well, is the designatum of the italicized phrase an accident?  Can an accident of a substance have that very subtance as one of  its ontological constituents?  I should think not.  But Peter's being ignorant of the theorem of Pythagoras at t has Peter as one of its constituents.  So I should think that it is not an accident of Peter.

I conclude that either I am failing to understand LN's argument or that he has been insufficiently clear in expounding it.

A Final Quibble

LN suggests that the intuitions behind the theory of bare particulars are rooted in Frege's mutually exclusive and jointly exhaustive distinction between concepts and objects. "Once this distinction has been made, it is very hard to see how there might be a genuine case of logical de re necessity." (115) The sentence quoted is true,  but as I said above, the notion of a bare particular makes no sense except in the context of a constituent ontology.   Frege's, however, is not a constituent ontology like Bergmann's but what Bergmann calls a function ontology.  (See G. Bergmann, Realism, p. 7.  Wolterstorff's constituent versus relation ontology distinction is already in Bergmann as the distinct between complex and function ontologies.)  So I deny that part of the motivation for  the positing of bare particulars is an antecedent acceptance of Frege's concept-object distinction.  I agree that if one accepts that distinction, then logical or rather metaphyscal de re necessity goes by the boards.  But the Fregean distinction is not part of the motivation or argumentation for bare particulars. 

Just what considerations motivate the positing of bare particulars would be a good topic for a separate post. 

John W. Carlson’s Words of Wisdom: A Philosophical Dictionary for the Perennial Tradition

Dear Bill (if I may), 

I came across your interesting 2009 post on "The Dictionary Fallacy," and I would like to follow up.

I wonder whether you are aware of my recent work, Words of Wisdom: A Philosophical Dictionary for the Perennial Tradition (University of Notre Dame Press, 2012).  Attached are the publisher's notice, plus an interview I did with the blog called "Catholic World Report."  My own thinking about dictionaries — and specifically philosophical dictionaries — can be gathered from the interview, as well as from the Introduction to my volume, which can be accessed as the "Excerpt" highlighted near bottom of p. 1 of the UNDP announcement. 

I would be pleased to see you mention Words of Wisdom on "Maverick Philosopher," and to learn what you think about my project. 

Best wishes from a philosopher who can't seem to get himself to retire,

John W. (Jack) Carlson
Professor of Philosophy
Creighton University
Omaha, Neb. 68142

Dear Professor Carlson,

I am pleased to announce your book on my weblog which, at the moment, is experiencing  traffic of over 2000 page views per day.  So I should be able to snag a few readers for your work.

I read the The Catholic World Report interview and I find myself in complete agreement with much of what you say. For example, I wholly agree with the following:

CWR:  Let’s begin with a Big Picture question: what is the state of philosophy today? I ask because philosophy today seems to be dismissed often by certain self-appointed critics. For example, the physicist (and atheist) Lawrence Krauss, author of A Universe from Nothing, said in an interview with The Atlantic that philosophy no longer has “content,” indeed, that“philosophy is a field that, unfortunately, reminds me of that old Woody Allen joke, ‘Those that can’t do, teach, and those that can’t teach, teach gym.’” Why this sort of antagonism toward philosophy?

Dr. Carlson:So Krauss in a single sentence denigrates both philosophy and gymnasium. May we begin by remarking that Plato—who thought highly of both—would not be impressed? 

Your question, of course, is a good one.  A response to it requires noting salient features of Western intellectual culture, as well as key concerns of philosophers in the recent past. Over the last century and a half, our culture has come to be dominated by the natural or empirical sciences and technological advances made possible by their means. It thus is not surprising that there has arisen in various quarters a view that can be characterized as “scientism”—i.e., one according to which all legitimate cognitive pursuits should follow the methods of the modern sciences. Now, somewhat ironically, this view is not itself a scientific one. Rather, it can be recognized as essentially philosophical; that is, it expresses a general account of the nature and limits of human knowledge. But if it indeed is philosophical, we might well ask on what basis scientism is to be recommended.  Does this view adequately reflect the variety of ways in which reality can be known? To say the least, it is not obvious that the answer to this question is “Yes.”

Lawrence Krauss is one of a large number  (along wth Jerry Coyne, Stephen Hawking, et al.) of preternaturally ignorant scientists whose arrogance stands in inverse relation to their ignorance of what is outside their specialties.  They know nothing of philosophy and yet 'pontificate' (if I may be permitted the use of this term in the presence of a Catholic) in a manner most sophomoric.  Their education has been completely lopsided: they have no appreciation of the West and its traditions and so no appreciation of how natural science arose. 

I criticize Krauss's scientistic nonsense in a number of posts showing  him the same sort of contempt that he displays towards his superiors.  These posts can be found here. His book is so bad it takes the breath away.  If you haven't read it, you should, to get a sense of the lack of humanistic culture among too many contemporary scientists. 

What you say about scientism is exactly right.  I have made similar points over the years, but it seems one can never get the points through the thick skulls of the science-idolaters.

I have an entire category devoted to scientism.  My definition of the term is contained in What is Scientism?

So I salute you and your book, and look forward to reading it.

Yours in the love of philosophy,

Bill Vallicella

P. S. Retiring may be like marrying.  Wait too long and you'll never do it.

Stanislav Sousedik’s “Towards a Thomistic Theory of Predication”

Enough of politics, back to some hard-core technical philosophy.  If nothing else, the latter offers exquisite escapist pleasures not unlike those of chess. Of course I don't believe that technical philosophy is escapist; my point is a conditional one: if it is, its pleasures suffice to justify it as a form of recuperation from  this all-too-oppressive world of 'reality.'  It's what I call a 'fall-back position.'

I have been commissioned to review the collection of which the above-captioned article is a part.  The collection is entitled Metaphysics: Aristotelian, Scholastic, Analytic (Ontos Verlag 2012) and includes contributions by Peter van Inwagen, Michael Loux, E. J. Lowe, and several others.  My review article will address such topics as predication, truth-makers, bare particulars, and the advantages and liabilities of constituent ontology.  I plan a series of posts in which I dig deep into some of the articles in this impressive collection.

Stanislav Sousedik argues for an "identity theory of predication" according to which a predicative sentence such as 'Peter is a man' expresses an identity of some sort between the referent of the subject 'Peter' and the referent of the predicate 'man.'  Now to someone schooled in modern predicate logic (MPL) such an identity  theory will appear wrongheaded from the outset.  For we learned at Uncle Gottlob's knee to distinguish between the 'is' of identity ('Peter is Peter') and the 'is' of predication ('Peter is a man').

But let's give the Thomist theory a chance.  Sousedik, who is well aware of Frege's distinction, presents an argument for the identity in some sense of subject and predicate.  He begins by making the point that in the declarative 'Peter is a man' and the vocative 'Peter, come here!' the individual spoken about is (or can be) the same as the individual addressed.  But common terms such as 'man' can also be used to address a person.  Instead of saying,  'Peter, come here!' one can say 'Man, come here!'  And so we get an argument that I will put as follows:

1. Both 'Peter' and 'man' can be used to refer to the same individual. Therefore

2. A common term can be used to refer to an individual.  But

3. Common terms also refer to traits of individuals.  Therefore

4. The traits must be identical in some sense to the individuals.  E.g., the referent of 'Peter' must be in some sense identical to the referent of 'man.'

But in what sense are they identical?  Where Frege distinguishes between predication and identity, Sousedik distinguishes between weak and strong identity. 'Peter is Peter' expresses strong identity while 'Peter is a man' expresses weak identity.  "Strong identity is reflexive, symmetric, and transitive, weak identity has none of these formal properties." (254)  It thus appears that strong identity is the same as what modern analytic philosophers call (numerical) identity.  It is clear that 'Peter is a man' cannot be taken to express strong identity. But what is weak identity?

S. is a constituent ontologist.  He holds that ordinary substances such as Peter have what he calls "metaphysical parts."  Whereas Peter's left leg is a physical part of him, his traits are metaphysical parts of him.  Thus the referents of the common terms 'man,' 'animal,' living thing,' etc. are all metaphysical parts of Peter.  Clearly, these are different traits of Peter.  But are they really distinct in Peter?  S. says that they are not: they are really identical in Peter and only "virtually distinct" in him.  The phrase is defined as follows.

(Def. 1)  Between x, y there is a virtual  distinction iff (i) x, y are really identical; (ii) x can become an object of some cognitive act Φ without y being the object  of the same act Φ . . . . (251)

For example, humanity and animality in Peter are really identical but virtually distinct in that humanity can be the intentional object of a cognitive act without animality being the object of the same act.  I can focus my mental glance so to speak on Peter's humanity while leaving out of consideration his animality even though he is essentially both a man and an animal and even though animality is included within humanity. 

The idea, then, is that Peter has metaphysical parts (MPs) and that these items are really identical in Peter but virtually distinct, where the virtual distinctness of any two MPs is tied to the possibility of one of them being the object of a cognitive act without the other being the object of the same act.

Is S. suggesting that virtual distinctness is wholly mind generated?   I don't think so.  For he speaks of a potential distinction of MPs in concrete reality, a distinction that becomes actual when the understanding grasps them as distinct.  (253) And so I take the possibility mentioned in clause (ii) of the above definition to be grounded not only in the mind's power to objectify and abstract but also in a real potentiality in the MPs in substances like Peter.

One might be tempted to think of weak identity as a part-whole relation.  Thus one might be tempted to say that 'Peter' refers to Peter and 'man' to a property taken in the abstract that is predicable not only of Peter but of other human beings as well.  'Peter is a man' would then say that this abstract property is a metaphysical part of Peter.  But this is not Sousedik's or any Thomist's view.  For S. is committed to the idea that "Every empirical individual and every part or trait of it is particular." (251)  It follows that no metaphysical part of any concrete individual is a universal.  Hence no MP is an abstract property.  So weak identity is not a part-whole relation.

What is it then?

First of all, weak identity is a relation that connects a concrete individual such as Peter to a property taken abstractly.  But in what sense is Peter identical to humanity taken abstractly?   In this sense:  the humanity-in-Peter and the humanity-in-the-mind have a common constituent, namely, humanity taken absolutely as common nature or natura absoluta or natura secundum se.  (254)  What makes weak identity identity is the common constituent shared by the really existing humanity in Peter and the intentionally existing  humanity in the mind of a person who judges that Peter is human.

So if we ask in what sense the referent of 'Peter' is identical to the referent of 'man,' the answer is that they are identical in virtue of the fact that Peter has a proper metaphysical part that shares a constituent with the objective concept referred to by 'man.'  Sousedik calls this common constituent the "absolute subject."  In our example, it is human nature taken absolutely in abstraction from its real existence in Peter and from its merely intentional existence in the mind.

Critical Observations

I am deeply sympathetic to Sousedik's constituent-ontological approach, his view that existence is a first-level 'property,' and the related view that there are modes of existence. (253)  But one of the difficulties I  have with S.'s  identity theory of predication is that it relies on common natures, and I find it difficult to make sense of them as I already spelled out in a previous post.    Common natures are neither one nor many, neither universal nor particular.  Humanity is many in things but one in the mind.  Hence taken absolutely it is neither one nor many.  It is this absolute feature that allows it be the common constituent in humanity-in-Peter and humanity-in-the-mind.  And as we just saw, without this common constituent there can be no talk of an identity between Peter and humanity.  The (weak) identity 'rides on' the common constituent, the natura absoluta.  Likewise, humanity is particular in particular human beings but universal in the mind (and only in the mind).  Hence taken absolutely it is neither particular nor universal. 

But it also follows that the common nature is, in itself and taken absolutely, neither really existent nor intentionally existent.  It enjoys neither esse naturale (esse reale) nor esse intentionale.  Consequently it has no being (existence) at all. This is not to say that it is nonexistent.  It is to say that it is jenseits von Sein und Nichtsein to borrow a phrase from Alexius von Meinong, "beyond being and nonbeing." 

The difficulty is to understand how there could be a plurality of distinct items that are neither universal nor particular, neither one nor many, neither existent nor nonexistent.  Note that there has to be a plurality of them: humanity taken absolutely is distinct from animality taken absolutely, etc.  And what is the nature of this distinctness?  It cannot be mind-generated.  This is because common natures are logically and ontologically prior to mind and matter as that which mediates between them. They are not virtually distinct.  Are they then really distinct?  That can't be right either since they lack esse reale.

And how can these common or absolute natures fail to be, each of them, one, as opposed to neither one nor many?  The theory posits a plurality of items distinct among themselves.  But if each is an item, then each is one.  An item that is neither one nor many is no item at all.

There is also this consideration.  Why are common natures more acceptable than really existent universals as constituents of ordinary particulars such as Peter?    The Thomists allow universals only if they have merely intentional existence, existence 'in' or rather for a mind.  "Intentional existence belongs to entities which exist only in dependence upon the fact that they are objects of our understanding." (253)  They insist that, as S. puts it,  "Every empirical individual and every part or trait of it is particular." (251)  S. calls the latter an observation, but it is not really a datum, but a bit of theory.  It is a datum that 'man' is predicable of many different individuals.  And it is a datum that Peter is the subject of plenty of essential predicates other than 'man.'  But it is not a clear datum that Peter is particular 'all the way through.'  That smacks of a theory or a proto-theory, not that it is not eminently reasonable.

One might 'assay' (to use G. Bergmann's term) an ordinary particular as a complex consisting of a thin or 'bare'  particular instantiating universals.  This has its own difficulties, of course, but why should a theory that posits common natures be preferrable to one that doesn't but posits really existent universals instead?  Either way problems will arise.

The main problem in a nutshell is that it is incoherent to maintain that some items are such that they have no being whatsoever.  'Some items are such that they have no being whatsoever' is not a formal-logical contradiction, pace van Inwagen, but it is incoherent nonetheless.  Or so it seems to me. 

Aquinas Meets Frege: Analysis of an Argument from De Ente et Essentia

The other day I expressed my reservations as to the coherence of the Thomistic notion of a common nature.  Let's plunge a little deeper by considering the argument from Chapter 3 of Thomas Aquinas, On Being and Essence (tr. Robert T. Miller, emphasis added):

The nature, however, or the essence thus understood can be considered in two ways.
First, we can consider it according to its proper notion, and this is to consider it absolutely. In this way, nothing is true of the essence except what pertains to it absolutely: thus everything else that may be attributed to it will be attributed falsely. For example, to man, in that which he is a man, pertains animal and rational and the other things that fall in his definition; white or black or whatever else of this kind that is not in the notion of humanity does not pertain to man in that which he is a man. Hence, if it is asked whether this nature, considered in this way, can be said to be one or many, we should concede neither alternative, for both are beyond the concept of humanity, and either may befall the conception of man. If plurality were in the concept of this nature, it could never be one, but nevertheless it is one as it exists in Socrates. Similarly, if unity were in the notion of this nature, then it would be one and the same in Socrates and Plato, and it could not be made many in the many individuals. Second, we can also consider the existence the essence has in this thing or in that: in this way something can be predicated of the essence accidentally by reason of what the essence is in, as when we say that man is white because Socrates is white,
although this does not pertain to man in that which he is a man.

The argument may be set forth as follows:

1. A nature can be considered absolutely or according to the being it has in this or that individual.

2. If a nature is considered absolutely, then it is not one.  For if oneness were included in the nature of humanity, e.g., then humanity could not exist in many human beings.

3. If a nature is considered absolutely, then it is not many. For if manyness were included in the nature of humanity, e.g., then humanity could not exist in one man, say, Socrates.

Therefore

4. If a nature is considered absolutely, then it is neither one nor many, neither singular nor plural.

I find this argument intriguing because I find it extremely hard to evaluate, and because I find the conclusion to be highly counterintuitive.  It seems to me obvious that a nature or essence such as humanity is one, not many, and therefore not neither one nor many!

The following is clear.  There are many instances of humanity, many human beings.  Therefore, there can be many such instances. It follows that there is nothing in the nature of humanity to preclude there being many such instances.  But there is also nothing in the nature of humanity to require that there be many instances of humanity, or even one instance.  We can express this by saying that the nature humanity neither requires nor precludes its being instantiated. It allows but does not entail instantiation.  This nature, considered absolutely, logically allows multiple instantiation, single instantiation, and no instantiation.  It logically allows that there be many men, just one man, or no men.

That much is crystal clear.  But surely it does not follow that the nature humanity is neither one nor
many.  What Aquinas is doing above is confusing what Frege calls a mark (Merkmal) of a concept with a property (Eigenschaft)  of a concept.  (See Foundations of Arithmetic, sec. 53, first publ. 1884)  The marks of a concept are the subconcepts which are included within it.  Thus man has animal and rational as marks.  But these are not properties (Eigenschaften) of the concept man since no concept is an animal or is rational.  Being instantiated is an example of a property of man, a property that cannot be a mark of man.   If being instantiated were a mark of man, then the concept man could not fail to be instantiated.  In general, the marks of a concept are not properties thereof, and vice versa. 

A couple more examples.  Three-sided is a mark of the concept triangle, but is is not a property of this concept for the simple reason that no concept is three-sided. Male is a mark of the concept bachelor, but not a property of it since no concept is male.

Aquinas has an insight which can be expressed in Fregean jargon as follows.  Being singly instantiated — one in reality –  and being multiply instantiated — many in reality — are not marks (Merkmale) of the nature humanity.  But because he (along with everyone else prior to 1884) confuses marks with properties (Eigenschaften), he concludes that the nature itself cannot be either one or many.  But surely the nature itself is one, nor many.  That is consistent with holding that the nature admits of single instantiation, multiple instantiation, or no instantiation.

To put it another way, Aquinas confuses the 'is' of predication ('Socrates is a man') with the 'is' of subordination ('Man is an animal').  Man is predicable of Socrates, but animal is not predicable of man, pace Aristotle, Categories 3b5: no concept or nature is an animal.  Socrates falls under man; Animal falls within man.  Falling-under and falling-within are different relations.  Animal is superordinate to man while man is subordinate to animal. But that is not to say that animal is predicable of man.  Both animal and man are predicable of Socrates, which is to say: Socrates falls under both concepts.  But man does not fall under animal, animal falls within man.  If man fell under animal, then the concept man would be an animal, which is absurd.

For these reasons I do not find the argument from De Ente et Essentia compelling.  It is based on confusions that the great logician Gottlob Frege was the first to sort out. But perhaps there is a good Thomist response.

Gyula Klima on Thomistic Common Natures: Some Questions

In his SEP article, The Medieval Problem of Universals, Gyula Klima offers the following explanation of the Thomistic doctrine of common natures:

So, a common nature or essence according to its absolute consideration abstracts from all existence, both in the singulars and in the mind. Yet, and this is the important point, it is the same nature that informs both the singulars that have this nature and the minds conceiving of them in terms of this nature. To be sure, this sameness is not numerical sameness, and thus it does not yield numerically one nature. On the contrary, it is the sameness of several, numerically distinct realizations of the same information-content, just like the sameness of a book in its several copies. Just as there is no such a thing as a universal book over and above the singular copies of the same book, so there is no such a thing as a universal nature existing over and above the singular things of the same nature; still, just as it is true to say that the singular copies are the copies of the same book, so it is true to say that these singulars are of the same nature.

I am struggling to understand this.  Consider the common nature humanity. When we consider it in itself, or absolutely, we abstract from its existence in material singulars (Socrates, Plato, Aristotle, . . .) and from its existence in minds.  When we consider it absolutely we thus consider it in abstraction from esse, whether esse naturale or esse intentionale.  So considered, the common nature has no mode of esse or existence.  Having no mode of existence, the common nature does not exist.  This prompts my first question:

Q1. How can an item have no being or existence at all?  (I am using 'being' and 'existence' interchangeably.)  Would it not then be nothing?  But it is not nothing; it is the very common nature that it is, one distinct from other common natures.   What we have here, as it seems to me, is an anticipation of Meinong's doctrine of Aussersein, with the problems that the latter brings in  its train.  But having invoked Meinong I now send him back to his jungle; my present concern is merely to understand Aquinas.  There is this item, humanity, which, absolutely considered, has no being, but is nonethless a definite mind-independent item.  Mind-independent yet beingless.  Do you not find this puzzling?

I am not suggesting that there is a narrowly-logical (purely formal) contradiction in There is an item that has no being.  Some will  be tempted to mount that objection since the italicized sentence certainly does smack  of formal-logical contradiction: There is an x such that x is not.  But the formal-logical contradiction seems to dissipate if we put it like this: Some item is beingless, where 'some' has no existential or ontological import whatsoever.  The latter italicized sentence is not formally self-contradictory. Its form is Some F is G which admits of true substitution-instances. 

So I see no formal-logical contradiction in the doctrine of common natures any more than I see a formal-logical contradiction in Meinong's doctrine of Aussersein.  My point is not formal-logical but metaphysical.  I just don't understand how something can be mind-independent without having any being at all.

Note also that this item — humanity as common nature or natura absoluta — is neither particular nor universal.  It would be particular if it existed with esse naturale in singulars; it would be universal if it existed with esse intentionale in a mind.  But in itself, considered absolutely, it exists in neither way and is therefore  neither particular nor universal.  This prompts my second question:

Q2.  How can a nature be common and yet not in some sense universal?  There is this item which we are considering in abstraction from its material existence in singulars and from its immaterial existence in minds.  It seems that what we must say  that it is universal, not particular. After all, it is common.  How can an item be common to many (to many material singulars and to many acts of thinking) without being universal?

These are not rhetorical questions.  I really don't understand the doctrine.  (Some people have the unpleasant habit of accusing one of posing rhetorical questions when one genuinely asks questions.  Isn't that what philosophers mainly do, ask questions?)

What's more, common natures are neither one nor many.  In De Ente et Essentia, Thomas gives an argument for this claim, an argument I examine and reject in a separate post.   At the moment I am concerned with the intelligibility of the claim, not its justification.  I want to understand the claim, but so far I am finding it unintelligible.  Hence my third question:

Q3.  How can a common nature be neither one nor many?  Must it not be one item to be common?

Klima offers an analogy.  It is a commonplace that there can be many copies of the same book.  Each copy is a material singular.  And of course 'same book' does not refer to a material singular over and above the many copies.  And yet the same information-content is expressed in each (uncorrupted) copy and is understood by each mind that reads (with comprehension) a copy.  A common nature, then, is like the information-content of a book. 

Unfortunately, this analogy does not help me.  It seems obvious to me that the information-content is one, not neither one nor many. 

To sum up.  A common nature, considered absolutely,  is neither one nor many, neither universal nor particular.  Considered absolutely, it exists neither in singulars nor in minds.  What's more, this absolute consideration, this consideration of it as it is in itself, does not make of it an abstractum that depends on a mind for its existence.  And so it has some sort of mind-independent status along with its matter-independent status.  Having neither esse naturale nor esse inentionale, it has no being at all.  Having no being at all, we can say that common natures are ausserseiend in Meinong's sense, jenseits von Sein und Nichtsein, "beyond being and nonbeing."  Each of these items is a pure Sosein with no Sein.

Is this a coherent conception?  I can't see that it is. But I don't claim to have refuted it.  For my misgivings rest on an assumption that, while it  seems intuitively obvious to me,  I would be hard-pressed to justify in a non-circular way,, namely, that whatever has mind-independent status must have some mode of being or other.

Frege Meets Aquinas: A Passage from De Ente et Essentia

Here is a passage from Chapter 3 of Thomas Aquinas, On Being and Essence (tr. Robert T. Miller, emphasis added):

The nature, however, or the essence thus understood can be considered in two ways. First, we can consider it according to its proper notion, and this is to consider it absolutely. In this way, nothing is true of the essence except what pertains to it absolutely: thus everything else that may be attributed to it will be attributed falsely. For example, to man, in that which he is a man, pertains animal and rational and the other things that fall in his definition; white or black or whatever else of this kind that is not in the notion of humanity does not pertain to man in that which he is a man. Hence, if it is asked whether this nature, considered in this way, can be said to be one or many, we should concede neither alternative, for both are beyond the concept of humanity, and either may befall the conception of man. If plurality were in the concept of this nature, it could never be one, but nevertheless it is one as it exists in Socrates. Similarly, if unity were in the notion of this nature, then it would be one and the same in Socrates and Plato, and it could not be made many in the many individuals. Second, we can also consider the existence the essence has in this thing or in that: in this way something can be predicated of the essence accidentally by reason of what the essence is in, as when we say that man is white because Socrates is white, although this does not pertain to man in that which he is a man.

What intrigues me about this passage is the following argument that it contains:

1. A nature can be considered absolutely (in the abstract) or according to the being it has in this or that individual.
2. If a nature is considered absolutely, then it is not one.  For if oneness were included in the nature of humanity, e.g., then humanity could not exist in many human beings.
3. If a nature is considered absolutely, then it is not many. For if manyness were included in the nature of humanity, e.g., then humanity could not exist in one man, say, Socrates.
Therefore
4. If a nature is considered absolutely, then it is neither one nor many, neither singular nor plural.

I find this argument intriguing because I find it extremely hard to evaluate, and because I find the conclusion to be highly counterintuitive.  It seems to me obvious that a nature or essence such as humanity is one, not many, and therefore not neither one nor many!

The following is clear.  There are many instances of humanity, many human beings.  Therefore, there can be many such instances. It follows that there is nothing in the nature of humanity to preclude there being many such instances.  But there is also nothing in the nature of humanity to require that there be many instances of humanity, or even one instance.  We can express this by saying that the nature humanity neither requires nor precludes its being instantiated. This nature, considered absolutely, logically allows multiple instantiation, single instantiation, and no instantiation.  It logically allows that there be many men, just one man, or no men.

But surely it does not follow that the nature humanity is neither one nor many.  What Aquinas is doing above is confusing what Frege calls a mark (Merkmal) of a concept with a property (Eigenschaft)  of a concept.  The marks of a concept are the subconcepts which are included within it.  Thus man has animal and rational as marks.  But these are not properties of the concept man since no concept is an animal or is rational.  Being instantiated is an example of a property of man, a property that cannot be a mark of man.   In general, the marks of a concept are not properties thereof, and vice versa.  Exercise for the reader:  find a counterexample, a concept which is such that one of its marks is also a property of it.

Aquinas has an insight which can be expressed in Fregean jargon as follows.  Being singly instantiated — one in reality —  and being multiply instantiated — many in reality — are not marks (Merkmale) of the nature humanity.  But because he (along with everyone else prior to 1884) confuses marks with properties (Eigenschaften), he concludes that the nature itself cannot be either one or many.

To put it another way, Aquinas confuses the 'is' of predication ('Socrates is a man') with the 'is' of subordination ('Man is an animal').  Man is predicable of Socrates, but animal is not predicable of man, pace Aristotle, Categories 3b5: no concept or nature is an animal.  Socrates falls under man; Animal falls within manAnimal is superordinate to man while man is subordinate to animal.

For these reasons I do not find the argument from De Ente et Essentia compelling.  But perhaps there is a good Thomist response.

Geach on the Real Distinction II: The Argument from Intentionality

See Geach on the Real Distinction I for some background on the distinctio realis.  This post lays out the argument from intentionality to the real distinction.

A theory of intentionality ought to explain how the objective reference or object-directedness of our thoughts and perceptions is possible. Suppose I am thinking about a cat, a particular cat of my acquaintance whom I have named 'Max Black.' How are we to understand the relation between the mental act of my thinking, which is a transient datable event in my mental life, and its object, namely the cat I am thinking of? What makes my thinking of Max a thinking of Max?  Or perhaps Max is in front of me and I am seeing him.  What makes my seeing a seeing of him?

Here is what Peter Geach has to say, glossing Aquinas:

What makes a sensation or thought of an X to be of an X is that it is an individual occurrence of that very form or nature which occurs in X — it is thus that our mind 'reaches right up to the reality'; what makes it to be a sensation or thought of an X rather than an actual X or an actual X-ness is that X-ness here occurs in the special way called esse intentionale and not in the 'ordinary' way called esse naturale. This solution resolves the difficulty. It shows how being of an X is not a relation in which the thought or sensation stands, but is simply what the thought or sensation is . . . .(Three Philosophers, Cornell UP, 1961, p. 95)

Geach But what the devil does that mean? Allow me to explain. The main point here is that ofness or aboutness is not a relation between a mental act and its object. Thus intentionality is not a relation that relates my thinking of Max and Max. My thinking of Max just is the mental occurrence of the very same form or nature — felinity — which occurs physically in Max. Max is a hylomorphic compound, a compound of form and (signate) matter. Old Max himself, fleas and all, is of course not in my mind. It is his form that is in my mind. But if felinity informs my mind, why isn't my mind a cat? Here is where the distinction between esse intentionale and esse naturale comes in. One and the same form — felinity — exists in two different modes. Its mode of being in my mind is esse intentionale while its mode of being in Max is esse naturale.

Because my thought of Max just is the intentional occurrence of the same form or nature that occurs naturally in Max, there is no problem about how my thought reaches Max. One could call this an identity theory of intentionality.

What if Max were, unbeknownst to me, to cease to exist while I was thinking about him? My thinking would be unaffected: it would still be about Max in exactly the way it was about him before. The Thomist theory would account for this by saying that while the form occurs with esse intentionale in my mind, it does not occur outside my mind with esse reale.

That in a nutshell is the Thomist theory of intentionality. If you can see your way clear to accepting it as the only adequate account of intentionality, then it supplies a reason for the real distinction.  For the account requires that there be two distinct modes of esse, an immaterial mode, esse intentionale, and a material mode, esse naturale. Now if F-ness can exist in two different modes, then it cannot be identical to either and must be really distinct from both. (Cf. "Form and Existence" in God and the Soul, pp. 62-64.)

This argument for the real dstinction is only as good as the Thomist theory of intentionality which in turn rests on the notion of a common nature, felinity, say, which is indifferent to existence inasmuch as it can exist with esse naturale in Max and with esse intentionale in a Max-thinker, but taken in itself  and absolutely is neither material nor mental, neither many nor one.

The aporetics of common natures will be taken up in subsequent posts.

Kenny, Geach, and the Perils of Reading Frege Back Into Aquinas

I have been studying Anthony Kenny, Aquinas on Being (Oxford 2002).  I cannot report that I find it particularly illuminating.  I am troubled by the reading back of Fregean doctrines into Aquinas, in particular in the appendix, "Frege and Aquinas on Existence and Number." (pp. 195-204)  Since Kenny borrows heavily from Peter Geach, I will explain one of my misgivings in connection with a passage from Geach's important article, "Form and Existence" in God and the Soul.  Geach writes,

Frege, like Aquinas, held that there was a fundamental distinction in rebus answering to the logical distinction between subject and predicate — the distinction between Gegenstand (object) and Begriff (concept). [. . .] And for Frege the Begriff, and it alone, admits of repetition and manyness; an object cannot be repeated — kommt nie wiederholdt vor. (45-46)

So far, so good.  Geach continues:

Understood in this way, the distinction between individual and form is absolutely sharp and rigid; what can be sensibly said of one becomes nonsense if we try to say it of the other. [. . .] Just because of this sharp distinction, we must reject the Platonic doctrine that what a predicate stands for is is some single entity over against its many instances, hen epi pollon. On the contrary:  the common nature that the predicate 'man' (say) stands for can be indifferently one or many, and neither oneness nor manyness is a mark or note of human nature itself.  This point is made very clearly by Aquinas in De Ente et Essentia.  Again we find Frege echoing Aquinas; Frege counts oneness or manyness (as the case may be) among the properties (Eigenschaften) of a concept, which means that it cannot at the same time be one of the marks or notes (Merkmalen) of that concept. (46)

I smell deep confusion here.  But precisely because the confusion runs deep I will have a hard time explaining clearly wherein the confusion consists.  I will begin by making a list of what Geach gets right.

1. Objects and individuals are unrepeatable. 
2. Concepts and forms are repeatable.
3. Setting aside the special question of subsistent forms, no individual is a form, and no object is a concept.
4. Frege distinguishes between the marks of a concept and the properties of a concept. The concept man, for example, has the concept animal as one of its marks.  But animal is not a property of man, and this for the simple reason that no concept is an animal.  Man has the property of being instantiated.  This property, however, is not a mark of man since it is not included within the latter's conceptual content:  one cannot by sheer analysis of the concept man determine whether or not there are any men.  So there is a sense in which "neither oneness nor manyness is a mark or note of human nature itself."  This is true if taken in the following sense: neither being instantiated singly nor being instantiated multiply is a mark of the concept man.

But how do these points, taken singly or together, support Geach's rejection of "the Platonic doctrine that what the predicate stands for is some single entity over against its many instances"?  They don't!

It seems obvious to me that Geach is confusing oneness/manyness as the relational property of single/multiple instantiation with oneness/manyness as the monadic property of being one or many.  It is one thing to ask whether a concept is singly or multiply instantiated.  It is quite another to ask whether the concept itself  is one or many.  It is also important to realize that a Fregean first-level concept, when instantiated, does not enter into the structure of the individuals that instantiate it.  Aquinas is a constituent ontologist, but Frege is not.  This difference is deep and causes a world of trouble for those who attempt to understand Aquinas in Fregean terms.  For Frege, concepts are functions, and no function enters into the structure of its argument.  The propositional function x is a man is not a constituent of Socrates.  What's more, the value of the function for Socrates as argument is not a state of affairs with Socrates and the function as constituents. The value of the function for Socrates as argument is True; for Stromboli as argument, False.  And now you know why philosophers speak of truth-values.  It's mathematical jargon via Frege the mathematician.

The Fregean concept man is one, not many.  It is one concept, not many concepts.  Nor is it neither one nor many.  It can have one instance, or many instances, or no instance.   The Thomistic form man, however, is, considered in itself, neither one nor many.  It is one in the intellect but (possibly) many in things.  In itself, however, it is neither.  And so it is true to say that the form is not "some single entity over against its many instances."  It is not a single entity because, considered in itself, it is neither single nor multiple.

But this doesn't follow from point (3) above.  And therein consists Geach's mistake.  One cannot validly move from the "sharp distinction" between individuals/objects and forms/concepts  to the conclusion that what a predicate stands for is not a single entity.  Geach makes this mistake because of the confusion  exposed two paragraphs supra.  The mutual exclusion of objects and concepts does not entail that concepts cannot be single entities.

There is another huge problem with reading Frege back into Aquinas, and that concerns modes of existence (esse).  A form in the intellect exists in a different way than it does in things.  But if Frege is right about existence, there cannot be modes of existence.  For if existence is instantiation, then there cannot be modes of existence for the simple reason that there cannot be any modes of instantiation.

I'll say more about this blunder in another post.  It rests in turn on a failure to appreciate  the radically different styles of ontology practiced by Aquinas and Frege.  In my jargon, Aquinas is a constituent ontologist while Frege is a nonconstituent ontologist.  In the jargon of Gustav Bergmann, Aquinas is a compex ontologist while Frege is a function ontologist.

Geach on the Real Distinction I

Oceans of ink have been spilled over the centuries on the celebrated distinctio realis between essence and existence (esse).  You have no idea how much ink, and vitriol too, has flooded  the scholastic backwaters and sometimes spilled over into mainstream precincts. Anyway, the distinction has long fascinated me and I hold to some version of it.  I will first give a rough explanation of the distinction and then examine one of Peter Geach's arguments for it.

1.  First of all, we can say that the real distinction is so-called because it is not a merely conceptual or notional distinction.  It is not like the distinction between the Morning Star and the Evening Star. It is not a distinction parasitic upon how we view things or refer to them.  It is more like the distinction between Venus and Mars.  The MS and the ES are two "modes of presentation" (Fregean Darstellungsweisen) of one and the same chunk of extramental physical reality, the planet Venus.  But Venus and Mars are not modes of presentation but entities in their own right.  Venus and Mars are distinct in reality not merely in conception.

2. But although the Venus-Mars distinction is a real distinction, the distinction between essence and existence cannot be like this.  For while each of the planets can exist without the other, essence and existence cannot each exist without  the other.  A thing's existence is nothing wthout the thing whose existence it is, and thus nothing without the thing's essence.  I hope it is obvious that the existence of this particular coffee cup would be nothing without the cup and the cup's individual essence.

3. It is less obvious that the individual essence would be nothing without existence.  But to make the problem more difficult I will assume that there are no nonexistent individuals, that nothing is an individual unless it exists. This implies that before Socrates came into existence there was no individual essence Socrateity.  His coming into being was not the actualization of a pre-existent wholly determinate individual essence.  (This has implications for the theory of creation: it imples that creation is out of nothing, not out of mere possibles.)  It also implies that there is no individual essence corresponding to the name 'Vulcan' when this is used to denote an intra-Mercurial planet.  My assumption is anti-Meinongian and (I believe) also anti-Avicennian.  (There was a time, long ago, when the Muslims weren't total slouches when it came to philosophy. 'Avicenna' is the Latinization of 'Ibn Sina.')

4.  The essence and the existence of a particular individual are thus each dependent on the other but nonetheless really, not merely notionally,  distinct.  Really distinct (like Venus and Mars, but unlike the Morning Star and the Evening Star) but inseparable (unlike Venus and Mars).  They are really distinct like my eye glasses and my head but not separable in the manner of glasses and head. So an analogy mght be the convexity and concavity of one of the lenses.  The convex surface cannot be without the concave surafce and vice versa, but they are really distinct.  'Convex' and 'concave' are not merely two different ways of referring to the same piece of glass.  There is a real mind-independent difference.  But it is only  an analogy.

5. Now what reason could we have for accepting something like the the real distinction?  Here is one of Geach's arguments, based on Aquinas,  from "Form and Existence," reprinted in Peter Geach, God and the Soul (Thoemmes Press, 1994), pp. 42-64.  Geach's argument is on p. 61.  I'll put the argument in my own way.  I find the argument convincing.

Suppose you have two numerically distinct instances of F-ness.  They don't differ in point of F-ness, since each is an instance of F-ness.  But they are numerically distinct.  So some other factor must be brought in to account for the difference.  That factor is existence.  They differ in their very existence.  Since they differ in existence and yet agree in essence, essence and existence are really distinct.

Max Black was famous for his iron spheres.  (Geach does not mention Black.) He hypothesizes a world consisting of just two of them and nothing else, the spheres being alike in every relational and monadic respect.  In Black's boring world, then, there are two numerically distinct instances of iron sphere.  Since both exist, and since they differ solo numero, I conclude that they  differ in their very existence.  Since they differ in their existence, but agree in their iron sphericity, there is a real distinction between existence and nature or essence.

Suppose you deny that.  Suppose you say that the spheres do not differ in their very existence and that they share existence.  The consequence, should one cease to exist, would be that the other would cease to exist as well, which is absurd.

Hylomorphic Ontological Analysis and the Puzzle of Prime Matter

Recent posts have discussed  hylomorphic dualism in the philosophy of mind. It is a serious contender in the arena of competing positions — unlike say, eliminative materialism, which is not. (If you think I'm just gassing off about EM, read the entries in the eponymous category.) But now I want to take a step back from the special topic of the mind-body problem to the more general theme of hylomorphic ontological analysis as such.  In this post I examine some ideas in John Haldane's "A Return to Form in the Philosophy of Mind" in Form and Matter: Themes in Contemporary Metaphysics, ed. David S. Oderberg, Blackwell, 1999, pp. 40-64. But first some background.

In the 20th century Anglosphere, most philosophical analysis has been conceptual and linguistic. Moore and Russell were major practitioners. Decidedly less popular has been phenomenological analysis. Think Husserl. And least popular has been ontological analysis. The Iowa School (Gustav Bergmann and Co.) and Thomism are  the two major representatives of it. Ontological analysis takes as its object the (mind-independently) existent. It operates on the assumption that ordinary particulars have ontological constituents, and it tries to specify what these constituents are. These constituents are of course not spatial parts and they 'lie deeper' (whatever exactly this means) than the targets of chemical and physical analysis. They are items like these: universals, tropes, non-relational ties, Castaneda's ontological operators, Armstrong's thin particulars, Bergmann's bare particulars, and others besides.

2. Hylomorphic analysis is one type of ontological analysis. One analyzes meso-particulars such as a statue or a horse into form (morphe) and matter (hyle) among other constituents. These constituents are sometimes called principles, using the word in an old-fashioned way. Thus one speaks of the principium individuationis, the principle of individuation, or of the soul as life principle. The principle of individuation is not a statement or proposition but a real factor 'in' things that accounts for their numerical difference.

3. What motivates the hylomorphic approach? John Haldane has something interesting to say on this point:

. . . a condition of there being something for thought to take hold of is that the something has structure. Equivalently, a condition of there being thought is that there be relevant structuring principles (sortal and characterizing concepts plus logical constants.)

So we arrive at hylomorphic analysis. Every particular may be understood in terms of the instantiation of a formal principle. Its form makes it to be the kind of thing it is, providing its definitive structure, its characteristic powers and liabilities, and so on. However, since, ex hypothesi, things of the same specific sort have formally identical principles there arises the question of numerical difference. The analysis is completed by introducing the idea of matter as that which is structured and is the basis of numerical individuation within species. (49-50)

The motivation for hylomorphism is something like this. Thinking, in virtue of its intentionality, refers beyond itself to what it is not, namely, to 'objective' things and states of affairs. Whether thinking succeeds in referring beyond itself to things that exist independently of thought is of course a further question; but it is clear that thinking and indeed all forms of intentionality purport so to refer. For example, my perceiving of a distant mountain purports to reveal a physical object that exists whether I or anyone perceives it. This purport is part of the very sense of outer perception. Borrowing a line from the neglected German philosopher Wolfgang Cramer, outer perceiving is of objects as non-objects. The meaning, I hope, is clear: in outer perceiving the object is intended as more than a mere intentional object or accusative of awareness; it is intended as precisely something that exists as a non-object, as something that exists in itself, apart from the consciousness that posits it as existing in itself.

Now if one, setting aside skeptical worries, simply assumes that thought sometimes makes contact with reality, then one can ask: what must real things be like if thought is to be able to make contact with them? What must these things be like if it is to be possible for thought to "take hold of" them as Haldane puts it? The answer is that these mind-independent things must be conformable to our thought, and our thought to them. There must be some sort of isomorphism between thought and thing. Since we cannot grasp anything unstructured, reality must have structure. So there have to be principles of form and organization in things. But these formative principles must form something or determine something which, in itself, is at least relatively formless or indeterminate. There must be something which, in itself is (relatively) formless, is susceptible of being informed, or receptive of formation. In this way matter comes into the picture.

4. But now let's consider some puzzles. The proximate matter of a chair consists of its legs, seat, back. But this proximate matter itself has form. A leg, for example, has a shape and thus a form. (Form is not identical to shape, since there are forms that are not shapes; but shapes are forms.) Suppose the leg has the geometrical form of a cylinder. (Of course it will have other forms as well, the forms of smoothness and brownness, say.) The cylindrical form is the form of some matter. The matter of this cylindrical form is wood, say. But a piece of wood is a composite entity the parts of which have form and matter. For example, the complex carbohydrate cellulose is found in wood. It has a form and a proximate matter. But cellulose is made of beta-glucose molecules. Molecules are made of atoms, atoms of subatomic particles like electrons, and these of quarks, and so it goes.

The idea is that hylomorphic analysis is iterable. The iteration has a lower limit in prime or primordial or ultimate matter (materia prima.). Ultimate matter, precisley because it is ultimate, has no form of its own. As Haldane describes it, it is "stuff of no kind." (50)

Now one puzzle is this. Prime matter is not nothing. If it were nothing, then there would be no proximate matter either. Consider the lowest level of proximate matter. Consider a particle whose matter is prime matter. If prime matter is nothing at all, then this smallest particle could not exist, (since it is built up out of its components and one of them does not exist), and nothing having it as a component could exist. So prime matter is not nothing. But it is not something either. For if it were something it would have form or structure or organization. Obviously nothing can exist that is not definite and determinate. If you say the indeterminate, the apeiron, exists, WHAT are you saying exists? WHAT are you talking about? There has to be a whatness, a form, for it to be intelligible to say that something exists. 'X exists' says nothing. Recall the isomorphism between thought and reality that is part of the motivation for hylomorphic analysis. Something bare of determinateness is unthinkable and hence nonexistent.

We are driven to the conclusion that prime matter is not nothing and also not something. This certainly looks like a contradiction. But it is a contradiction apparently forced upon us if we embrace hylomorphic ontological analysis. For this analysis is iterable. One cannot stop shy of primate matter, for if there is no ultimate matter then there is no proximate matter either.

To avoid the contradiction one might say that prime matter, though not something actual is not nothing in that it is pure potency: the pure potentiality to receive forms is essentially the way Haldane puts it. (50) Does this help? Not much. What exactly is the difference between a pure potentiality to receive any form and nothing at all? Something that is not F or G or H, etc. but is receptive to these forms has no determinate nature. Without a determinate nature, how can it be anything at all?

5. Furthermore, a pure potency cannot be an ontological building block out of which to construct something actual. So should we say that prime matter is a mere abstraction? But then forms free of matter would also be mere abstractions. How can a substance be built up out of abstractions?

This second  problem concerns the status of the so-called 'principles' form and matter.  They don't have an independent existence, else they would be substances in their own right.  Is their status then merely mental?  That can't be right either since a hylomorph (a hylomorphic compound) cannot  be compounded of  components whose status is merely mental.  Why not?  Well, the typical hylomorph enjoys extramental existence, and it is difficult to see how such a thing could be built up out of constituents whose status was wholly intramental.

Feser Defends Hylomorphic Dualism Against My Criticism

I want to thank Edward Feser for responding to my recent post, A Problem for the Hylomorphic Dualist.  And while you are at Ed's site, please read his outstanding entry, So you think you understand the cosmological argument?, an entry with which I agree entirely.

Ed writes,

Naturally, since I am a hylemorphic dualist, I completely disagree with Bill here. Let’s start with the last charge — that hylemorphic dualism “make[s] an exception in the case of the human soul [that] is wholly unmotivated and ad hoc and inconsistent with hylomorphic ontology.” That the view is not “unmotivated and ad hoc” is easily shown. Bill himself would surely acknowledge that there are serious philosophical arguments for hylemorphism, even if he doesn’t accept that view himself. He would also acknowledge that there are serious philosophical arguments for dualism, a view he is sympathetic with. But then he should also acknowledge that someone could find both sorts of arguments convincing. And in that case he should acknowledge that someone could have good philosophical reasons for thinking that there must be some way to combine hylemorphism and dualism.

I agree that there are serious arguments for hylomorphism, and I especially agree that there are strong arguments for dualism.  And I agree that someone who finds both hylomorphism and dualism persuasive will have a motivation to try to combine them by showing how the special-metaphysical thesis of dualism can be accommodated within the general-metaphysical scheme of hylomorphism. 

But if one has good arguments for position A and good arguments for position B, it doesn't follow that one has good arguments for the combined position A + B.  For there may be a good reason why the two positions cannot be combined.  And so it is in the present case.  The case for hylomorphism and the case for dualism do not add up to a case for  hylomorphic dualism.  So while I agree with Ed that one who has good reason to be a hylomorphist and good reason to be a dualist will be powerfully motivated to combine the two positions, I do not agree that the reasons for hylomorphism and dualism, respectively, add up to reasons for the hylomorphic dualism.  A psychological motivation is not the same as a justificatory reason. 

Ed continues:

Nor, contrary to what Bill implies, is Aquinas somehow departing radically from Aristotle. For Aristotle too was committed both to hylemorphism and to the view that the intellect is immaterial — indeed, to the view that the active intellect is immortal. To be sure, that does not by itself show that Aristotle’s views are identical to or entail Aquinas’s; the Averroists took Aristotle’s position in a very different direction, and contemporary commentators often find it simply puzzling. But the reason they do — namely, that it seems odd to say both that the soul is the form of the body and that one of its capacities is somehow separable from the body — is similar to the reason Bill finds Aquinas’s position puzzling. Needless to say, Aristotle had no Christian theological ax to grind; he was simply following the philosophical arguments where they led. There is no reason to accuse Aquinas of doing anything different, and it is hardly unreasonable to suggest that the way to harmonize the various aspects of Aristotle’s position is the way Aquinas does. That does not mean that one might not still question whether Aquinas’s position is ultimately coherent (as Bill does), or criticize it on other grounds. But the charge that it is “wholly unmotivated and ad hoc” — a piece of Christian apologetics with no independent philosophical rationale — is, I think, completely unwarranted. 

Clearly, Aristotle had no Christian axe to grind.  And so if the active intellect (nous poietikos) mentioned in De Anima III, v (430a) is a subsistent element of the human soul, capable of existence independent of matter, then Aquinas' position on the human soul would have been anticipated by Aristotle, and what I said, or rather suspected, about Aquinas implanting Christian  notions in the foreign soil of Aristotelianism would be insupportable.  But the interpretation of De Anima III, v is a vexed and vexing matter as the material in the hyperlink Ed provided makes clear.  If, as some commentators maintain, Aristotle is discussing the divine mind and not the human mind, then it cannot be maintained that Aristotle was anticipating Aquinas.

The important question, of course, is whether the human soul, or any part theoreof, can be coherently conceived as a subsistent form, whether this is maintained by Aristotle or Aquinas or both.  Ed now addresses my puzzle head on:

The soul is, for Aquinas, the form of the body. So how could it possibly exist apart from the body? Bill asks why things should be any different with human beings than they are with Fido. But Aquinas is quite clear about the answer to that question: The difference is that the human soul carries out immaterial operations (i.e. intellectual ones) while a dog’s soul does not. And if it operates apart from matter and agere sequitur esse, then it must subsist apart from matter.

I grant that the human soul, unlike the canine, carries out immaterial operations.  The argument is this:

a.  The human soul engages in immaterial operations
b.  Agere sequitur esse: whatever operates I-ly must be (exist) I-ly.
Therefore
c.  The human soul, qua executing immaterial operations, exists immaterially.

But how is this relevant to the issue I am raising?  Let's assume that the above argument is sound.  What it shows is that the human soul enjoys an immaterial mode of being.  But it does not show that a form of an animal body enjoys an immaterial mode of being.  It is one thing to establish that the human soul, or an element thereof, exists immaterially; quite another to show that this immaterial element is a form.  I hesitate to say that Ed is conflating these two questions.  What he might be doing is begging the question against me: he may be just assuming what I am questioning, namely, that the human soul is a form, and then taking an argument for the immateriality of the soul to be an argument for the immaterial existence of a form of the human body.  Quoting further from Feser:

Necessarily, a form is a form of that of which it is the form. But a subsistent form is possibly such as to exist apart from that of which it is the form. These propositions cannot both be true.
That they can both be true can be seen when we keep in mind how Aristotelians understand concepts like necessity, possibility, essence, and the like. Suppose we say that it follows from the nature or essence of a dog that it has four legs. Does that mean every single dog necessarily has four legs? No, because a given dog might have lost a leg in an accident, or failed to develop all four legs due to some genetic defect, or (if only recently conceived and still in the womb) may simply not yet have developed all four legs. What it does mean is rather that a mature dog in its normal state will necessarily have four legs. As Michael Thompson and Philippa Foot have emphasized, “Aristotelian categoricals” of the form S’s are F convey a norm and are not accurately represented as either existential or universal statements of the sort familiar to modern logicians. “Dogs have four legs” is not saying “There is at least one dog, and it has four legs” and neither is it saying “For everything that is a dog, it is four legged.” It is saying that the typical dog, the normal (mature) dog, has four legs.

I of course agree with the bit about the dog and his nature.  But I question its relevance to my point.  I grant that from the fact that it is the nature of a dog to have four legs it does not follow that every dog has four legs.  In parallel with this, Ed seems to be suggesting that while it is the nature of a form to be a form of something, it does not follow that every form is a form of something. I deny the parallel.  The claims are on different levels.  The 'canine' claim is about a particular nature (essence), dog-nature.  My claim is about the principles (in the scholastic sense) deployed by hylomorphic ontologists  in their ontological assays.  A form is a 'principle' not capable of independent existence in the manner of a primary substance.

How form and matter operate in the analysis of material substances becomes clearer if we examine a criticism the distinguished Aristotelian Henry Veatch lodges against Gustav Bergmann. (See here for the rest of the post from which the following blue section is excerpted and for bibliographical data.)

Veatch Contra Bergmann

Veatch now lodges a reasonable complaint against Bergmann. How could "matter or bare particulars [be] among the ultimates that one arrives at in a process of analysis. . ."? "For how could anything which in itself is wholly indeterminate and characterless ever qualify as a 'thing' or 'existent' at all?" (81) On Bergmann's assay, an ordinary particular has more basic entities as its ontological constituents. But if one of these constituents is an intrinsically indeterminate and intrinsically characterless entity, how could said entity exist at all, let alone be a building block out of which an ordinary particular is constructed?

For Veatch, form and matter are not ontological atoms in the way bare particulars and simple universals are ontological atoms for Bergmann. "Matter and form are not beings so much as they are principles of being." (80) 'Principle' is one of those words Scholastics like to use. Principles in this usage are not propositions. They are ontological factors invoked in the analysis of primary substances, but they are not themselves primary substances. They cannot exist on their own. Let me try to make Veatch's criticism as clear as I can.

An ordinary particular is a this-such. The thisness in a this-such is the determinable element while the suchness is the determination or set of determinations. Veatch's point against Bergmann is not that ordinary particulars are not composites, this-suches, or that the thisness in a this- such is not indeterminate yet determinable; his point is that the determinable element cannot be an ontological atom, an entity more basic than the composite into which it enters as ontological building block. The determinable element cannot be a basic existent; it must be a principle of a basic existent, where the basic existent is the this-such. This implies, contra Bergmann, that what is ontologically primary is the individual substance, the this-such, which entails that matter and form in an individual substance cannot exist apart from each other. They are in some sense 'abstractions' from the individual substance. The form in a material this-such is not merely tied to matter in general, in the way that Bergmannian first-order universals are tied to bare particulars in general; the form is tied to the very matter of the this-such in question. And the same goes for the matter: the designated matter (materia signata) of Socrates cannot exist apart from Socrates' substantial form.

Veatch says that Bergmann cannot have it both ways: "His bare particulars cannot at one and the same time be utterly bare and characterless in the manner of Aristotelian prime matter and yet also be 'things' and 'existents' in the manner of Aristotelian substances." (82-83)

 The point I want to underscore is that, as Veatch puts it,  "Matter and form are not beings so much as they are principles of being."  Ed continues,

Similarly, to say “Human souls are associated with bodies” is to say that the human soul in its normal state is associated with its body, just like the human hand in its normal state is associated with its body. But it doesn’t follow that it cannot exist apart from the body, any more than it follows that the hand (at least while its tissues are still alive) can exist apart from the body. And again, the reason this is possible with the human soul and not with Fido’s soul is that the human soul, unlike Fido’s soul, carries out immaterial operations even when it is associated with the body.

Here again I think Ed is failing to engage the problem I raised.  I do not question that the human soul in its normal state is associated with its body.  And I do not question that it can exist apart from its body.  What I am questioning is the conceptualization of the human soul as a form.  And so, while Ed has said many things with which I agree, he has not given me a reason to retract my criticism.  To put it another way, he has not given me a reason why I should accept argument A below over argument B:

Argument A:  The human soul can exist apart from its body; the human soul is the form of the human body; therefore, there are forms that can exist apart from the matter they inform.

Argument B:  The human soul can exist apart from its body; no form can exist apart from the matter it informs; therefore, the human soul is not the form of the human body.

I have another argument that Ed may recall from our discussions at my old Powerblogs site, namely, an argument based on the premise that a form cannot be a subject of experience, which is what a soul must be.  But that's a separate post.

On the TFL (Mis)Representation of Singular Propositions as General

The following is a valid argument:

1. Pittacus is a good man
2. Pittacus is a wise man
—–
3. Some wise man is a good man.

That this argument is valid I take to be a datum, a given, a non-negotiable point. The question is whether traditional formal logic (TFL) is equipped to account for the validity of this argument. As I have already shown, it is quite easy to explain the validity of arguments like the above in modern predicate logic (MPL). In MPL, the logical form of the above argument is

Philosophy Always Resurrects Its Dead

Raising_Lazarus007 Etienne Gilson famously remarked that "Philosophy always buries its undertakers."  That is the first of his "laws of philosophical experience." (The Unity of Philosophical Experience, Scribners, 1937, p. 306) As a metaphilosophical pronunciamento it is hard to beat.  It is equally true that philosophy always resurrects its dead.  Let that be my first law.  The history of natural science is littered with corpses, none of which is an actual or potential Lazarus.  Not so in philosophy.

None of the classical problems has ever been demonstrated to be a pseudoproblem pace Wittgenstein, Carnap and such epigoni as Morris Lazerowitz; none of the major theories proposed in solution of them has ever been  refuted once and for all; no school of thought has been finally discredited.

 

Thomism, to take an example, was once largely confined to the academic backwaters of Catholic colleges where sleepy Jesuits taught the ancient lore from dusty scholastic manuals to bored jocks.  (I am not being entirely fair, but fair enough for a blog post.)  But in the last twenty years an increasing number of sharp analytic heads have penetrated the scholastic arcana and have been serving up some fairly rigorous forward-looking stuff that engages with contemporary analytic work in a way that was simply beyond the abilities of (most) of the sleepy Jesuits and old-time scholastics.

Gilbert Ryle once predicted with absurd confidence, "Gegenstandstheorie . . . is dead, buried, and not going to be resurrected."  (Quoted in G. Priest, Towards Non-Being, Oxford, 2005, p. vi, n. 1.) Ryle was wrong, dead wrong, and shown to be wrong just a few years after his cocky prediction.  Variations on Meinong's Theory of Objects flourish like never before due to the efforts of such brilliant philosophers as Butchvarov, Castaneda, Lambert, Parsons, Priest, Routley/Sylvan, and Zalta, just to mention those that come first to mind. And the Rylean cockiness has had an ironic upshot: his logical behaviorism is temporarily dead while Meinongianism thrives.  But Ryle too will be raised if my parallel law of philosophical experience — Philosophy always resurrects its dead — holds.

It may be worth noting that if philosophy resurrects its dead then it can be expected to raise the anti-philosophical (and therefore philosophical) positions of philosophy's would-be undertakers.  Philosophy, she's a wily bitch: you can't outflank her and she always ends up on top.

Aquinas on Intentionality: Towards a Critique

Yesterday I quoted Peter Geach in exposition of Aquinas' theory of intentionality.  I will now quote Anthony Kenny in exposition of the same doctrine:

The form is individuated when existing with esse naturale in an actual example of a species; it is also individuated, in quite a different way, when it exists with esse intentionale in the mind of a thinker.  Suppose that I think of a crocodile.  There seem to be two things that make this thought the thought that it is: first, that it is a thought of a crocodile and not, say, of an elephant; second, that it is my thought and not yours or President Bush's.  Other things may be true of thoughts — e.g. that they are interesting,  obsessive, vague — but these seem to be the two things essential to any thoughts: that they should be someone's thoughts, and that they should be thoughts of something.  The theory of intentionality is meant to set out both  these features.  The form of crocodile when existing in nature is individuated by the matter it informs; when existing intentionally, it is individuated by the person in whose mind it exists. (Aquinas on Being, Oxford 2002, p. 169)

Anthony kenny The idea, then, is that one and the same form is both in the thing outside the mind (the crocodile in Kenny's example) and in the mind of the person who is thinking about the crocodile.  It is this self-same form that makes the thought a thought of a crocodile as opposed to a thought of something else.  But the form exists in mind and in thing in two different ways.  It exists in the mind with esse intentionale (intentional be-ing), but exists in the thing with esse naturale (natural be-ing).  (My use of 'be-ing' to translate esse is not for the sake of being cute but to underscore the crucial distinction between the infinitive esse (to be) and the present participle ens, both of which can be translated with 'being.')

The distinction between the two modes of be-ing is needed in order to avoid the consequence that a mind thinking about a crocodile either has a crocodile in it or is itself a crocodile.  A thought of a red sunset is not a red thought, and a thought of a crocodile does not have the properties characteristic of a crocodile.

I now pass over to critique.  Let's first note a distinction that I fudged yesterday for the sake of brevity, brevity being the soul of blog.  Reverting to yesterday's example, it is the distinction between thinking of  a cat (some cat or other) and thinking of a particular cat such as Max Black.  It is one thing to explain how my thought of a cat is a thought of a cat (as opposed to a dog or a kangaroo), and quite another to explain how my thought of Max the cat is a thought of Max. The Thomist theory may well be up to the first task.  But I'm not sure it is up to the second.

Matter is the principium individuationis.  What makes  a cat an individual cat numerically distinct from other cats is its signate or designated matter (materia signata).  In extramental reality, then, Max's individuality is bound up with his signate matter.   But when Max's form exists in my mind with esse intentionale, it is exists in an immaterial way.  What then individuates Max's form as it exists in my mind with esse intentionale?  And if nothing individuates it, then what makes my thought of Max the cat a thought of Max (as opposed to a thought of some cat or other)?

I hope to expatiate further on this tomorrow.

Esse Intentionale and Esse Naturale: Notes on Geach on Aquinas on Intentionality

A theory of intentionality ought to explain how the objective reference or object-directedness of our thoughts is possible.  Suppose I am thinking about a cat, a particular cat of my acquaintance whom I have named 'Max Black.'  How are we to understand the relation between the mental act of my thinking, which is a transient datable event in my mental life, and its object, namely the cat I am thinking of?  What makes my thinking of Max a thinking of Max?

Here is what Peter Geach has to say, glossing Aquinas:

What makes a sensation or thought of an X to be of an X is that it is an individual occurrence of that very form or nature which occurs in X — it is thus that our mind 'reaches right up to the reality'; what makes it to be a sensation or thought of an X rather than an actual X or an actual X-ness is that X-ness here occurs in the special way called esse intentionale and not in the 'ordinary' way called esse naturale.  This solution resolves the difficulty.  It shows how being of an X is not a relation in which the thought or sensation stands, but is simply what the thought or sensation is . . . .(Three Philosophers, Cornell UP, 1961, p. 95) 

Geach But what the devil does that  mean?  Allow me to explain.  The main point here is that ofness or aboutness is not a relation between a mental act and its object.  Thus intentionality is not a relation that relates my thinking of Max and Max.  My thinking of Max just is the mental occurrence of the very same form or nature — felinity — which occurs physically in Max.  Max is a hylomorphic compound, a compound of form and (signate) matter.  Old Max himself, fleas and all, is of course not in my mind.  It is his form that is in my mind.  But if felinity informs my mind, why isn't my mind a cat?  Here is where the distinction between esse intentionale and esse naturale comes in.  One and the same form — felinity — exists in two different modes.  Its mode of being in my mind is esse intentionale while its mode of being in Max is esse naturale.

Because my thought of Max just is the intentional occurrence of the same form or nature that occurs naturally in Max, there is no problem about how my thought reaches Max.  One could call this an identity theory of intentionality. 

What if Max were, unbeknownst to me, to cease to exist while I was thinking about him?  My thinking would be unaffected: it would still be about Max in exactly the way it was about him before.  The Thomist theory would account for this by saying that while the form occurs with esse intentionale in my mind, it does not occur outside my mind with esse reale.

That in a nutshell is the Thomist theory of intentionality.  There is more to it of course, and it is open to some very serious objections.  These will be discussed tomorrow perhaps.