Bare Particulars and Prime Matter: Similarities and Differences

This entry continues the discussion of prime matter begun here. That post is a prerequisite for this one.

Similarities between Bare Particulars and Prime Matter

S1. Bare particulars in themselves are property-less while prime matter in itself is formless.   The bare particular in a thing is that which exemplifies the thing's properties.  But in itself it is a pure particular and thus 'bare.'  The prime matter of a thing is the thing's ultimate matter and while supporting forms is itself formless.

S2. Bare particulars, though property-less in themselves, exemplify properties; prime matter, though formless in itself, is formed.

S3. There is nothing in the nature of a bare particular to dictate which properties it will exemplify.  This is because bare particulars do not have natures.  Correspondingly, there is nothing in the nature of prime matter to dictate which substantial forms it will take. This is because prime matter, in itself, is without form.

S4.  Bare particulars, being bare, are promiscuously combinable with any and all first-level properties. Thus any bare particular can stand in the exemplification nexus with any first-level property.  Similarly, prime matter is promiscuously receptive to any and all forms, having no form in itself.

S5.  Promiscuous combinability entails the contingency of the exemplification nexus.  Promiscuous receptivity entails the contingency of prime matter's being informed thus and so.

S6. Bare particulars are never directly encountered in sense experience.  The same holds for prime matter.  What we encounter are always propertied particulars and formed matter.

S7. A bare particular combines with properties to make an ordinary, 'thick' particular.  Prime matter combines with substantial form to make a primary (sublunary) substance.

S8. The dialectic that leads to bare particulars and prime matter respectively is similar, a form of analysis that is neither logical nor physical but ontological.  It is based on the idea that things have ontological constituents or 'principles' which, incapable of existing on their own, yet combine to from independent existents.  Hylomorphic analysis leads ultimately to prime matter, and ontological analysis in the style of Bergmann and fellow travellers leads to bare or thin particulars as ultimate substrata.

Differences Between Bare Particulars and Prime Matter

D1. There are many bare particulars each numerically different from every other one.  In themselves, bare particulars are many.  It is not the case that, in itself, prime matter is many.  It is not, in itself, parceled out into numerically distinct bits.

D2. Bare particulars are actual; prime matter is purely potential.

D3. Bare particulars account for numerical difference.  But prime matter does not account for numerical difference. (See Feser's manual, p. 199)  Prime matter is common and wholly indeterminate.  Designated matter (materia signata) is the principle of individuation, i.e., differentiation.

Substantial Change, Prime Matter, and Individuation

Eric Levy wants to talk about prime matter.  I am 'primed' and my powder's dry:  Nihil philosophicum a me alienum putamus. "I consider nothing philosophical to be foreign to me."

Change, Accidental and Substantial 

There is no change without a substrate of change which, in respect of its existence and identity, does not change during the interval of the change. In a slogan: no change without unchange. No becoming other (alter-ation, Ver-aenderung) without something remaining the same. In the case of accidental change, the substrate is materia secunda, in one of its two senses, a piece of paper, say, as opposed to paper as a kind of material stuff. It is a piece of paper that becomes yellow with age, not paper as a kind of stuff. In the case of substantial change the substrate is said to be prime matter, materia prima. On the scholastic view, prime matter must exist if we are to explain substantial change. (See Edward Feser, Scholastic Metaphysics, pp. 171 ff.) Thus to the problems with substantial change already mentioned (in an earlier portion of this  text not yet 'blogged') we may add the problems that are specific to prime matter. Besides the route to prime matter via substantial change, there is the route via the very procedure of hylomorphic analysis. Traversing these routes will give us a good idea of why the positing of prime matter has seemed compelling to scholastics.

Given that thought sometimes makes contact with reality, one can ask: what must real things be like if thought is to be able to make contact with them? What must these things be like if they are to be intelligible to us? A realist answer is that these mind-independent things must be conformable to our thought, and our thought to them. There must be some sort of isomorphism between thought and thing. Since we cannot grasp anything unstructured, reality must have structure. So there have to be principles of form and organization in things. But reality is not exhausted by forms and structures; there is also that which supports form and structure. In this way matter comes into the picture.  Forms are determinations.  Matter, in a sense that embraces both primary and secondary matter, is the determinable as such.

Proximate matter can be encountered in experience, at least in typical cases. The proximate matter of a chair consists of its legs, seat, back. But this proximate matter itself has form. A leg, for example, has a shape and thus a form. (Form is not identical to shape, since there are forms that are not shapes; but shapes are forms.) Suppose the leg has the geometrical form of a cylinder. (Of course it will have other forms as well, the forms of smoothness and brownness, say.) The cylindrical form is the form of some matter. The matter of this cylindrical form is wood, say. But a piece of wood is a partite entity the parts of which have form and matter. For example, the complex carbohydrate cellulose is found in wood. It has a form and a proximate matter. But cellulose is made of beta-glucose molecules. Molecules are made of atoms, atoms of subatomic particles like electrons, and these of quarks, and so it goes.

Hylomorphic analysis is thus iterable. The iteration cannot be infinite: the material world cannot be hylomorphic compounds 'all the way down,' or 'all the way up' for that matter. The iteration has a lower limit in prime or primordial or ultimate matter (materia prima), just as it has an upper limit in pure form, and ultimately in the forma formarum, God, the purely actual being. Must hylomorphic analysis proceed all the way to prime matter, or can it coherently stop one step shy of it at the lowest level of materia secunda? I think that if one starts down the hylomorphic road one must drive to its bitter end in prime matter. (Cf. Feser's manual, p. 173 for what I read as an argument to this conclusion.) Ultimate matter, precisely because it is ultimate, has no form of its own. As John Haldane describes it, it is "stuff of no kind." (“A Return to Form in the Philosophy of Mind” in Form and Matter, ed. Oderberg, p. 50) We could say that prime matter is the wholly indeterminate determinable. As wholly indeterminate, it is wholly determinable.

(Question: if prime matter is wholly indeterminate, is it also indeterminate with respect to being either determinate or indeterminate? Presumably not.  Is there a problem lurking here?)

The Antinomy of the Existence of Prime Matter

While it is easy to appreciate the logic that leads to the positing of prime matter, it is difficult to see that what is posited is coherently thinkable. Here is one consideration among several. Call it the Antinomy of the Existence of Prime Matter. It may be compressed into the following aporetic dyad:

  1. Prime matter exists.

  2. Prime matter does not exist.

Argument for limb (1). There is real substantial change and it cannot be reduced to accidental change. All change is reduction of potency to act, and all change requires an underlying substrate of change that remains self-same and secures the diachronic identity of that which changes. The substrate of a change is the matter of the change. What changes in a change are forms, whether accidental or substantial. Without the potency-act and matter-form distinctions we cannot accommodate the fact of change and avoid both the Heraclitean doctrine of radical flux and the Eleatic denial of change. Or so say the scholastics. In the case of accidental change, the subject or substrate is secondary matter (materia secunda). But substantial change is change too, and so it also requires a substrate which cannot be secondary matter and so must be prime matter. Given what we must assume to make sense of the plain fact of both accidental and substantial change, “prime matter must exist.” (Feser's manual, p. 172) It must exist in reality as the common basis of every substantial change.

Argument for limb (2). Prime matter is pure potency. It has to be, given the exigencies of accounting for substantial as opposed to accidental change. As pure potency, prime matter is wholly indeterminate and wholly formless. In itself, then, prime matter does not exist. It does not exist actually, as is obvious. But it also does not exist potentially: prime matter does not have potential Being. This is because the principle of the metaphysical priority of act over potency requires that every existing potency (e.g., the never actualized potency of a sugar cube to dissolve in water) be grounded in something actual (e.g., the sugar cube). The pure potency which is prime matter is not, however, grounded in anything actual. (Note that one cannot say that prime matter is a pure potency grounded in each primary substance. Prime matter is the ultimate stuff of each primary substance; it is not potency possessed by these substances.) Therefore, prime matter does not exist. It does not exist actually and it does not exist potentially. This is also evident from the first of the twenty-four Thomistic theses:

Potency and act are a complete division of being. Hence whatever is must be either pure act or a unit composed of potency and act as its primary and intrinsic principles. (Quoted by Feser, Schol. Metaph., p. 31)

If so, prime matter does not exist. For prime matter is neither pure act nor composed of potency and act. It is interesting to observe that while purely actual Being can itself be by being something actual, purely potential Being cannot itself be by being something potential (or actual). God is actual Being (Sein, esse) and an actual being (Seiendes, ens). But prime matter is neither potential nor actual. So prime matter neither is actually nor is potentially.

It thus appears that we have cogent arguments for both limbs of a contradiction. If the contradiction is real and not merely apparent, and the arguments for the dyad's limbs are cogent, then either there is no prime matter, the very concept thereof being self-contradictory, or there is prime matter but it is is unintelligible to us. One could, I suppose, be a mysterian about prime matter: it exists but we, given our cognitive limitations, cannot understand how it could exist. (Analogy with Colin McGinn's mysterianism: consciousness is a brain process, but our cognitive limitations bar us from understanding how it could be.) But I mention mysterianism only to set it aside.

But perhaps we can avoid contradiction in the time-honored way, by drawing a distinction. A likely candidate is the distinction between prime matter in itself versus prime matter together with substantial forms. So I expect the following scholastic response to my antinomy:

Prime matter exists as a real (extramental) factor only in primary substances such as Socrates and Plato. It exists only in hylomorphic compounds of prime matter and substantial form. But it does not exist when considered in abstraction from every primary substance. So considered, it is nothing at all. It is not some formless stuff that awaits formation: it is always already formed. It is always already parcelled out among individual material substances. Once this distinction is made, the distinction between prime matter in itself and prime matter together with substantial forms, one can readily see that the 'contradiction' in the above dyad is merely apparent and rests on an equivocation on 'exist(s).' The word is being used in two different senses. In (1) 'exists' means: exists together with substantial form. In (2), 'exist' means: exist in itself. Thus the aporetic dyad reduces to the logically innocuous dyad:

1*. Prime matter exists together with substantial forms.

2*. Prime matter does not exist in itself in abstraction from substantial forms.

Unfortunately, this initially plausible response gives rise to a problem of its own. If prime matter really exists only in primary substances, then prime matter in reality is not a common stuff but is parcelled out among all the primary substances: it exists only as a manifold of designated matters, the matter of Socrates, of Plato, etc. But this conflicts with the requirement that prime matter be the substratum of substantial change. Let me explain.

If a new substance S2 comes into existence from another already existing substance S1 (parthenogenesis may be an example) then prime matter is what underlies and remains the same through this change. Now this substratum of substantial change that remains the same must be something real, but it cannot be identical to S2 or to S1 or to any other substance. For if the substratum of substantial change is identical to S1, then S1 survives, in which case S2 is not a new substance generated from S1 but a mere alteration of S1. Don't forget that substantial change cannot be reduced to an accidental change in some already existing substance or substances. In substantial change a new substance comes to be from one or more already existing substances. (I will assume that creation or 'exnihilation' does not count as substantial change.)

If, on the other hand, the substratum of change is identical to S2, then S2 exists before it comes to exist. And it seems obvious that the substratum of substantial change underlying S2's coming to be from S1 cannot be some other substance. Nor can the substratum be an accident of S2 or S1. For an accident can exist only in a substance. If the substratum is an accident of S1, then S1 must exist after it has ceased to exist. If the substratum is an accident of S2, then S2 must exist before it comes to exist.

The argumentative punchline is that prime matter cannot exist only in primary substances as a co-principle tied in every case to a substantial form. If prime matter is the substratum of substantial change, then prime matter must be a really existent, purely potential, wholly indeterminate, stuff on its own.

The Problem of the Substrate

The problem just presented, call it the Problem of the Substrate or the Problem of the Continuant, may be pressed into the mold of an aporetic tetrad:

1. Prime matter is the substrate of substantial change.


2. Prime matter does not exist in reality except as divided among individual material substances.


3. The substratum of a substantial change cannot be identified with any of the substances involved in the change, or with any other substance, or with any accident of any substance. (For example, the substratum of the substantial change which is Socrates' coming into existence from gametes G1 and G2 cannot be identified with Socrates, with G1, with G2, with any other substance, or with any accident of any substance.)

 4. There is substantial change and it requires a really existent substrate.

The tetrad is inconsistent issuing as it does in the contradiction: Prime matter does and does not exist only in individual material substances.

The obvious solution is to deny (2). But if we deny (2) to solve the Problem of the Substrate, then we reignite the Antinomy of the Existence of Prime Matter. We solved the Antinomy by making a distinction, but that distinction gave rise to the Problem of the Substrate/Continuant. We appear to be in quite a pickle. (For more on the Substrate/Continuant problem, see John D. Kronen, Sandra Menssen and Thomas D. Sullivan, “The Problem of the Continuant: Aquinas and Suárez on Prime Matter and Substantial Generation,” The Review of Metaphysics, Vol. 53, No. 4 (Jun., 2000), pp. 863-885.)

The Problem of Individuation

Finally a glance at the related ontological, not epistemological, problem of individuation. This problem is actually two problems. There is the problem of individuation proper, namely, the problem of what makes an individual substance individual as opposed to universal, and there is the connected problem of differentiation, namely, the problem of what makes numerically different individual substances numerically different. It is clear that prime matter cannot be the principle of differentiation. For one thing, prime matter is common to all material substances. For another, prime matter as pure potency is indeterminate, hence not intrinsically divided into parcels. Moreover, pace Feser, prime matter cannot “bring universals down to earth” in his phrase: it cannot be the principle of individuation, narrowly construed. (Schol. Metaph., p. 199) For what makes Socrates an individual substance rather than the substantial form he shares with Plato cannot be common, indeterminate, amorphous, matter.

Prime matter is not up to the job of individuation/differentiation. It is designated matter (materia signata quantitate) that is said to function as the ontological ground or 'principle' of individuation and numerical difference. Unfortunately, appeal to designated matter involves us in an explanatory circle. Designated matter is invoked to explain why Socrates and Plato are individual substances and why they are numerically different individual substances. But designated matter cannot be that which individuates/differentiates them since it presupposes for its individuation and differentiation the logically (not temporally) antecedent existence of individual material substances. Why are Socrates and Plato different? Because their designated matters are different. Why are their designated matters different? Because they are the matters of different substances. The explanation moves in a circle of rather short diameter.

Feser considers something like this objection but dismisses it as resting on a confusion of formal with efficient causality. But there is no such confusion in the objection as I have presented it. Efficient causality does not come into it at all. No one thinks that there is an agent who in a temporal process imposes substantial form on prime matter in the way that a potter in a temporal process imposes accidental form upon a lump of clay. I can grant Feser's point that prime matter and substantial form are related as material cause to formal cause. I can also grant that prime matter and substantial form are mutually implicative co-principles neither of which can exist without the other. Granting all this, my objection remains. Prime matter in itself is undifferentiated. It it differentiated and dimensive only in combination with substantial forms. But this is equivalent to saying that prime matter is differentiated and dimensive only as the designated matter of particular individual substances. But then designated matter cannot non-circularly explain why numerically different substances are numerically different. For the numerical difference of these matters presupposes the numerical difference of the substances.

J. P. Moreland on Constituent Ontology: Is Exemplification a Spatial Container Relation?

J. P. Moreland defines an "impure realist" as one who denies the Axiom of Localization (Universals, McGill-Queen's UP, 2001, p. 18):

No entity whatsoever can exist at different spatial locations at once or at interrupted time intervals.

An example of an impure realist is D. M. Armstrong.  An example of a pure realist is R. Grossmann.   Moreland writes,

Impure realists like D. M. Armstrong deny the axiom of localization.  For them, properties are spatially contained inside the things that have them.  Redness is at the very place Socrates is and redness is also at the very place Plato is. Thus, redness violates the axiom of localization.  Impure realists are naturalists at heart.  Why?  Because they accept the fact that properties are universals; that is, as entities that can be exemplified by more than one thing at once.  But they do not want to deny naturalism and believe in abstract entities that are outside space and time altogether.  Thus, impure realists hold that all entities are, indeed, inside space and time.  But they embrace two different kinds of spatial entities: concrete particulars (Socrates) that are in only one place at a time, and universals (properties like redness) that are at different spatial locations at the very same time. For the impure realist, the exemplification relation is a spatial container relation.  Socrates exemplifies  redness in that redness is spatially contained inside of or at the same place as Socrates. (18-19)

The above doesn't sound right to me either in itself or as an interpretation  of Armstrong. 

Is Exemplification a Container Relation?

Take a nice simple 'Iowa' example.  There are two round, red spots on a piece of white paper.  It is a datum, a Moorean fact, that both are of the same shape and both are of the same color.  Moving from data to theory:  what is the ontological ground of the sameness of shape and the sameness of color?  The impure realist responds with alacrity:  the spots are of the same color because one and the same universal redness and one and the same universal roundness are present in both spots.  The qualitative sameness of the two spots is grounded in sameness of universals.  What is the ontological ground of the numerical difference of the two spots?  The bare or thin particular in each.  Their numerical difference grounds the numerical difference of the two spots.  The bare/thin particular does a second job: it is that which instantiates the universals 'in' each spot.  For not only do we need an account of numerical difference, we also need an account of why the two spots are particulars and not (conjunctive) universals.

The upshot for both Bergmann and Armstrong is that each spot is a fact or state of affairs.  How so?  Let 'A' designate one spot and 'B' the other.  Each spot is a thick particular, a particular together with all its monadic properties.  Let 'a' and 'b' designate the thin particulars in each.  A thin particular is a particular taken in abstraction from its monadic properties.  Let 'F-ness' designate the conjunctive universal the conjuncts of which are roundness and redness.  Then A = a-instantiating F-ness, and B = b-instantiating-F-ness.  A and B are concrete facts or states of affairs.  A is a's being F and B is b's being F.

From what has been said so far it should be clear that instantiation/exemplification cannot be a spatial container relation.  Even if F-ness is spatially inside of the thick particulars A and B, that relation is different from the relation that connects the thin particular a to the universal F-ness and the thin particular b to the universal F-ness. The point is that instantiation cannot be any sort of container, constituency, or part-whole relation on a scheme like Armstrong's or Bergmann's in which ordinary concrete particulars are assayed as states of affairs or facts.  A's being red is not A's having the universal redness as a part, spatial or not.  A's being red is a's instantiating the universal redness.  Instantiation, it should be clear, is not a part-whole relation.  If a instantiates F-ness, then  neither is a a part of F-ness nor is F-ness a part of a.

Contra Moreland, we may safely say that for Armstrong, and for any scheme like his, exemplification/instantiation is not a container relation, and therefore not a spatial container relation.

Could an Ontological Part be a Spatial Part?

Moreland makes two claims in the quoted passage.  One is that exemplification is a spatial container relation.  The other is that there are two different kinds of spatial entities.  The claims seem logically independent.  Suppose you agree with me that exemplification cannot be any sort of container relation.  It seems consistent with this to maintain that universals are spatial parts of ordinary concrete particulars.  But this notion is difficult to swallow as well.

A constituent ontologist like Bergmann, Armstrong, or the author of A Paradigm Theory of Existence maintains that ordinary concrete particulars have ontological parts structured ontologically.  Thus thin particulars and constituent universals are among the  ontological parts of ordinary particulars when the latter are assayed as states of affairs or facts.  The question is: could these ontological parts be spatial parts? 

Consider a thin or bare particular.  Is it a spatial part of a round red spot?  By my lights, this makes no sense.  There is no conceivable process of physical decomposition that could lay bare (please forgive the wholly intended pun) the bare particular at the metaphysical core of a red spot or a ball bearing.  Suppose one arrived at genuine physical atoms, literally indivisible bits of matter, in the physical decomposition of a ball bearing.  Could one of these atoms be the bare or thin particular of the ball bearing?  Of course not.  For any such atom you pick will have intrinsic properties.  And so any atom you pick will be a thick particular.  As such, it will have at its metaphysical core a thin particular which — it should now be obvious — cannot be a bit of matter.  Bare particulars, if there are any, lie too deep, metaphysically speaking, to be bits of matter.

Obviously, then, bare particulars cannot be material parts of ordinary particulars.  Hence they cannot be spatial parts of ordinary particulars.

What about universals?  Could my two red spots — same shade of red, of course — each have as a spatial part numerically one and the same universal, a universal 'repeated' in each spot, the universal redness?  If so, then the same goes for the geometrical property, roundness: it is too is a universal spatially present in both spots.  But then it follows that the two universals spatially coincide: they occupy the same space in each spot.  So not only can universals be in different places at the same time; two or more of them can be in the same place at the same time.

If nothing else, this conception puts considerable stress on our notion of a spatial part.  One can physically separate the spatial parts of a thing.  A spherical object can be literally cut into two hemispheres.  But if a ball is red all over and sticky all over, the redness and the stickiness cannot be physically separated.  If physical separability in principle is a criterion of spatial parthood, then universals cannot be spatial parts of spatial concrete particulars.

Any thoughts?

Three Views

Van Inwagen:  The only parts of  material particulars are ordinary spatial parts.  The only structure of a material particular is spatial or mereological structure.  The notion of an ontological part that is not a spatial part in the ordinary mereological sense is unintelligible. And the same goes for ontological structure.  See here.

Armstrong as Misread by Moreland:  There are ontological parts in addition to ordinary spatial parts and they too are spatial.

Vallicella (2002):  There are ontological parts but they are not spatial.

Van Inwagen: No Truck with Tropes or Constituent Ontology Generally

Thanks again to Professor Levy to getting me 'fired up' over this topic.

……………………………………….

Is the notion of a trope intelligible?

BergmannIf not, then we can pack it in right here and dispense with discussion of the subsidiary difficulties.  Peter van Inwagen confesses, "I do not understand  much of what B-ontologists write."  (Ontology, Identity, and Modality, Cambridge UP, 2001, p. 2)  'B' is short for 'Bergmann' where the reference is to Gustav Bergmann, the founder of the Iowa School.  B-ontology is what I call constituent ontology.  I will refer to it, and not just out of perversity, as C-ontology and I will contrast it with NC-ontology.  Van Inwagen is a premier example of an NC-ontologist, a non-constituent ontologist. 

The fundamental idea of C-ontology is that concreta have ontological parts in addition to their spatial parts if the concreta in question are material things.  To invoke a nice simple 'Iowa' example, consider a couple of round red spots on a white piece of paper.  Each spot has spatial parts.  On C-ontology, however, each spot also has ontological parts, among them the properties of the spots. For a C-ontologist, then, the properties of a thing are parts of it.  But of course they are not spatial or mereological parts of it.  A spot can be cut in two, and an avocado can be disembarrassed of its seed and exocarp, but one cannot physically separate the roundness and the redness of the spot or the dark green of the exocarp from the exocarp.  So if the properties of a thing are parts thereof, then these parts are 'ontological' parts, parts that figure in the ontological structure of the thing in question.

Examples of C-ontologies: a) trope bundle theory, b) universals bundle theory, c) tropes + substratum theory, d) Castaneda's Guise Theory, e) Butchvarov's object-entity theory, f) the ontological theories of Bergmann, Armstrong, and Vallicella according to which ordinary particulars are concrete facts, g) Aristotelian and Scholastic hylomorphic doctrines according to which form and matter are 'principles' (in the Scholastic not the sentential sense) ingredient in primary substances. 

If van Inwagen is right, then all of the above are unintelligible. Van Inwagen claims not to understand such terms as 'trope,' 'bare particular,' 'immanent universal' and 'bundle' as these terms are used in C-ontologies. He professes not to understand how a thing could have what I am calling an ontological structure.  "What I cannot see is how a chair could have any sort of structure but a spatial or mereological structure." (Ibid.) He cannot see how something like a chair could have parts other than smaller and smaller spatial parts such as legs made of wood which are composed of cellulose molecules along with other organic compounds, and so on down. If this is right, then there is no room for what I call ontological analysis as opposed to chemical analysis and physical analysis.  There can be no such intelligible project as an ontological factor analysis that breaks an ordinary particular down into thin particular, immanent universals, nexus of exemplification, and the like, or into tropes and a compresence relation, etc.

In sum: trope theory stands and falls with C-ontology; the project of C-ontology is unintelligible; ergo, trope theory is unintelligible resting as it does on such unintelligible notions as trope, and bundle of tropes.  Van Inwagen delivers his unkindest cut with the quip that he has never been able to understand tropes as "anything but idealized coats of paint."  (Ibid.)  Ouch!

Let's assume that van Inwagen is right and that the properties of concrete particulars cannot be construed as parts of them in any intelligible sense of 'part.'  If so, this puts paid to every C-ontology I am familiar with.  But can van Inwagen do better?  Is his NC-ontology free of difficulties?  I don't think so.  It bristles with them no less than C-ontology does.  I refer the interested reader to my "Van Inwagen on Fiction, Existence, Properties, Particulars, and Method" in Studia Neoaristotelica, vol, 12, no. 2 (2015), pp. 99-125.  Here is a pre-print version.  I will now reproduce some of it so that you can see how a C-ontologist can go on the attack:

Van Inwagen's Ostrich Realism and Commitment to Bare Particulars

Van Inwagen rejects both extreme and moderate nominalism. So he can't possibly be an ostrich nominalist. He is, however, as he himself appreciates, an ostrich realist or ostrich platonist. (214-15)

Suppose Max is black. What explains the predicate's being true of Max? According to the ostrich nominalist, nothing does. It is just true of him. There is nothing in or about Max that serves as the ontological ground of the correctness of his satisfying the predicate. Now 'F' is true of a if and only if 'a is F' is true. So we may also ask: what is the ontological ground of the truth of 'Max is black'? The ostrich reply will be: nothing. The sentence is just true. There is no need for a truth-maker.

The ostrich realist/platonist says something very similar except that in place of predicates he puts abstract properties, and in place of sentences he puts abstract propositions. In virtue of what does Max instantiate blackness? In virtue of nothing. He just instantiates it. Nothing explains why the unsaturated assertible expressed by 'x is black' is instantiated by Max. Nothing explains it because there is nothing to explain. And nothing explains why the saturated assertible expressed by 'Max is black' is true. Thus there is nothing concrete here below that could be called a state of affairs in anything like Armstrong's sense. There is in the realm of concreta no such item as Max-instantiating-blackness, or the concrete fact of Max's being black. Here below there is just Max, and up yonder in a topos ouranos are 'his' properties (the abstract unsaturated assertibles that he, but not he alone, instantiates). But then Max is a bare particular in one sense of this phrase. In what sense, then?

Four Senses of 'Bare Particular'

1. A bare particular is an ordinary concrete particular that lacks properties. I mention this foolish view only to set it aside. No proponent of bare particulars that I am aware of ever intended the phrase in this way. And of course, van Inwagen is not committed to bare particulars in this sense. Indeed, he rejects an equivalent view. “A bare particular would be a thing of which nothing could be said truly, an obviously incoherent notion.” (179)

2. A bare particular is an ontological constituent of an ordinary concrete particular, a constituent that has no properties. To my knowledge, no proponent of bare particulars ever intended the phrase in this way. In any case, the view is untenable and may be dismissed. Van Inwagen is of course not committed to this view. He is a 'relation' ontologist, not a 'constituent' ontologist.

3. A bare particular is an ontological constituent of an ordinary concrete particular, a constituent that does have properties, namely, the properties associated with the ordinary particular in question, and has them by instantiating (exemplifying) them. This view is held by Gustav Bergmann and by David Armstrong in his middle period. Armstrong, however, speaks of thin particulars rather than bare particulars, contrasting them with thick particulars (what I am calling ordinary concrete particulars). When he does uses 'bare particular,' he uses the phrase incorrectly and idiosyncratically to refer to something like (1) or (2). For example, in Universals and Scientific Realism, Cambridge UP, 1978, vol. I, p. 213, he affirms something he calls the "Strong Principle of the Rejection of Bare Particulars":

For each particular, x, there exists at least one non-relational property, P, such that x is P.

This principle of Armstrong is plausibly read as a rejection of (1) and (2). It is plainly consistent with (3). But of course I do not claim that van Inwagen is committed to bare or thin particulars in the sense of (3). For again, van Inwagen is not a constituent ontologist.

4. A bare particular is an ordinary concrete particular that has properties by instantiating them, where instantiation is a full-fledged external asymmetrical relation (not a non-relational tie whatever that might come to) that connects concrete objects to abstract objects, where abstract objects are objects that are not in space, not in time, and are neither causally active nor causally passive. What is common to (3) and (4) is the idea that bare particulars have properties all right, but they have them in a certain way, by being externally related to them. A bare particular, then, is nothing like an Aristotelian primary substance which has, or rather is, its essence or nature. The bareness of a bare particular, then, consists in its lacking an Aristotle-type nature, not it its lacking properties. My claim is that van Inwagen is committed to bare particulars in sense (4). Let me explain.

Van Inwagen's Bare Particulars

Consider my cat Max. Van Inwagen is committed to saying that Max is a bare particular in sense (4). For while Max has properties, these properties are in no sense constituents of him, but lie (stand?) outside him in a realm apart. These properties are in no sense at him or in him or on him, not even such properties as being black or being furry, properties that are plausibly held to be sense-perceivable. After all, one can see black where he is and feel furriness where he is. None of Max's properties, on van Inwagen's construal of properties, are where he is or when he is. None of them has anything to do with the concrete being of Max himself. As I made clear earlier, the realms of the concrete and the abstract are radically disjoint for van Inwagen. They are jointly exhaustive and mutually exclusive realms: for all x, x is either concrete or abstract, but not both and not neither. So Max is here below in the realm of space, time, change, and causality while his properties exist in splendid isolation up yonder in the realm of abstracta. They are far, far away, not spatially and not temporally, but ontologically.

Max and his properties are of course connected by instantiation which is a relation that is both external and abstract. In what sense is the relation external? X and y are externally related just in case there is nothing intrinsic about the relata that entails their being related. Max is two feet from me at the moment. This relation of being two feet from is external in that there are no intrinsic properties of me or Max or both that entail our being two feet from each other. Our intrinsic properties would be just the same if we were three feet from each other. But Max and his brother Manny are both black. In virtue of their both being intrinsically black, they stand in the same color as relation. Hence the latter relation is not external but internal. Internal relatedness is supervenient upon the intrinsic features of the relata; external relatedness is not.

Suppose I want to bring it about that two balls have the same color. I need do only two things: paint the one ball red, say, and then paint the other ball red. But if I want to bring it about that there are two balls having the same color ten feet from each other, I have to do three things: paint the one ball red, say; paint the other ball red; place them ten feet from each other. The external relatedness does not supervene upon the intrinsic properties of the relata. Given that concrete particulars are externally related to their properties, these particulars are bare particulars in the sense defined in #4 above.

And What is Wrong with That?

Suppose you agree with me that van Inwagen's concrete particulars are bare, not in any old sense, but in the precise sense I defined, a sense that comports well with what the actual proponents of bare/thin particulars had in mind. So what? What's wrong with being committed to bare particulars? Well, the consequences seem unpalatable if not absurd.

A. One consequence is that all properties are accidental and none are essential. For if Max is bare, then there is nothing in him or at him or about him that dictates the properties he must instantiate or limits the properties he can instantiate. He can have any old set of properties so long as he has some set or other. Bare particulars are 'promiscuous' in their connection with properties. The connection between particular and property is then contingent and all properties are accidental. It is metaphysically (broadly logically) possible that Max combine with any property. He happens to be a cat, but he could have been a poached egg or a valve lifter. He could have had the shape of a cube. Or he might have been a dimensionless point. He might have been an act of thinking (temporal and causally efficacious, but not spatial).

B. A second consequence is that all properties are relational and none are intrinsic. For if Max is black in virtue of standing in an external instantiation relation to the abstract object, blackness, then his being black is a relational property and not an intrinsic one.

C. A third consequence is that none of Max's properties are sense-perceivable. Van Inwagen-properties are abstract objects and none of them are perceivable. But if I cup my hands around a ball, don't I literally feel its sphericalness or spheroidness? Or am I merely being appeared to spheroidally?

D. Finally, given what van Inwagen himself says about the radical difference between the abstract and the concrete, a difference so abysmal (my word) that it would be better if we could avoid commitment to abstracta, it is highly counter-intuitive that there should be this abymal difference between a cucumber, say, and its greenness. It is strange that the difference between God and a cucumber should “pale into insignificance” (156) compared to the difference between a cucumber and the property of being green. After all, the properties of a thing articulate its very being. How can they be so ontologically distant from the thing?

If you deny that concrete things as van Inwagen understands them are bare in the sense I have explained, then you seem to be committed to saying that there are two sorts of properties, van Inwagen properties in Plato's heaven and 'sublunary' properties at the particulars here below. But then I will ask two questions. First, what is the point of introducing such properties if they merely duplicate at the abstract intensional level the 'real' properties in the sublunary sphere? Second, what justifies calling such properties properties given that you still are going to need sublunary properties to avoid saying that van Inwagen's concreta are bare particulars?

Perceivability of Properties

Let us pursue point C above a bit further. "We never see properties, although we see that certain things have certain properties." (179) I honestly don't know what to make of the second clause of the quoted sentence. I am now, with a brain properly caffeinated, staring at my blue coffee cup in good light. Van Inwagen's claim is that I do not see the blueness of the cup, though I do see that the cup is blue. Here I balk. If I don't see blueness, or blue, when I look at the cup, how can I literally see that the cup is blue? 'That it is blue' is a thing that can be said of the cup, and said with truth. This thing that can be said is an unsaturated assertible, a property in van Inwagen's sense. Van Inwagen is telling us that it cannot be seen. 'That the cup is blue' is a thing that can be said, full stop. It is a saturated assertible, a proposition, and a true one at that. Both assertibles are abstract objects. Both are invisible, and not because of any limitation in my visual power or in human visual power in general, but because abstract objects cannot be terms of causal relations, and perception involves causation. Both types of assertible are categorially disbarred from visibility. But if both the property and the proposition are invisible, then how can van Inwagen say that "we see that certain things have certain properties"? If van Inwagen says that we don't see the proposition, then what do we see when we see that the cup is blue? A colorless cup? A cup that is blue but is blue in a way different from the way the cup is blue by instantiatiating the abstract unsaturated assertible expressed by 'that it is blue'? But then one has duplicated at the level of abstracta the property that one sees at the concrete cup. If there is blueness at the cup and abstract blueness in Plato's heaven, why do we need the latter? Just what is going on here?

To van Inwagen's view one could reasonably oppose the following view. I see the cup. I see blueness or blue at the cup. I don't see a colorless cup. To deny the three foregoing sentences would be to deny what is phenomenologically given. What I don't literally see, however, is that the cup is blue. (Thus I don't literally see what van Inwagen says we literally see.) For to see that the cup is blue is to see the instantiation of blueness by the cup. And I don't see that. The correlate of the 'is' in 'The cup is blue' is not an object of sensation. If you think it is, tell me how I can single it out, how I can isolate it. Where in the visual field is it? The blueness is spread out over the visible surfaces of the cup. The cup is singled out as a particular thing on the desk, next to the cat, beneath the lamp, etc. Now where is the instantiation relation? Point it out to me! You won't be able to do it. I see the cup, and I see blue/blueness where the cup is. I don't see the cup's BEING blue.

It is also hard to understand how van Inwagen, on his own assumptions, can maintain that we see that certain things have certain properties. Suppose I see that Max, a cat of my acquaintance, is black. Do I see a proposition? Not on van Inwagen's understanding of 'proposition.' His propositions are Fregean, not Russellian: they are not resident in the physical world. Do I see a proposition-like entity such as an Armstrongian state of affairs? Again, no. What do I see? Van Inwagen claims that properties are not objects of sensation; no properties are, not even perceptual properties. I should think that some properties are objects of sensation, or better, of perception: I perceive blueness at the cup by sight; I perceive smoothness and hardness and heat at the cup by touch. If so, then (some) properties are not abstract objects residing in a domain unto themselves.

Van Inwagen's view appears to have the absurd consequence that things like coffee cups are colorless. For if colors are properties (179) and properties are abstract objects, and abstract objects are colorless (as they obviously are), then colors are colorless, and whiteness is not white and blueness is not blue. Van Inwagen bites the bullet and accepts the consequence. But we can easily run the argument in reverse: Blueness is blue; colors are properties; abstract objects are colorless; ergo, perceptual properties are not abstract objects. They are either tropes or else universals wholly present in the things that have them. Van Inwagen, a 'relation ontologist' cannot of course allow this move into 'constituent ontology.'

There is a long footnote on p. 242 that may amount to a response to something like my objection. In the main text, van Inwagen speaks of "such properties as are presented to our senses as belonging to the objects we sense . . . ." How does this square with the claim on p. 179 that properties are not objects of sensation? Can a property such as blueness be presented to our senses without being an object of sensation? Apparently yes, "In a noncausal sense of 'presented.'" (243, fn 3) How does this solve the problem? It is phenomenologically evident that (a definite shade of) blue appears to my senses when I stare at my blue coffee cup. Now if this blueness is an abstract object as van Inwagen claims then it cannot be presented to my senses any more than it can be something with which I causally interact.

The Emperor’s Clothes Revisited or Trope Theory Interrogated

The following is a comment by Eric Levy in a recent trope thread.  My responses are in blue.

………………………

Might I revert to the problem of compresent tropes constituting a concrete particular? Heil well formulates it: “One difficulty is in understanding properties as parts that add up to objects” (2015, 120). The whole business seems to me riddled with equivocation, epitomized by Maurin’s formulation: “. . . tropes are by their nature such that they can be adequately categorized both as a kind of property and as a kind of substance.”

BV:  We agree, I think, that standard trope theory is trope bundle theory, a one-category ontology.  This version of the theory alone is presently under discussion.  John Heil puts his finger on a very serious difficulty.  I would add that it is a difficulty not only for trope bundle theory but for every bundle theory including the theory that ordinary particular are bundles or clusters of universals, as well as for Hector Castaneda's bundle-bundle theory.  On Castaneda's theory, an ordinary particular at a time is a synchronic bundle of "consubstantiated" "guises" with a particular over time being a "transubstantiated" diachronic bundle of these synchronic bundles.

Intellectual honesty requires me to say that the theory I advance in PTE also faces Heil's difficulty.  For on the view developed in PTE, ordinary concrete particulars are facts or states of affairs along Bergmannian-Armstrongian lines.  On this theory Socrates is not a bundle but a concrete truth-making fact which has among its ontological constituents or parts his properties.

Generalizing, we can say that the difficulty Heil mentions is one for any constituent ontology that assays properties as ontological parts of the things that, as we say in the vernacular, 'have them.'

Anna-Sofia Maurin is entirely right in her explanation of trope theory but as far as I know she would not admit that Heil's difficulty really is one.

For example, on the one hand, properties are immaterial and interpenetrable abstracta. On the other hand, these immaterial and interpenetrable abstracta somehow constitute, through compresence, an enmattered, impenetrable object. Let us consider a red rubber ball and then a bronze statue. There is the rubber ball – the triumphant consequence of compresent tropes. One trope is to be construed, as we earlier agreed, as an appropriately extended red or redness. Another trope is to be construed as an appropriately diametered spherical contour. Another trope – the hardness trope – is to be construed as an appropriately calibrated resistance to deformation. But then we reach the rubber trope; for we are talking about a red rubber ball. What are we to posit here: an amorphous chunk of rubber appropriately qualified by its compresent fellows? How does trope theory account for the rubber in the red rubber ball?

BV:  Excellent question(s), Eric.  Well, the chunk or hunk of rubber cannot be amorphous — formless — for then it would be materia prima rather than what it is, materia signata.  It is after all a hunk of rubber, not of clay, and indeed a particular hunk of rubber, not rubber in general.  The parcel of rubber is formed matter, hence not prime matter.  It is this matter, not matter in general.  Your question, I take it, is whether this rubber could be construed as a trope in the way that this redness and  this hardness can be construed as tropes.  The latter are simple property particulars.  But this rubber is not simple, but a hylomorphic compound.  So it would appear that this rubber cannot be construed as a trope.

Even if the property of  being rubbery could be construed as a trope, it is hard to see how the stuff, rubber, could be construed as a trope.  For tropes are simple while stuffs are hylomorphic compounds — prime stuff aside.  Tropes are formal or akin to forms while stuffs are matter-form compounds.  Mud is muddy.  But the muddiness of a glob of mud would seem to be quite different from the  stuff, mud.  

My desk is wooden.  The property of being wooden is different from the designated matter (materia signata) that has the form of a desk.  Harry is hairy.  He has hair on his back, in his nose, and everywhere else.  He is one hairy dude.   His hair is literally a part of him, a physical part.  His being hairy, however, is a property of him.  If this property is a trope, then it is (i) a property particular that is (ii) an ontological part of Harry.  But then what is the relation between the ontological part and the physical part?  Can a clear sense be attached to 'ontological part'?   As has often been noted, ontological parts are not parts in the sense of mereology.

Here  then is one question for the trope theorist:  How do you account for the designated matter of a material thing?  Is it a trope or not?   How could a trope theorist deal with matter?  A trope theorist might say this.  "There is no matter ultimately speaking.  It is form 'all the way down.'  A hunk of rubber is not formed matter.  For this matter is either prime matter, which cannot exist, or just a lower level of form."

A second question:  if tropes are immaterial, how can bundling them 'add up' to a material thing? A trope theorist might respond as follows. 

You are assuming that there are in ultimate reality irreducibly material things.  On trope theory, however, material things reduce to systems of compresent tropes.  So, while individual tropes are immaterial, a system of compresent tropes is material in the only sense that stands up to scrutiny.  We trope theorists are not denying that there are material things, we are telling you what they are, namely, bundles of compresent tropes.  Material things are just bundles of immaterial tropes.  The distinction between the immaterial and the material is accommodated by the distinction between unbundled and bundled tropes.  And while it is true that individual tropes interpenetrate, that is consistent with the impenetrability of trope bundles.  Impenetrability is perhaps an emergent feature of trope bundles.

Now let’s move to the bronze statue. What does trope theory do with the bronze? This is, after all, a bronze statue. Is bronze, then, a trope or “property particular” of the statue? And if so, how are we to construe this trope? Is it material or immaterial?

BV:  A trope theorist might be able to say that there are two trope bundles here, the lump of bronze and the statue.  Lump and Statue are arguably two, not one, in that they have different persistence conditions.  Lump exists at times when Statue doesn't.  So they are temporally discernible.  They are also modally discernible.  Even if in the actual world Lump and Statue exist at all the same times, there are possible worlds in which Lump exists but Statue does not. (Of course there are no possible worlds in which Statue exists and Lump does not.)

And to what do we assign the trope of shape: the bronze or the statue? As Lowe point out, “the bronze and the statue, while the former composes the latter, are exactly the same shape. Do they, then, have numerically distinct but exactly coinciding shapes . . .” (1998, 198)? Or does the shape as form pertain to just one candidate? Lowe suggests that the shape, as form, belongs or pertains to the statue, not the bronze, and that the property concerned is “the property of being a statue of such-and-such a shape,” not the property of the statue’s particular shape. The reason for this distinction is that the form (being a statue of such-and-such a shape) is identified with the statue itself.

In this example, in the context of trope theory, how can there be a property, “being a statue of such-and-such a shape,” when the statue itself is constituted? Trope theory cannot account for this property, because trope theory cannot distinguish between the shape of the bronze and the shape of the statue. It cannot make this distinction because, as you point out in PTE, in trope theory there is no distinction between compresence and the existence of the object (Vallicella 2002, 87). One of the tropes in that compresence can be a shape trope, of course. But it cannot be the trope of “being a statue of such-and-such a shape,” because, in the wacky world of trope theory, the statue itself must be constituted before it can be a statue of such-and-such a shape. In other words, no trope in the compresent bundle can be the trope of “being a statue of such-and-such a shape,” because, until the tropes compresent, there cannot be a statue. This is what happens in a one-category ontology that recognizes only property particulars. If there were a trope of “being a statue of such-and-such a shape,” it would have to qualify the statue after the statue had been constituted.

BV:  The last stretch of argumentation is not clear to me.  Please clarify in the ComBox.

Trope Troubles: An Exercise in Aporetics with the Help of Professor Levy

Eric P. Levy, an emeritus professor of English at the University of British Columbia, has been much exercised of late by trope theory and other questions in ontology.  He has been sharing his enthusiasm with me.   He espies 

. . . an apparent antinomy at the heart of trope theory. On the one hand, tropes are logically prior to objects. But on the other hand, objects (or, more precisely, the trope-bundles constituting objects) are logically prior to tropes, because without objects tropes have nowhere to be – without objects (or the trope-bundles constituting objects) tropes cannot be. Moreover, as has I hope been shown, a trope cannot be in (or constitute) any object or trope-bundle other than that in which it already is.

How might a trope theorist plausibly respond to this?  Can she?

What are tropes?

It is a 'Moorean fact,' a pre-analytic datum, that things have properties.  This is a pre-philosophical observation.  In making it we are not yet doing philosophy.  If things have properties, then there are properties.  This is a related pre-philosophical observation.  We begin  to do philosophy when we ask: given that there are properties, what exactly are they?  What is their nature?  How are we to understand them?  This is not the question, what properties are there, but the question, what are properties?  The philosophical question, then, is not whether there are properties, but what properties are.

On trope theory, properties are assayed not as universals but as particulars: the redness of a tomato is as particular, as unrepeatable, as the tomato. Thus a tomato is red, not in virtue of exemplifying a universal, but by having a redness trope as one of its constituents (on the standard  bundle version of trope theory) or by being a substratum in which a redness trope inheres (on a nonstandard theory which I will not further discuss). A trope is a simple entity in that there is no distinction between it and the property it ‘has.’ 'Has' and cognates are words of ordinary English: they do not commit us to ontological theories of what the having consists in.  So don't confuse 'a has F-ness' with 'a instantiates F-ness.'  Instantiation is a term of art, a terminus technicus in ontology.  Or at least that is what it is in my book.  More on instantiation in a moment.

Thus a redness trope is red, but it is not red by instantiating redness, or by having redness as a constituent, but by being (a bit of) redness. So a trope is what it has. It has redness by being identical to (a bit of) redness.

It is therefore inaccurate to speak of tropes as property instances.  A trope is not a property instance on one clear understanding of the latter.  First-order instantiation is a dyadic asymmetrical relation: if a instantiates F-ness, then it is not the case that F-ness instantiates a.  (Higher order instantiation is not asymmetrical but  nonsymmetrical.  Exercise for the reader: prove it!)  Suppose the instantiation relation connects the individual Socrates here below to the universal wisdom in the realm of platonica.  Then a further item comes into consideration, namely, the wisdom of Socrates. This is a property instance.  It is a particular, an unrepeatable, since it is the wisdom of Socrates and of no one else. This distinguishes it from the universal, wisdom, which is repeated in each wise individual.  On the other side, the wisdom of Socrates is distinct from Socrates since there is more to Socrates that his being wise.  There is his being snubnosed, etc.  Now why do I maintain that a trope is not a property instance? Two arguments. 

Tropes are simple, not complex.  (See Maurin, here.)  They are not further analyzable.  Property instances, however, are complex, not simple.   'The F-ness of a'  –  'the wisdom of Socrates,' e.g. — picks out a complex item that is analyzable into F-ness, a, and the referent of 'of.'  Therefore, tropes are not property instances.

A second, related,  argument.  Tropes are in no way proposition-like.  Property instances are proposition-like as can be gathered from the phrases we use to refer to them.  Ergo, tropes are not property instances. 

One can see from this that tropes on standard trope theory, as ably presented by Maurin in her SEP entry, are very strange items, so strange indeed that one can wonder whether they are coherently conceivable at all by minds of our discursive constitution.  Here is one problem.

How could anything be both predicable and impredicable?

Properties are predicable items.  So if tropes are properties, then tropes are predicable items.  If the redness of my tomato, call it 'Tom,'  is a trope, then this trope is predicable of Tom. Suppose I assertively utter a token of 'Tom is red.'  On one way of parsing this we have a subject term 'Tom' and a predicate term '___ is red.'  Thus the parsing: Tom/is red.  But then the trope would appear to have a proposition-like structure, the structure of what Russell calls a propositional function.  Clearly, '___ is red' does not pick out a proposition, but it does pick out something proposition-like and thus something complex.  But now we have trouble since tropes are supposed to be simple.  Expressed as an aporetic triad or antilogism:

a. Tropes are simple.
b. Tropes are predicable.
c.  Predicable items are complex.

The limbs of the antilogism are each of them rationally supportable, but they cannot all be true. The conjunction of any two limbs entails the negation of the remaining one.  Thus the conjunction of (b) and (c) entails ~(a).

We might try to get around this difficulty by parsing 'Tom is red' differently, as: Tom/is/red.  On this scheme, 'Tom' and 'red' are both names.  'Tom' names a concrete particular whereas 'red' names an abstract particular.  ('Abstract' is here being used in the classical, not the Quinean, sense.)   As Maurin relates, D. C. Williams, who introduced the term 'trope' in its present usage back in the '50s, thinks of the designators of tropes as akin to names and demonstratives, not as definite descriptions. But then it becomes difficult to see how tropes could be predicable entities. 

A tomato is not a predicable entity.  One cannot predicate a tomato of anything.  The same goes for the parts of a tomato; the seeds, e.g., are not predicable of anything.  Now if a tomato is a bundle of tropes, then it is a whole of ontological parts, these latter being tropes.  If we think of the tomato as a (full-fledged) substance, then the tropes constituting it are "junior substances." (See D. M. Armstrong, 1989, 115) But now the problem is: how can one and the same item — a trope –  be both a substance and a property, both an object and a concept (in Fregean jargon), both impredicable and predicable?  Expressed as an aporetic dyad or antinomy:

d. Tropes are predicable items.
e. Tropes are not predicable items.

Maurin seems to think that the limbs of the dyad can both be true:  ". . . tropes are by their nature such that they can be adequately categorized both as a kind of property and as a kind of substance."  If the limbs can both be true, then they are not contradictory despite appearances.

How can we defuse the apparent contradiction in the d-e dyad?  Consider again Tom and the redness trope R.  To say that R is predicable of Tom  is to say that Tom is a trope bundle having R as an ontological (proper) part.  To say that R us impredicable or  a substance is to say that R is capable of independent existence..  Recall that Armstrong plausibly defines a substance as anything logically capable of independent existence.

It looks as if we have just rid ourselves of the contradiction.  The sense in which tropes are predicable is not the sense in which they are impredicable.  They are predicable as constituents of trope bundles; they are impredicable in themselves. Equivalently, tropes are properties when they are compresent with sufficiently many other tropes to form trope bundles (concrete particulars); but they are substances in themselves apart from trope bundles as the 'building blocks' out of which such bundles are (logically or rather ontologically) constructed.

Which came first: the whole or the parts?

But wait!  This solution appears to have all the advantages of jumping from the fying pan into the fire, or from the toilet into the cesspool. (I apologize to the good professor for the mixture and crudity of my metaphors.)  For now we bang up against Levy's Antinomy, or something like it, to wit:

f. Tropes as substances, as ontological building blocks, are logically prior to concrete particulars.
g. Tropes as properties, as predicable items, are not logically prior to concrete particulars.

This looks like a genuine aporia.  The limbs cannot both be true.  And yet each is an entailment of standard trope theory.  If tropes are the "alphabet of being" in a phrase from Williams, then they are are logically prior to what they spell out.  But if tropes are unrepeatable properties, properties as particulars, then a trope cannot exist except as a proper ontological part of a trope bundle, the very one of which it is a part.  For if a trope were not tied to the very bundle of which it is a part, it would be a universal, perhaps only an immanent universal, but a universal all the same. 

Furthermore, what makes a trope abstract in the classical sense of the term is that it is abstracted from a concretum.  But then the concretum comes first, ontologically speaking, and (g) is true.

Interim conclusion: Trope theory, pace Anna-Sofia [what a beautiful aptronym!] Maurin, is incoherent. But of course we have only scratched the surface. 

Picture below, left-to-right:  Anna-Sofia Maurin, your humble correspondent, Arianna Betti, Jan Willem Wieland. Geneva, Switzerland, December 2008.  It was a cold night.

Maurin, Vallicella, Betti, et al.

 

A Question About Tropes

EL: I have been reading with great pleasure and enlightenment certain sections of your superb work, A Paradigm Theory of Existence: Onto-Theology Vindicated. Your skill and poise in framing and unfolding your argument, your marvelous dexterity with rebuttal of adversarial views, and your insistence that existence remain at the center of metaphysical inquiry instead of being reduced to an afterthought – or cast out of the mind altogether – reward and refresh the reader.

BV:  Thanks for the kind words.  The book snagged some favorable reviews from Hugh McCann, Panayot Butchvarov, and others.  But the treatment it received at Notre Dame Philosophy Reviews was pretty shabby.  Kluwer sent the then editor Gary Gutting a copy and he sent it to a reviewer who declined to review it.  So I requested that the copy be returned either to me or Kluwer so that it could be sent elsewhere.  Gutting informed me that the reviewer had sold the book.  So the reviewer accepted an expensive book to review, decided not to review it, and then sold it to profit himself.     A person with a modicum of moral decency would first of all not agree to have a book sent to him if he had no intention of reviewing it.  But if he finds that for some reason he cannot review it, then he ought to return it.  The book is the payment for the review; it is wrong to keep a book one does not review after one has agreed to review it.

EL: My question concerns your statement, in A Paradigm Theory of Existence, that tropes “float free” (221). Is this correct?

BV:  It depends on what 'float free' means.  Here is what I said in PTE, 221-222:

Tropes differ from Aristotelian accidents in that they do not require the support of a substratum.  They 'float free.'  They need individuation ab extra as little as they need support ab extra:  they differ numerically from each other without the need of any constituent to make them differ.  In that respect they are like bare particulars except of course that they are not bare.  Each is a nature. Each is at once and indissolubly a this and a such.  Tropes are the "alphabet of being" (D. C. Williams), the rock bottom existents out of which all else is built up.  Ordinary, concrete particulars are bundles or clusters of these abstract particulars.  Thus Socrates is a bundle of tropes, a system of actually compresent tropes, and to say that he is pale is to say that a pale trope is compresent with other tropes comprising him.

Therefore, to say that tropes 'float free' is to say that they are unlike Aristotelian accidents in at least two ways. 

First,  they do not require for their existence a substratum in which to inhere.  An accident A of a substance S cannot exist except 'in' a substance, and indeed, 'in' S, the very substance of which it is an accident.  To exist for an accident is to inhere.  But to exist for a trope is not to inhere.  That is what it means to say that tropes do not need support ab extra.  They stand on their own, ontologically speaking.  Otherwise they wouldn't constitute the "alphabet of being" in Donald C. Williams' felicitous phrase. 

If an ordinary particular, my coffee cup say, is a bundle of compresent tropes, then surely there must be a sense in which the tropes are ontologically prior to the bundle, and a corresponding sense in which the bundle is ontologically posterior to the constituent tropes.  This is obvious from the fact that my cup is a contingent being.  In trope-theoretic terms what this means is that the tropes that compose my cup might not have been compresent.  The possible nonexistence of my cup is then the possible non-compresence of its constituent tropes.  The tropes composing my cup could have existed without the cup existing, but the cup could not have existed without those tropes existing. Crude analogy: the stones in my stone wall could have existed without the wall existing, but the wall — that very wall — could not have existed without the stones existing.

But this is not to say tropes can exist on their own apart from any bundle.  It could be that they can exist only in some bundle or other but not necessarily in the bundle in which they happen to be bundled.  The perhaps infelicitous 'float free' need not be read as implying that tropes can exist  unbundled.  By the way, here is where the crude analogy breaks down.  The stones in my wall could have existed in a wholly scattered state.  But presumably the tropes composing my cup could not have existed unbundled.

Second, tropes, unlike accidents, do not need something external to them for their individuation, or rather ontological differentiation.  What makes two accidents two rather than one?  The numerical difference of the substances in which they inhere.  The metaphysical ground of the numerical difference of A1 and A2 — both accidents — is the numerical difference of the primary substances in which they inhere.  But tropes need nothing external to them to ground their numerical difference from one another. 

Example.  My cats Max Black and Manny Black are asleep by the fire. Each is warm, both metabolically, and by the causal agency of the fire.  Consider only the warmth in each caused by the fire.  Assume that the degree of warmth is the same.  If warmth is either an Aristotelian accident or a trope then it is a particular (an unrepeatable, non-instantiable) item, not a universal.  On either theory,  each cat has its own warmth.  But what makes the two 'warmths' two?  What is the ground of their numerical difference?  On the accident theory, it is the numerical difference of the underlying substances, Max and Manny.  On the trope theory, the two warmths are just numerically different: they are self-differentiating.

EL:  I understand that tropes are self-individuating, each being a numerically distinct, particularized, and unrepeatable quality. As Maurin explains,  “To a trope theorist, therefore, the fact that each particular redness (each trope) is such that it resembles every other particular redness is a consequence of the fact that each particular redness is what it is and nothing else” (2002, 57). But I don’t understand how tropes “float free.”

BV:  I believe I have just given a satisfactory explanation of what 'floats free' means in this context.   I would agree, however, that 'floats free' is not a particularly happy formulation.

EL:  Your clarification would be keenly appreciated. When reading about trope theory, I sometimes feel that I’ve fallen down a rabbit hole.  Then you need some music therapy.

BV:  If you want from me a defense of the coherence and tenability of trope theory, that I cannot provide.  I suspect that every philosophical theory succumbs in the end to aporiai.  And that goes for the theories I propose in PTE as well. 

EL:  On the one hand, tropes (abstract particulars) are logically prior to things (concrete particulars), because through their compresence tropes bring things into existence.

BV: Right.

EL:  On the other hand, things are logically prior to tropes because, lacking existential independence, tropes are only through compresence in the thing they constitute.

BV:  Not quite.  Tropes are only when compresent in some bundle or other.  But this is not to say that tropes composing my coffee cup could not have existed in other bundles.

EL: Indeed, Lowe argues that trope theory “fall[s] into a fatal circularity which deprives both tropes and trope-bundles of well-defined identity-conditions altogether” (1998, 206).

BV: What is the title of the book or article? 

The following view is fatally circular. An ordinary particular is a system of compresent tropes.  Its existence is just the compresence of those tropes.  The tropes themselves  exist only as the relata of the compresence relation within the very same ordinary particular.

To avoid this circularity one could say what I said above:  while tropes cannot exist apart from some bundle or other, there is no necessity that the tropes composing a given bundle be confined to that very bundle.  Saying this, one would grant some independence to the trope 'building blocks.' But then the problem is to make sense of this independence.

Suppose that in the actual world trope T1 is a constituent of Bundle B1, but that there is a merely possible world W in which T1 is a constituent of bundle B2.  But then T1 threatens to turn into a universal, a repeatable item.  For then T1 occurs in two possible worlds, the actual world and W.

On J. P. Moreland’s Theory of Existence

MorelandpicWhat follows is largely a summary and restatement of points I make in "The Moreland-Willard-Lotze Thesis on Being," Philosophia Christi, vol. 6, no. 1, 2004, pp. 27-58.  It is a 'popular' or 'bloggity-blog' version of a part of that lengthy technical article.  First I summarize my agreements with J. P. Moreland.   Then I explain and raise two objections to this theory. I post the following on account of hearing from a student of Moreland who is himself now a professor of philosophy.  He has some criticisms to make. I should like to hear them in the ComBox.  Another student of Moreland says he agrees with me.  He may wish to chime in as well.   The other day a third student of Moreland surfaced.  The Moreland text I have under my logical microscope is pp. 134-139 of his 2001 Universals (McGill-Queen's University Press). 

 

Common Ground with Moreland on Existence

We agree on the following five points (which is not to say that Moreland will agree with every detail of my explanation of these five points):

Existence is attributable to individuals.  The cat that just jumped into my lap exists.  This very cat, Manny, exists.  Existence belongs to it and is meaningfully attributable to it.  Pace Frege and Russell, 'Manny exists' is a meaningful sentence, and it is meaningful as it stands, as predicating existence of an individual.  It is nothing like 'Manny is numerous.' To argue that since cats are numerous, and Manny is a cat, that therefore Manny is numerous is to commit the fallacy of division.  Russell held that the same fallacy is committed by someone who thinks that since cats exist, and Manny is a cat, that therefore Manny exists.  But Russell was mistaken: there is no fallacy of division; there is an equivocation on 'exists.'  It has a general or second-level use and a singular or first-level  use.

There are admissible first-level uses of '. . .exist(s).'  It is not the case that only second-level uses are admissible. And it is only because Manny, or some other individual cat, exists that the concept cat is instantiated.  The existence of an individual cannot be reduced to the being-instantiated of a property or concept.  If you like, you can say that the existence of a concept is its being instantiated.  We sometimes speak like that.  A typical utterance of 'Beauty exists,' say, is not intended to convey that Beauty itself exists, but is intended to convey that Beauty is exemplified, that there are beautiful things.  But then one is speaking of general existence, not of singular existence. 

Clearly, general existence presupposes singular existence in the following sense:  if a first-level concept or property is instantiated, then it is instantiated by an individual, and this individual must exist in order to stand in the instantiation nexus to a concept or property.  From here on out, by 'existence' I mean 'singular existence.'  There is really no need for 'general existence' inasmuch as we can speak of instantiation or of someness, as when we say that cats exist if and only something is a cat. The fundamental error of what Peter van Inwagen calls the 'thin theory' of existence is to imagine that existence can be reduced to the purely logical notion of someness.  That would be to suppose, falsely, that singular existence can be dispensed with in favor of general existence.  Existence is not a merely logical topic ; existence is a metaphysical topic.

Existence cannot be an ordinary property of individuals.  While existence is attributable to individuals, it is no ordinary property of them.  There are several reasons for this, but I will mention only one:  you cannot add to a thing's description by saying of it that it exists. Nothing is added to the description of a tomato if one adds 'exists' to its descriptors: 'red,' round,' ripe,' etc.   As Kant famously observed, "Being is not a real predicate," i.e., being or existence adds nothing to the realitas or whatness of a thing. Contrary to popular scholarly opinion, Kant did not anticipate the Frege-Russell theory.  He does not deny that 'exist(s)' is an admissible first-level predicate.  (See my "Existence: Two Dogmas of Analysis" in Novotny and Novak, eds. Neo-Aristotelian Perspectives in Metaphysics, Routledge 2014, pp. 45-75, esp. 48-50.)

Existence is not a classificatory concept or property.  The reason is simple: there is no logically prior domain of items classifiable as either existent or nonexistent.  Pace Meinong, everything exists.  There are no nonexistent items.  On Meinong's view, some items actually have properties despite having no Being at all.

Existence makes a real difference to a thing that exists.  In one sense existence adds nothing to a thing.  It adds nothing quidditative.  In another sense it adds everything:  if a thing does not exist, it is nothing at all! To be or not to be — not just a question, but the most 'abysmal' difference conceivable.    In this connection, Moreland rightly speaks of a "real difference between existence and non-existence." (137)

Existence itself exists.  This is not the trivial claim that existing things exist.  It is the momentous claim that that in virtue of which existing things exist itself exists.  It is a logical consequence of (4) in conjunction with (3). As Moreland puts it, "[i]f existence itself does not exist, then nothing else could exist in virtue of having existence." (135)

The above five points are criteria of adequacy for a theory of existence: any adequate theory must include or entail each of these points.   Most philosophers nowadays will not agree, but  I think Moreland will.  So he and I stand on common ground.  I should think that the only fruitful disputes are those that play out over a large chunk of common ground. 

But these criteria of adequacy also pose a problem:  How can existence belong to individuals without being a property of them?  Existence belongs to individual as it would not belong to them if it were a property of properties or concepts; but it is not a property of individuals.

Moreland's Theory

Moreland's theory gets off to a good start:  "existence is not a property which belongs, but is the belonging of a property." (137)  This insight nicely accommodates points (1) and (2) above:  existence is attributable to individuals without being an ordinary property of them.  Indeed, it is not a property at all. I infer from this that existence is not the property of having properties. It is rather the mutual belongingness of a thing and its properties.  Moreland continues:

Existence is the entering into the exemplification nexus . . . . In the case of Tony the tiger, the fact [that] the property of being a tiger belongs to something and that something has this property belonging to it is what confers existence. (137)

I take this to mean that existence is the mutual belonging together of individual and property.   It is 'between' a thing and its properties as that which unifies them, thereby tying them into a concrete fact or state of affairs.  The existence of Tony is not one of his properties; nor is it Tony.   And of course the existence of Tony is not the being-exemplified of some such haecceity property as identity-with-Tony.  Rather, the existence of Tony, of that very individual, is his exemplifying of his properties. The existence of a (thick) individual in general is then the exemplification relation itself insofar as this relation actually relates (thin) individual and properties.

Moreland implies as much.  In answer to the question how existence itself exists, he explains that "The belonging-to (exemplification, predication) relation is itself exemplified . . ." (137)  Thus the asymmetrical exemplification relation x exemplifies P is exemplified by Tony and the property of being a tiger (in that order). Existence itself exists because existence itself is the universal exemplification relation which is itself exemplified.  It exists in that it is exemplified by a and F-ness, a and G-ness, a and H-ness, b and F-ness, b and G-ness, b and H-ness, and so on.  An individual existent exists in that its ontological constituents (thin particular and properties) exemplify the exemplification relation which is existence itself.

The basic idea is this.  The existence of a thick particular such as Tony, that is, a particular taken together with all its monadic properties, is the unity of its ontological constituents.  (This is not just any old kind of unity, of course, but a type of unity that ties items that are not facts into a fact.)  This unity is brought about by the exemplification relation within the thick particular.   The terms of this relation are the thin particular on the one hand and the properties on the other. 

Moreland's theory accommodates all five of the desiderata listed above which in my book is a strong point in its favor.

A Bradleyan Difficulty

A sentence such as 'Al is fat' is not a list of its constituent words.  The sentence is either true or false, but neither the corresponding list, nor any item on the list, is either true or false.  So there is something more to a declarative sentence than its constituent words.  Something very similar holds for the fact that makes the sentence true, if it is true.  I mean the extralinguistic fact of Al's being fat.  The primary constituents of this fact, Al and fatness, can exist without the fact existing. The fact, therefore, cannot be identified with its primary constituents, taken either singly, or collectively.    A fact is more than its primary constituents.  But how are we to account for this 'more'? 

On Moreland's theory, as I understand it, this problem is solved by adding a secondary constituent, the exemplification relation, call it EX, whose task is to connect the primary constituents.  This relation ties the primary constituents into a fact.  It is what makes a fact more than its primary constituents.  Unfortunately, this proposal leads to Bradley's Regress. For if Al + fatness do not add up to the fact of Al's being fat, then Al + fatness + EX won't either.  If Al and fatness can exist without forming the fact of Al's being fat, then Al and fatness and EX can all exist without forming the fact in question.  How can adding a constituent to the primary constituents bring about the fact-constituting unity of all constituents?  EX has not only to connect a and F-ness, but also to connect itself to a and to F-ness.  How can it do the latter?  The answer to this, presumably, will be that EX is a relation and the business of a relation is to relate. EX, relating itself to a and to F-ness, relates them to each other.  EX is an active ingredient in the fact, not an inert ingredient.  It is a relating relation, and not just one more constituent that needs relating to the others by something distinct from itself.  For this reason, Bradley's regress can't get started.

The problem, however, is that EX can exist without relating the relata that it happens to relate in a given case.  This is because EX is a universal.  If it were a relation-instance as on D. W. Mertz's theory, then it would be a particular, an unrepeatable, and could not exist apart from the very items it relates.   Bradley's regress could not then arise.  But if EX is a universal, then it can exist without relating any specific relata that it does relate, even though, as an immanent universal, it must relate some relata or other.  This implies that a relation's relating what it relates is contingent to its being the relation it is.  For example, x loves y contingently relates Al and Barbara, which implies that the relation is distinct from its relating.  The same goes for EX: it is distinct from its relating.  It is more than just a constituent of any fact into which it enters; it is a constituent that does something to the other constituents, and in so doing does something to itself, namely, connect itself to the other constituents.  Relating relations are active ingredients in facts, not inert ingredients.  Or we could say that a relating relation is ontologically participial in addition to its being ontologically substantival.  And since the relating is contingent in any given case, the relating in any given case requires a ground.  What could this ground be? 

My claim is that it cannot be any relation, including the relation, Exemplification.  More generally, no constituent of a fact can serve as ontological ground of the unity of a fact's constituents.  For any such putatively unifying constituent will either need a further really unifying constituent to connect it to what it connects, in which case Bradley's regress is up and running, or the unifying constituent will have to be ascribed a 'magical' power, a power no abstract object could possess, namely, the power to unify itself with what it unifies.  Such an item would be a self-grounding ground: a ground of unity that grounds its unity with that which it unifies.  The synthetic unity at the heart of each contingent fact needs to be grounded in an act of synthesis that cannot be brought about by any constituent of a fact, or by the fact itself. 

My first objection to Moreland's theory may be put as follows.  The existence of a thick particular (which we are assaying as a concrete fact along the lines of Gustav Bergmann and David Armstrong) cannot be the fact's constituents' standing in the exemplification relation.  And existence itself, existence in its difference from existents, cannot be identified with the exemplification relation.

Can Existence Exist Without Being Uniquely Self-Existent?

I agree with Moreland that existence itself exists.  One reason was supplied by Reinhardt Grossmann: "If existence did not exist, then nothing would exist." (Categorial Structure of the World, 405) But I have trouble with the notion that existence itself is the exemplification relation.  Existence as that which is common to all that exists, and as that in virtue of which everything exists cannot be just one more thing that exists.  Existence cannot be a member of an extant category that admits of multiple membership, such as the category of relations.  For reasons like these such penetrating minds as Martin Heidegger, Roman Ingarden, and Panayot Butchvarov have denied that existence itself exists. 

In my 2002 existence book I proposed a synthesis of these competing theses:  Existence exists as a paradigm existent, one whose mode of existence is radically different from the mode of existence of the beings ontologically dependent on it.  From this point of view, Moreland has a genuine insight, but he has not taken it far enough: he stops short at the dubious view that existence is the relation of exemplification.  But if you drive all the way down the road with me you end up at Divine Simplicity, which Moreland has  good reasons for rejecting.

What is Potentiality? An Exploration

Our Czech friend Vlastimil V. writes,

I believe it is precisely the potentiality — or the in principle capacity — of logical thinking, free decisions, or higher emotions that makes killing human embryos morally problematic, seemingly unlike the killing of non-human embryos. This seems to me a promising hypothesis, to say the least. But I need help with settling several issues.

And then V. peppers me with a bunch of tough questions.  I'll address just the first in this entry:
 
What is potentiality or in principle capacity in general? How does it differ from (metaphysical) possibility?
 
This is indeed the logically first question.  Potentiality is widely misunderstood even by many philosophers.  No wonder they do not appreciate the Potentiality Argument.  Here the focus is not on the Potentiality Argument against abortion, but on the concept of potentiality it requires.  My task is merely to unpack it, not evaluate it.  We may begin by treading the via negativa.
 
1.  A potentiality is not the same as a possibility.  It is obviously not the same as an actualized possibility, but it is also not the same as an unactualized possibility. Potentialities are strange items and their ontological status is puzzling.  Don't assume you know what they are, and don't assume that you can learn what they are from the uses of 'potential' and cognates in English.
 
Take the fragility of a piece of glass.  Its fragility is its potentiality (passive potency, disposition, liability) to shatter in certain circumstances.  Consider two panes of thin glass side by side in a window. The two panes are of the same type of glass, and neither has been specially treated. A small rock is thrown at one, call it pane A, and it shatters under the moderate impact. The other pane, call it B, receives no such impact. We know that A is fragile from the fact that it shattered. ("Potency is known through act," an Aristotelian might say.) We don't have quite the same assurance that B is fragile, but we have good reason to think that it is since it is made of the same kind of glass as A.

Suppose that B never in its existence is shattered or in any way pitted or cracked or broken. Then its fragility, its disposition-to-shatter (break, crack, etc.) is never manifested. We can express that by saying that the manifestation of the disposition remains an unactualized possibility. That is, the shattering of pane B remains, for the whole of B's existence, a merely possible state of affairs, a mere possibility.

But that is not to say that the disposition is a mere possibility, let alone that it is unreal. The disposition is as actual as the thing that has it.  A disposition is distinct from  its manifestation. The disposition is actual whether its manifestation is actual, as in the case of pane A, or merely possible, as in the case of pane B.

So we make a distinction between the (de re) possibility of B's shattering and B's disposition to shatter.  The first is the possibility of the manifestation of the second.  The first may never become actual while the second is as actual as B.  What's more, the possibility of B's shattering is (in some sense needing explanation) grounded in B's disposition to shatter.

The point extends to potentialities: it is an elementary confusion to think of unrealized or unmanifested or unactualized potentialities as unactualized possibilia or mere possibilities. For example, a human embryo has the potentiality to develop, in the normal course of events, into a neonate. This potentiality is something actual in the embryo. It is not a mere or unactualized possibility of the embryo. What is a mere possibility is the realization of the potentiality. Just as we must not confuse a disposition with its manifestation, we must not confuse a potentiality with its realization.

One difference to note is that between a passive potentiality and an active potentiality.  The pane's potentiality to shatter is passive whereas the embryo's potentiality to develop into a neonate is active.  As for terminology, I don't see any non-verbal difference between a potentiality-to-X and a disposition-to-X. (I could be wrong.)  Some people are irascible.  They are disposed to become angry under slight external provocation.  Is that a passive potentiality or an active potentiality?  Put that question on the 'back burner.'

2.  Another difference between a possibility and a potentiality is that, while every actual F is a possible F, no actual F is a potential F.  Therefore, a possible F is not the same as a potential F.  For example, an actual cat is a possible cat, but no actual cat is a potential cat.  A towel that is actually saturated with water is possibly saturated with water; but no towel that is actually saturated with water is potentially saturated with water.  If a man is actually drunk, then he is possibly drunk; but an actually drunk man is not a potentially drunk man.  Potentiality excludes actuality; possibility does not.  But can't a man who is actually drunk at one time be potentially drunk at another?  Of course, but that is not the point.

Necessarily, if x is actually F at time t, then x is possibly F at t.  But, necessarily, if x is actually F at t, then:

a. It is not the case that x is potentially F at t

and

b. X is not potentially F at t.

Furthermore, an actual truth is a possible truth, but it makes  no sense to say that an actual truth is a potential truth.  A truth is a true proposition; propositions are abstract objects; abstract objects are not subjects of real, as opposed to Cambridge, change.  So it makes  no sense to speak of potential truths.

The actual world is a possible world; but what could it mean to say that the actual world is a potential world?

If God necessarily exists, then God actually exists, in which case God possibly exists.  But it makes no sense to say that God potentially exists.  In terms of possible worlds:  If God exists in every world, then he exists in the actual world and in some possible worlds.  But 'God exists in some potential worlds' makes no sense.

It makes sense to say that it is possible that there exist an individual distinct from every actual individual.  But it makes no sense to say that there is the potentiality to exist of some individual distinct from every actual individual. 

3.  So, to answer Vlastimil's question, potentiality is not to be confused with possibility.  And it doesn't matter whether we are talking about narrowly logical possibility, broadly logical possibility, nomological  possibility, institutional possibility, or any other sort of  (real as opposed to epistemic/doxastic) possibility.  Nevertheless, the two are connected.  If it is possible that a boy grow a beard, then presumably that possibility is grounded in a potentiality inherent in the boy.  The point, once again, is that this potentiality is not itself something merely potential, but something actual or existent, though not yet actualized.

I am now seated.  I might now have been standing.  The first is an actual state of affairs, the second is a merely possible state of affairs.  How are we to understand the mere possibility of my standing now?  Pace the shade of David Lewis, it would be 'crazy' to say that there is a possible world in which a counterpart of me is standing now.  But it seems quite sane to say that the possibility of my standing now, when in actual fact I am seated, is grounded in the power (potentiality) I have to stand up.

A mere possibility is not nothing.  So it has some sort of ontological status.  A status can be secured for mere possibilities  if mere possibilities are grounded in really existent powers in agents. 

('Potential' Puzzle.  I have the power to do X iff it is possible that I do X.  But do I have the power because it is possible, or is it possible because I have the power?  Presumably the latter.  But my power is limited.  What constrains my power it not what is antecedently possible?  Throw this on the 'back burner' too, Euthyphro!)

As I understand the Aristotelian position, real possibilities involving natural items are parasitic upon causal powers and causal liabilities ingredient in these items.  That, by the way, implies constituent ontology, does it not?  Score another point for constituent ontology.

The Aristotelian position also implies a certain anti-empiricism, does it not?  A rubber band that is never stretched never empirically manifests its elasticity; yet it possesses the dispositional property of elasticity whether or not the property is ever manifested empirically.   So dispositions and potencies  are in a clear sense occult (hidden) entities, and they are occult in a way the occult blood in your stool sample is not occult.  For the latter, while not visible to gross inspection is yet empirically detectable in the blood lab.

4. Go back to the two panes of glass.  One we know is fragile: it broke under moderate impact.  How do we know that the other is fragile?  I submit that the concept of potentiality underlying the Potentiality Argument is governed by the following Potentiality Universality Principle:

PUP: Necessarily, if a normal F has the potentiality to become a G, then every normal F has the potentiality to become a G.

To revert to the hackneyed example, if an acorn is a potential oak tree, then every normal acorn is a potential oak tree, and this is so as a matter of natural necessity. It cannot be the case that some normal acorns have, while others do not have, the potentiality to become oak trees. Potentialities are inherent in the things that have them. They are not a matter of ascription. We don't ascribe potentialities; things have them regardless of our mental and linguistic performances. And these very performances themselves realize potentialities. So if the potentialities of the ascribing mind were themselves ascribed, who or what would do the ascribing? I cannot ascribe potentialities to myself if the ascribing is itself the realization of my potentiality to ascribe.

Similarly with passive potentialities. To say of a sugar cube that it is water-soluble is to say that, were it placed in water, it would dissolve. Now if this is true of one normal sugar cube, it is true of all normal sugar cubes. Suppose you have 100 sugar cubes, all alike. There would be no reason to say that some of them are water-soluble and some are not. If one is, all are. If one is not, none are.

5. Note that the water-solubility of sugar cubes cannot be identified with the truth of the subjunctive conditional 'If a sugar cube were placed in water then it would dissolve.'  It needs to be identified with the truth maker of that conditional, namely, the passive potency to dissolve inherent in the sugar cube.

6. Potentiality as here understood brings with it further Aristotelian baggage.  

Pointing to a lump of raw ground beef, someone might say, "This is a potential hamburger." Or, pointing to a hunk of bronze, "This is a potential statue." Someone who says such things is not misusing the English language, but he is not using 'potential' in the strong specific way that potentialists — proponents of the Potentiality Principle in the Potentiality Argument– are using the word. What is the difference? What is the difference between the two examples just given, and "This acorn is a potential oak tree," and "This embryo is a potential person?"

The difference is explainable in terms of the difference between identity and constitution. A lump of raw meat cannot come to be a hamburger; at most it can come to constitute one. The same goes for the hunk of bronze: it cannot come to be a statue; at most it can come to constitute one. Note also that an external agent is required to shape and cook the meat and to hammer the bronze. An acorn and an embryo, on the other hand, can come to be an oak tree and a person, respectively, and indeed by their own internal agency. Potentiality in the strong sense here in play is therefore governed by the following Potentiality Identity Principle:

PIP: Necessarily, if x is a potential F, and there is a y such that y realizes, whether partially or fully, x's potentiality to be an F, then x = y.

Note that PIP does not imply that there is a y that realizes x's potential. Potentialities, after all, may go unrealized similarly as dispositions may go unmanifested. A seed's potential will go unrealized if the seed is destroyed, or if the seed is not planted, or if it is improperly planted, or if it is properly planted but left unwatered, etc. What PIP states is that if anything does realize x's potentiality to be an F, then that thing is transtemporally numerically identical to x. So if there is an oak tree that realizes acorn A's potentiality to be an oak tree, then A is identical over time to that oak tree. This implies that when the acorn becomes an oak tree, it still exists, but is an oak tree rather than an acorn. The idea is that numerically one and the same individual passes through a series of developmental stages. In the case of a human being these would include zygote, embryo, fetus, infant, child, adolescent, and adult.

Not so with the hunk of bronze. It is not identical to the statue that is made out of it. Statue and hunk of bronze cannot be identical since they differ in their persistence conditions. The hunk of bronze can, while the statue cannot, survive being melted down and recast in some other form.

Consider the Pauline verse at 1 Corinthians 13:11: "When I was a child, I spake as a child, I understood as a child, I thought as a child: but when I became a man, I put away childish things." This implies that numerically one and the same man, Paul of Tarsus, was first a child and later became an adult: it is not as if there was a numerically different entity, Paul-the-child, who passed out of existence when Paul-the-adult came into existence.

So not only is potentiality (in the strong Aristotelian sense here in play) governed by PIP, it is also governed by what I will call the Potentiality Endurantism Principle:

PEP. Necessarily, if x is a potential F, and there is a y such that y realizes, whether partially or fully, x's potentiality to be an F, then x (= y) is wholly present at every time at which x (= y) exists.

PEP rules out a temporal parts ontology according to which a spatiotemporal particular persists in virtue of having different temporal parts at different times.

Let me throw another principle into the mix, one that is implicit above and governs active potencies.  I'll call it the Potentiality Agency Principle:

PAP. Necessarily, if x is a potential F, and x's potential is to any extent realized, then the realization of x's potential is driven, not by any agency external to x, but by x's own internal agency, with the proviso that the circumambient conditions are favorable.

The notion of (strong) potentiality that figures in the Potentiality Principle and the Potentiality Argument is governed by PUP, PIP, PEP, and PAP at the very least.

7.  When Barack Obama was a community organizer was he 'potentially' president of the U. S.?  It was surely possible that he become POTUS: logically, nomologically, and institutionally: there is nothing in the Constitution that ruled out his becoming president.  And there is nothing incorrect in saying, in ordinary English, that the young Obama was 'potentially' POTUS.  But does it make sense to say that, ingredient in the young Obama, there was a potentiality that was actualized when he became POTUS if we are using 'potentiality' in the Aristotelian sense?

I don't think so.  It looks to be a violation of PUP above.  Let 'F' stand for U. S. citizen. Does every U.S. citizen have the potential to become a presidential candidate? Obviously not: it is is simply false that every normal U. S. citizen develops in the normal course of events into a presidential candidate. A potentiality is a naturally inherent nisus — and as natural not a matter of laws or other conventions — which is the same in all members of the class in question. But the opportunity to become president has nothing natural about it: it is an artifact of our contingent laws and political arrangements. People like Obama do not become presidential contenders in the way acorns become oak trees. 

Being Itself: Continuing the Discussion with Dale Tuggy

Parmenides Aquinas Heidegger TuggyI admire Dale Tuggy's resolve to continue this difficult discussion despite the manifold demands on his time and energy.  (This Gen-X dude is no slacker!  If one of us is a slacker, it's this Boomer. Or, if you prefer, I am a man of leisure, otium liberale, in the classical sense.) The core question, you will recall, is whether God is best thought of as a being among beings, or as Being itself.  The best way to push forward, I think, is via very short exchanges.  In Part 2, near the top, we read:

“Being itself,” I take it, is something like a universal property, an abstract and not a concrete object. (Or at least, it’s not supposed to be concrete; maybe he thinks that it is neither abstract nor concrete.)  I’m not sure if Bill would accept those characterizations, but if not, I invite him to say a little more about what he means by “Being itself.” The “itself,” I assume, entails not being a self. But God – that is, the God of Christianity, or of biblical monotheism – is a god, and a god is, analytically, a self. I’m pretty sure that no self can be “Being itself” in the way that Bill means it, but again, I invite him to say more about what it is to be “Being itself.”

1.  First a comment on 'itself' in 'Being itself.'  I don't understand why Dale thinks that 'itself' entails not being a self or person.  In expressions of the form 'X itself,' the 'itself' in typical instances functions as a device to focus attention on X in its difference from items with which it could be conflated or confused. In a Platonic dialogue Socrates might say to an interlocutor:  "You gave me an instance of a just act, but I want to know what justice itself is."  Justice itself is justice as distinct from just acts whether the latter are taken distributively or collectively.  The same goes for knowledge itself, virtue itself, piety itself.  Piety itself is not any given pious act or the collection of pious acts, but that in virtue of which pious acts are pious.  It is that which 'makes' pious acts pious.   'Itself' in these constructions is a device of emphasis.  It is a form of pleonasm that serves a sort of underlining function.  Compare the sentence, 'Obama himself called for transparency in government.'  'Himself' adds a nuance absent without it.  It serves to insure that the reader appreciates that it is Obama and not some other person who made the call for transparency; Obama, that very man, who is not known for his contributions to transparency.

Similarly with Being itself and Existence itself.  When I speak of Being/Existence itself, I speak of Being/Existence in its difference from beings/existents.  I am making it clear that I intend Being as other than each being and from the whole lot of beings.  I am emphasizing the difference between Being and beings.  I am warning against their conflation or confusion or (thoughtless) identification.  I am implying, among other things, that Being does not divide  without remainder into beings.  Or rather, I am raising this as a question.  For after investigation we may decide that Being does, in the end, divide without remainder into beings.  But note that to make this assertion one has to have distinguished Being from beings.  Otherwise, the assertion would be a miserable tautology along the lines of: beings are beings.

2.  Now does 'Being itself' imply that Being is not a self?  'Self' has a narrow use and a wide use.  In the narrow use, a self is a person.  Now suppose it were said that God himself is a person.  Would that imply that God is not a person?  Of course not.   In the wide use, a self is anything that has what Buddhists call self-nature or own-being.  The Buddhist anatta doctrine amounts to the claim that nothing has self-nature, that nothing is a self in the broad sense.  This could be interpreted to mean that nothing is a substance in the Aristotelian sense.  (Cf. T. R. V. Murti)  A mark of substance in this sense is independence: X is a substance iff x  is logically capable of independent existence.  Now God is either a substance or analogous to a substance.  If God is a self in the broad sense, than this is consistent with God's being a person either univocally or analogically.

3.  Can an abstract object be a person?  No!  On this point I am confident that Dale and I will rejoice in agreement.  Here is a quick argument.  Persons are agents.  Agents do things.  No abstract object does anything: abstracta are causally inert.  They cannot act or be acted upon.  Therefore, no person is an abstract object.

Dale operates within a certain general-metaphysical scheme common to most analytic philosophers, a scheme that he does not question and that perhaps seems obvious to him.  On this scheme, every object or being is either abstract or concrete, no object is both, and no object is neither.  For Dale, then, persons are concrete objects; God is a person; hence God is a concrete object. 

On this understanding of 'concrete,' a concretum  is anything that is either capable of being causally active or capable of being causally passive.  And this, whether or not the item is a denizen of space and time.  For Dale, God is not in space or time without prejudice to his being concrete.  I don't know whether Dale thinks of God as impassible, and I rather doubt that he does; but one could hold that God is impassible while also holding that God is concrete given the definition above.  On some conceptions, God acts but cannot be acted upon.

4. But is Being an abstract object?  No!  First of all, I question Dale's general-metaphysical scheme according to which everything is either abstract or concrete, nothing is neither, and nothing is both.  So I don't feel any dialectical pressure to cram Being or Existence into this scheme.  Being is not a being among beings; therefore, it is not an abstract being or a concrete being. 

Being is that which makes beings be: outside their causes, outside the mind, outside language and its logic, outside of nothing.  Being is that without which beings are nothing at all.

5. Is Being a property of beings?  No. But this denial does not give aid and comfort to the Fregean view that Being or existence is a property of properties.  There is a clear sense in which Being belongs to beings: one cannot kick it upstairs in the Fressellian manner.  But while Being belongs to beings, it is not a property of them in any standard sense of 'property.'  Suppose we agree with this definition that I got from Roderick Chisholm:

P is a property =df P is possibly such that it is instantiated.

Accordingly, every property is an instantiable item, and every instantiable item is a property.  The question whether Being is a property of beings then becomes the question whether Being is instantiated by beings.  In simpler terms, are beings instances of Being in the way Max and Manny are instances of felinity?  I argue against this in my existence book.  Being (existence) does not and cannot have instances or examples.  Max is an instance of felinity, an example of cat; he is not an instance or example of Being. 

Here is one consideration among several. If x, y are instances of F-ness, then x, y are not numerically distinct just in virtue of being instances of F-ness.  Qua instances of F-ness, x, y are identical and interchangeable.  Whatever it is that makes x, y two and not one has nothing to do with their being instances of F-ness. Max and Manny, for example, are numerically distinct, but not numerically distinct as cats, i.e., as instances of felinity.  But they are numerically distinct as existents.  Therefore, existents are not instances of existence.  If you think otherwise, you are thinking of existence as a quidditative determination, a highest what-property.  But existence pertains not to what a thing is, but to its very Being.  Two cats are not numerically different as cats, but they are numerically different as existents: existence enters into their numerical diversity.  For this reason, existence is not common to existents in the manner of a property or essence or quiddity or what-determination or concept.

Here is a second argument.  First-level instantiation is a dyadic relation that connects an individual to a property.  Now it is a necessary truth about relations that  if a relation holds between or among two or more items, then all of these items exist.  For example, Socrates cannot be an instance of the property of being a philosopher, as he is, unless he exists and unless the property exists.   But then it should be clear that nothing exists in virtue of being an instance of a property, including the putative property of existence.

6.  Is Being universal?  Yes.  It is common to every being, and in that sense universal.  But it is not universal in the manner of a property or concept.  If existence itself is God, then existence is common to existents in the manner of a common metaphysical cause, or as I prefer to say, common metaphysical ground.  (I reserve 'cause' for so-called 'secondary causes.')

7.  I suspect the above won't make much sense to Dale.  It is very difficult to get analytically-trained philosophers to 'think outside the box.'  They (the vast majority of them anyway) are boxed in by dogmas that they never question such as that "existence is what existential quantification expresses" (Quine); that there are no modes of existence; that properties are 'abstract objects,' and others.

Pre-Print: Peter van Inwagen, Existence: Essays in Ontology

The following review article is scheduled to appear later this year in Studia Neoscholastica.  The editor grants me permission to reproduce it here should anyone have comments that might lead to its improvement.

REVIEW ARTICLE

William F. Vallicella

 Peter van Inwagen, Existence: Essays in Ontology, Cambridge University Press, 2014, viii + 261 pp.

This volume collects twelve of Peter van Inwagen's recent essays in ontology and meta-ontology, all of them previously published except one, “Alston on Ontological Commitment.” It also includes an introduction, “Inside and Outside the Ontology Room.” It goes without saying that anyone who works in ontology should study this collection of rigorous, brilliant, and creative articles. One route into the heart of van Inwagen's philosophical position is via the theory of fictional entities he develops in chapter 4, “Existence, ontological commitment, and fictional entities.”

 Fictional Entities

One might reasonably take it to be a datum that a purely fictional item such as Sherlock Holmes does not exist. After all, most of us know that Holmes is a purely fictional character, and it seems analytic that what is purely fictional does not exist. Van Inwagen, however, demurs:

The lesson I mean to convey by these examples is that the nonexistence of [Sherlock] Holmes is not an ontological datum; the ontological datum is that we can use the sentence 'Sherlock Holmes does not exist' to say something true. (105)

So, while many of us are inclined to say that the nonexistence of Holmes is an ontological datum in virtue of his being a purely fictional entity, one wholly made up by Sir Arthur Conan Doyle, van Inwagen maintains that Holmes exists and that his existence is consistent with his being purely fictional. One man's datum is another man's (false) theory! To sort this out, we need to understand van Inwagen's approach to ficta.

Continue reading “Pre-Print: Peter van Inwagen, Existence: Essays in Ontology

Van Inwagen, Properties, and Bare Particulars

In this entry I expand on my claim that Peter van Inwagen's theory of properties commits him to bare particulars, not in some straw-man sense of the phrase, but in a sense of the phrase that comports with what proponents of bare particulars actually have claimed.  I begin by distinguishing among four possible senses of 'bare particular.'

Four Senses of 'Bare Particular'

1. A bare particular is an ordinary concrete particular that lacks properties.  I mention this foolish view only to set it aside.  No  proponent of bare particulars that I am aware of ever intended the phrase in this way.  And of course, van Inwagen is not committed to bare particulars in this sense.

2. A bare particular is an ontological constituent of an ordinary concrete particular, a constituent that has no properties.  To my knowledge, no proponent of bare particulars ever intended the phrase in this way.  In any case, the view is untenable and may be dismissed.  Van Inwagen is of course not committed to this view.  He is a 'relation' ontologist, not a 'constituent' ontologist.

3. A bare particular is an ontological constituent of an ordinary concrete particular, a constituent that does have properties, namely, the properties associated with the ordinary particular in question, and has them by instantiating (exemplifying) them.  This view is held by Gustav Bergmann and by David Armstrong in his middle period.  Armstrong, however, speaks of  thin particulars rather than bare particulars, contrasting them with thick particulars (what I am calling ordinary concrete particulars).  When he does uses 'bare particular,' he uses the phrase incorrectly and idiosyncratically to refer to something like (1) or (2).  For example, in Universals and Scientific Realism, Cambridge UP, 1978, vol. I, p. 213, he affirms something he calls the "Strong Principle of the Rejection of Bare Particulars":

For each particular, x, there exists at least one non-relational property, P, such that x is P.

(I should think that the first occurrence of 'P' should be replaced by 'P-ness' despite the unfortunate sound of that.)  This principle of Armstrong is plausibly read as a rejection of (1) and (2).  It is plainly consistent with (3).

But of course I do not claim that van Inwagen is committed to bare or thin particulars in the sense of (3). For again, van Inwagen is not a constituent ontologist.

4. A bare particular is an ordinary concrete particular that has properties by instantiating them, where instantiation is a full-fledged external asymmetrical relation (not a non-relational tie whatever that might come to) that connects  concrete objects to abstract objects, where abstract objects are objects that are not in space, not in time, and are neither causally active nor causally passive. 

What is common to (3) and (4) is the idea that bare particulars  have properties all right, but they have them in a certain way, by being externally related to them.  A bare particular, then, is nothing like an Aristotelian primary substance which has, or rather is, its essence or nature.   The bareness of a bare particular, then, consists in its lacking an Aristotle-type nature, not it its lacking properties. 

My claim is that van Inwagen is committed to bare particulars in sense (4).  Let me explain.

Van Inwagen's Bare Particulars

Consider my cat Max.  Van Inwagen is committed to saying that Max is a bare particular.  For while Max has properties, these properties are in no sense  constituents of him, but lie (stand?) outside him in a realm apart.  These properties are in no sense at him or in him or on him, not even such properties as being black or being furry, properties that are plausibly held to be sense-perceivable.  After all, one can see black where he is and feel furriness where he is.  None of Max's properties, on van Inwagen's  construal of properties, are where he is or when he is.  As I made clear earlier, the realms of the concrete and the abstract are radically disjoint for van Inwagen.  They are jointly exhaustive and mutually exclusive realms: for all x, x is either concrete or abstract, but not both and not neither.  So Max is here below in the realm of space, time, change, and causality while his properties exist in splendid  isolation up yonder in the realm of abstracta.

Max and his properties are of course connected by instantiation which is a relation that is both external and abstract.  In what sense is the relation external?  X and y are externally related just in case there is nothing intrinsic about the relata that entails their being related.  Max is two feet from me at the moment.  This relation of being two feet from is external in that there are no intrinsic properties of me or Max or both that entail our being two feet from each other.  Our intrinsic properties would be just the same if we were three feet from each other.  But Max and his brother Manny are both black.  In virtue of their both being intrinsically black, they stand in the same color as relation.  Hence the latter relation is not external but internal. Internal relatedness is supervenient upon the intrinsic features of the relata; external relatedness is not.

Suppose I want to bring it about that two balls have the same color.  I need do only two things: paint the one ball red, say, and then paint the other ball red.  But if I want to bring it about that there are two balls having the same color ten feet from each other, I have to do three things: paint the one ball red, say; paint the other ball red; place them ten feet from each other.   The external relatedness does not supervene upon the intrinsic properties of the relata.

Given that concrete particulars are externally related to their properties, these particular are bare particulars in the sensedefined in #4 above. 

And What is Wrong with That?

Suppose you agree with me that van Inwagen's concrete particulars are bare, not in any old  sense, but in the precise sense I defined, a sense that comports well with what the actual proponents of bare/thin particulars had in mind.  So what?  What's wrong with being committed to bare particulars?  Well, the consequences seem unpalatable if not absurd.

A. One consequence is that all properties are accidental and none are essential.  For if Max is bare, then there is nothing in him or at him or about him that dictates the properties he must instantiate or limits the  properties he can instantiate.  He can have any old set of properties so long as he has some set or other.  Bare particulars are 'promiscuous' in their connection with properties.   The connection between particular and property is contingent and all properties are accidental.  It is metaphysically (broadly logically) possible that Max combine with any property.  He happens to be a cat, but he could have been a poached egg or a valve lifter.  He could have had the shape of a cube.  Or he might have been a dimensionless point.  He might have been an act of thinking (temporal and causally efficacious, but not spatial). 

B. A second consequence is that all properties are relational and none are intrinsic.  For if Max is black in virtue of standing in an external instantiation relation to the abstract object, blackness, then his being black is a relational property and not an intrinsic one.

C. A third consequence is that none of Max's properties are sense-perceivable. PvI-properties are abstract objects and none of them are perceivable.  But if I cup my hands around a ball, don't I literally feel its sphericalness or spheroidness?  Or am I merely being appeared to spheroidally?

Peter van Inwagen, “A Theory of Properties,” Exposition and Critique

This entry is a summary and critique of  Peter van Inwagen's "A Theory of Properties," an article which first appeared in 2004 and now appears as Chapter 8 of his Existence: Essays in Ontology (Cambridge University Press, 2014, pp. 153-182.)  Andrew Bailey has made it available on-line. (Thanks Andrew!)  I will be quoting from the Existence volume.  I will also be drawing upon material from other articles in this collection. This post is a warm-up for a review of the book by me commissioned by a European journal. The review wants completing by the end of February.  Perhaps you can help me. Comments are enabled for those who know this subject.

Exposition

1. The Abstract and the Concrete. 

Van Inwagen 2Platonism is "the thesis that there are abstract objects." (153)  Van Inwagen uses 'object' synonomously with 'thing,' 'item,' and 'entity.' (156)  Everything is an object, which is to say: everything exists.  Thus there are no nonexistent objects, pace Meinong.  There are two categories of object, the abstract and the concrete.  These categories are mutually exclusive and jointly exhaustive.  Thus for any  x, x is either abstract or concrete, but not both, and not neither. Van Inwagen is a bit  coy when it comes to telling us what 'abstract' and concrete' mean; he prefers a roundabout way of introducing these terms.  He stipulates that the terms and predicates of ordinary, scientific, and philosophical discourse can be divided  into two mutually exclusive and jointly exhaustive classes. The denotata of the members of these two classes of terms and predicates, if they have denotata, are concrete and abstract objects.  Thus 'table,' 'God,' and 'intelligent Martian,' if they pick out anything, pick out concreta, while 'number,' 'the lion,' (as in 'The lion is of the genus Felis') and 'sentence' (as in 'The same sentence can express different propositions in different contexts'), pick out abstracta. (154) (See footnote * below)

Van Inwagen holds that platonism is to  be avoided if at all possible.  On platonism, there are abstract objects.  This characteristic thesis does not entail, but it is consistent with, the proposition that there are also concrete objects.  Van Inwagen is a platonist who accepts both abstract and concrete objects but thinks we would be better of if we could avoid commitment to abstract objects.  Why?  Well, apart from considerations of parsimony, the difference between members of the two categories is abysmal (my word): "the differences between God and this pen pale into insignificance when they are compared with the differences between this pen and the number 4 . . . ." (156)  Such a radical difference is puzzling.  So it would be preferable if the category of abstracta were empty.  That the category of concreta cannot be empty is obvious: we know ourselves to be concreta. (157) Van Inwagen goes on to belabor the point that the things we can say about concrete things are practically endless, while little can be said about abstracta.

In short, reality, unlike ancient Gaul, "is divided into two parts . . . ." (158, emphasis added). The two parts of reality are radically disjoint.  Everything is either abstract or concrete, nothing is both, and nothing is neither.  Among the abstracta are instantiated properties.  Instantiation or 'having' would seem to forge a connection between the disjoint realms.  But the instantiation relation is "abstract and external." (206, 242)  So it too resides in the realm of abstracta and hence (as it seems to me) does nothing to mitigate the radical dualism or span the abyss that yawns between reality's two parts.  So if we could eke by without abstracta, that would be preferable.  But we cannot manage without them, says van Inwagen. (158)

2. Why We Need Abstract Objects. 

The short reason is that we need them because we need properties, and properties are one sort of abstract object, along with propositions and "proper relations." (240) A proper relation is a relation whose adicity is two or more; van Inwagen thinks of properties as one-place relations and propositions as zero-place relations. Every abstract object is a relation (a relation-in-intension) in the broad or improper sense, and everything else is a substance, a concrete object. (239)

But why do we need properties?  We need properties because things have common features.  The class of humans, for example, has something in common.  This appears to be an existential claim: there is something, humanity, that the members of this class share.  Platonists take the appearance at face value while nominalists maintain that the appearance is a mere appearance such that in reality there are no properties.  How do we decide the issue that divides the platonists and the nominalists?  Here van Inwagen is referring to what he calls "austere" nominalists, the nominalists more standardly called extreme: those who deny that there are properties at all.  There are also the nominalists van Inwagen calls "luxuriant" nominalists, the ones more standardly called moderate: those who admit the existence of tropes or individual accidents or particularized properties. (203, 203 fn 5)  The extreme nominalist denies that there are properties at all — a lunatic view if I may inject my opinion — while the moderate nominalists admit properties but deny that they are universals.  Platonists are not austere nominalists because they accept properties; they are not luxuriant nominalists because they accept universals.

3. Van Inwagen's Method. 

The method derives from Quine.  We start with the beliefs we already have, couched in the sentences we already accept.  We then see if these sentences commit us to properties.  We do this by translating these sentences into "the canonical language of quantification." (160)  If we need to quantify over properties for the sentences we accept as true to count as true, then we are ontologically committed to the existence of properties.  If, on the other hand, we can 'paraphrase away' the apparent reference to properties in the sentences we accept that appear to refer to properties, then the ontological commitment is merely apparent.

Van Inwagen's main idea here is that our discourse commits us to quantification over properties, and thus to the existence of properties.  We deduce the existence of properties from certain sentences we accept.  The argument is not epistemological: it does not seek to provide evidence for the existence of properties.  Nor is it transcendental, or an inference to the best explanation. (167)  The operative methodological principle, if there is one, is only this:  "if one does not believe that things of a certain sort exist, one shouldn't say anything that demonstrably  implies that things of that sort exist." (167) 

Example. We accept 'Spiders share some of the anatomical features of insects.'  (159) This says nothing different from 'There are anatomical features that insects have and spiders also have.'  This then is translated into canonical English.  I will spare you the rigmarole.  The upshot is that there are anatomical features.  Hence there are properties.

The most promising way of rebutting platonism so derived is by finding a paraphrase of the original sentence that says the same thing but does not even seem to commit its acceptor to properties.  (The nominalists would of course have to do this for every sentence proposed by  platonists that supposedly commits its users to abstracta.) Van Inwagen, predictably, argues against the paraphrastic way out. Nominalist paraphrases are not to be had. (164-167)

4. Van Inwagen's Theory of Properties.

Given that there are properties, what are they like?  What are the properties of properties? To specify them is the task of a theory of properties. What follows is my list, not his, but gleaned from what he writes.  Properties are

a. abstract objects, as we have already seen.  As abstract, properties are non-spatiotemporal and causally inert. (207) Better: abstract objects are categorially such as to be neither causally active nor causally passive.

b. universals, as we have already gleaned, with the exception of haecceities such as the property of being identical to Plantinga. (180)  Van Inwagen has no truck with tropes. (241) See my Peter van Inwagen's Trouble with Tropes.

c. the entities that play the property role.  And what role would that be? This is the role "thing that can be said of something."  It is a special case of the role "thing that can be said." (175)  Properties are things that can be said of or about something.  Propositions are things that can be said, period, or full stop.

d. unsaturated assertibles.  Things that can be said are assertibles.  They are either unsaturated, in which case they are properties, or saturated, in which case they are propositions. 

e. necessary beings. (207)

f. not necessarily instantiated.  Many properties exist uninstantiated.

g. not all of them instantiable.  Some unsaturated assertibles are necessarily uninstantiated, e.g., what is said of x if one says 'x is both round and square.'

h. such that the usual logical operations apply to them. (176)  Given any two assertibles, whether saturated or unsaturated, there is 'automatically' their conjunction and their disjunction.  Given any one assertible, there is 'automatically' its negation. 

i. abundant, not sparse.  There is a property corresponding to almost every one-place open sentence with a precise meaning. The 'almost' alludes to a variant of Russell's paradox that van Inwagen is fully aware of but that cannot be discussed here. (243)  Thus, contra David Armstrong, it is not the task of what the latter calls "total [empirical] science" to determine what properties there are.  Perhaps we could say that properties for van Inwagen are logical fallout from one-place predicates. (My phrase)  But since properties are necessary beings, there are all the properties there might have been; hence they 'outrun' actual one-place predicates. (My way of putting it.)

j. not parts or constituents in any sense of the concrete things that have them.  Indeed, it makes no sense to say that an assertible is a part of a concrete object.  And although properties or unsaturated assertibles are universals, it makes no sense that such an item is 'wholly present' in concrete objects. (178) Concrete things are 'blobs' in David Armstrong's sense.  They lack ontological structure. "Their only constituents are their parts, their parts in the strict and mereological sense." (243)

k. not more basic ontologically than the things whose properties they are. A concrete thing is not a bundle or cluster of properties.  The very suggestion is senseless on van Inwagen's scheme.  A property is an unsaturated assertible.  It is very much like a Fregean (objective) concept or Begriff, even though van Inwagen does not say this in so many words.  (But his talk of unsaturatedness points us back to Frege.) Clearly it would be senseless to think of a dog as a bundle of Fregean concepts.  That which can be truly said of a thing like a dog, that it is furry, for example, is no part of the critter. (178-79)

I should point out that while talk of saturated and unsaturated assertibles conjures the shade of Frege, van Inwagen has no truck with Frege's concept-object dichotomy according to which no concept is an object, no object is a concept, and the concept horse is not a concept.  You could say, and I mean no disrespect, that he 'peters out' with respect to this dichotomy: "I do not understand the concept-object distinction. The objects I call properties are just that: objects." (206, fn 11)

l. are not objects of sensation. (179)   To put it paradoxically, and this is my formulation, not van Inwagen's, such perceptual properties as being blue and being oval in shape are not perceptible properties.  One can see that a coffee cup is blue, but one cannot literally see the blueness of the coffee cup.

Critique

My readers will know that almost everything (of a substantive and controversial nature) that van Inwagen maintains, I reject and for reasons that strike me as good.  Ain't philosophy grand?

1. Perceivability

Blue cupI'll begin the critique with the last point. "We never see properties, although we see that certain things have certain properties." (179)  If van Inwagen can 'peter out,' so can I: I honestly don't know what to make of the second  clause of the quoted sentence.  I am now, with a brain properly caffeinated, staring at my blue coffee cup in good light.  Van Inwagen's claim is that I do not see the blueness of the cup, though I do see that the cup is blue.  Here I balk.  If I don't see blueness, or blue, when I look at the cup, how can I see (literally see, with the eyes of the head, not the eye of the mind) that the cup is blue?

'That it is blue' is a thing that can be said of the cup, and said with truth.  This thing that can be said is an unsaturated assertible, a property in van Inwagen's sense.  Van Inwagen is telling us that it cannot be seen. 'That the cup is blue' is a thing that can be said, full stop.  It is a saturated assertible, a proposition, and a true one at that.  Both assertibles are abstract objects.  Both are invisible, and not  because of any limitation in my visual power or in human visual power in general, but because abstract objects cannot be terms of causal relations, and perception involves causation. Both types of assertible are categorially disbarred from visibility. But if both the property and the proposition are invisible, then how can van Inwagen say that "we see that certain things have certain properties"?  What am I missing?

How can he say that we don't see the property but we do see the proposition?  Both are abstract and invisible.  How is it that we can see the second but not the first?  Either we see both or we see neither.  If van Inwagen says that we don't see the proposition, then what do we see when we see that the cup is blue?  A colorless cup?  A cup that is blue but is blue in a way different from the way the cup is blue by instantiatiating the abstract unsaturated assertible expressed by 'that it is blue'?  But then one has duplicated at the level of abstracta the property that one sees at the concrete cup.  If there is blueness at the cup and abstract blueness in Plato's heaven, why do we need the latter? Just what is going on here?

To van Inwagen's view one could reasonably oppose the following view.  I see the cup (obviously!) and I see blueness at the cup (obviously!)  I don't see a colorless cup.  To deny the three foregoing sentences would be to deny what is phenomenologically given.  What I don't literally see, however, is that the cup is blue.   (Thus I don't literally see what van Inwagen says we literally see.)  For to see that the cup is blue is to see the instantiation of blueness by the cup.  And I don't see that.  The correlate of the 'is' in 'The cup is blue' is not an object of sensation.  If you think it is, tell me how I can single it out, how I can isolate it.  Where in the visual field is it?  The blueness is spread out over the visible surfaces of the cup.  The cup is singled out as a particular thing on the desk, next to the cat, beneath the lamp, etc.  Now where is the instantiation relation?  Point it out to me!  You won't be able to do it.  I see the cup, and I see blue/blueness where the cup is.  I don't see the cup's BEING blue.

It is also hard to understand how van Inwagen, on his own assumptions, can maintain that we see that certain things have certain properties.  Suppose I see that Max, a cat of my acquaintance, is black.  Do I see a proposition?  Not on van Inwagen's understanding of 'proposition.'  His propositions are Fregean, not Russellian: they are not resident in the physical world.  Do I see a proposition-like entity such as an Armstrongian state of affairs?  Again, no.  What do I see?

Van Inwagen claims that properties are not objects of sensation; no properties are, not even perceptual properties.  I should think that some properties are objects of sensation, or better, of perception: I perceive blueness at the cup by sight; I perceive smoothness and hardness and heat at the cup by touch.  If so, then (some) properties are not abstract objects residing in a domain unto themselves.

Van Inwagen's view appears to have the absurd consequence that things like coffee cups are colorless.  For if colors are properties (179) and properties are abstract objects, and abstract objects are colorless (as they obviously are), then colors are colorless, and whiteness is not white and blueness is not blue.  Van Inwagen bites the bullet and accepts the consequence.  But we can easily run the argument in reverse:  Blueness is blue; colors are properties; abstract objects are colorless; ergo, perceptual properties are not abstract objects.  They are either tropes or else universals wholly present in the things that have them.  Van Inwagen, a 'relation ontologist' cannot of course allow this move into 'constituent ontology.'

There is a long footnote on p. 242 that may amount to a response to something like my objection.  In the main text, van Inwagen speaks of "such properties as are presented to our senses as belonging to the objects we sense . . . ."  How does this square with the claim on p. 179 that properties are not objects of sensation?  Can a property such as blueness be presented to our senses without being an object of sensation?  Apparently yes, "In a noncausal sense of 'presented.'" (243, fn 3)

How does this solve the  problem?  It is phenomenologically evident that (a definite shade of) blue appears to my senses when I stare at my blue coffee cup. Now if this blueness is an abstract object as van Inwagen claims then it cannot be presented to my senses any more than it can be something with which I causally interact.

2. But Is This Ontology?

Why does van Inwagen think he is doing ontology at all?  It looks more like semantics or philosophical logic or philosophy of language.  I say this because van Inwagen's assertibles are very much like Fregean senses. They are intensional items. (As we noted, he reduces all his assertibles to relations-in-intension.) Taking his cue from Quine, he seeks an answer to the question, What is there?  He wants an inventory, by category, of what there is.  He wants to know, for example, whether in addition to concrete things there are also properties, as if properties could exist in sublime disconnection from concrete things in a separate sphere alongside this sublunary sphere.  That no property is an object of sensation is just logical fallout from van Inwagen's decision to install them in Plato's heaven; but then their connection to things here below in space and time become unintelligible.  It does no good, in alleviation of this unintelligibility, to say that abstract blueness — the unsaturated assertible expressed by 'that it is blue' — is instantiated by my  blue cup.  For instantiation is just another abstract object, a dyadic external relation, itself ensconced in Plato's heaven.

But not only the formulation of the question but also the method of attack come from Quine.  Van Inwagen thinks he can answer what he and Quine idiosyncratically call the ontological question by examining the ontological commitments of our discourse.  Starting with sentences we accept as true, he looks to see what these sentences entail as regards the types of entity there are when the sentences are properly regimented in accordance with the structures of modern predicate logic with identity.

The starting point is not things in their mind- and language-independent being, but beliefs we already have and sentences we already accept.  The approach is oblique, not direct; subjective, not objective.  Now to accept a sentence is to accept it as true; but a sentence accepted as true need not be true.  Note also that if one sentence entails another, both can be false.  So if sentences accepted as true entail the existence of properties in van Inwagen's sense, according to which properies are unsaturated assertibles, it is logically possible that there be no properties in reality.  The following is not a contradiction:  The sentences we accept as true entail that there are properties & There are no properties.  For it may be — it is narrowly-logically possible that –  the sentences we accept as true that entail that there are properties are all of them false.  Not likely, of course, and there may be some retorsive argument against this  possibility.  But it cannot be ruled out by logic alone.

So there is something fishy about the whole method of 'ontological' commitment. One would have thought that ontology is concerned with the Being of beings, not with the presuppositions of sentences accepted as true by us.  To put it vaguely, there is something 'transcendental' (in the Kantina sense) and 'subjective' and 'modern' about van Inwagen's Quinean method that unsuits it for for something that deserves to be called ontology.

This is connected with the point that van Inwagen's assertibles, saturated and unsaturated, are hard to distinguish from Fregean senses.  They are denizens of Frege's Third Reich or Third World if you will, not his First Reich, the realm of primary reference.  To illustrate: Venus is an item in the First World, while the senses of 'Morning Star' and 'Evening Star'  and the sense of the sentence 'The Morning Star is the Evening Star' are three items all in the Third World.  Senses, however, are logico-semantic items: their job is to mediate reference.  Van Inwagen is arguably just hypostatizing items that are needed for us to secure reference — whether thinking reference or linguistic reference — to things that truly exist extramentally and extralinguistically.

Again, this is vague and sketchy.  But good enough for a weblog entry!  Is think my Czech scholastic friends will know what I am driving at.

3. Van Inwagen's Ostrich Realism and Commitment to Bare Particulars

Van Inwagen rejects both extreme and moderate nominalism.  So he can't possibly be an ostrich nominalist.  He is, however, as he himself appreciates, an ostrich realist or ostrich platonist. (214-15)

Suppose Max is black. What explains the predicate's being true of Max?   According to the ostrich nominalist, nothing does.   It is just true of him.  There is nothing in or about Max that serves as the ontological ground of the correctness of his satisfying  the predicate.  Now 'F' is true of a iff 'a is F' is true.  So we may also ask: what is the ontological ground of the truth of 'Max is black'?  The ostrich reply will be: nothing.  The sentence is just true.  There is no need for a truth-maker.

The ostrich realist/platonist says something very similar except that in place of predicates he puts abstract properties, and in place of sentences he puts abstract propositions.  In virtue of what does Max instantiate blackness? In virtue of nothing.  He just instantiates it.  Nothing explains why the unsaturated assertible expressed by 'x is black' is instantiated by Max.  Nothing explains it because there is nothing to explain.  And nothing explains why the saturated assertible expressed by 'Max is black' is true. Thus there is nothing concrete here below that could be called a state of affairs in anything like Armstrong's sense.  There is in the realm of concreta no such item as Max-instantiating-blackness, or the concrete fact of Max's being black

Here below there is just Max, and up yonder in a topos ouranos are 'his' properties (the abstract unsaturated assertibles that he, but not solely, instantiates).  But then Max is a bare particular in one sense of this phrase, though not in Gustav Bergmann's exact sense of the phrase.  (Bergmann is a constituent ontologist.) In what sense, then?

A bare particular is not a particular that has no properties in any sense of 'having properties'; a bare particular is a particular that has properties, but has them  in a certain way: by being externally related to them.  Thus bare particulars, unlike Aristotelean substances, have neither natures nor essences.  Indeed, the best way to understand what a bare particular is is by contrast with the primary substances of Aristotle. These concrete individuals have natures by being (identically) natures: they are not externally related to natures that exist serenely and necessarily in Plato's heaven.  

In this sense, van Inwagen's concrete things are bare particulars.  There are no properties 'in' or 'at' Max; there are no properties where he is and when he is.  What's more, on van Inwagen's scheme — one he shares with Chisholm, Plantinga, et al. — Max can only be externally related to his properties.  This has the consequence that all of Max's properties are accidental.  For if x, y are externally related, then x can exist without y and y can exist without x.  So Max can exist without being feline just as he can exist without being asleep. 

Could Max have been a poached egg?  It is narrowly-logically possible.  For if he has all of his properties externally, then he has all of his properties accidentally.  Even if it is necessary that he have some set of properties or other, there is no necessity that he have any particular set.  If properties are externally related to particulars, then any particular can have any set of properties so long as it has some set or other.

If you deny that concrete things are bare in the sense I have explained, then you seem to be committed to saying that there are two sorts of properties, PvI-properties in Plato's heaven and 'sublunary' properties at the particulars here below.  But then I will ask two questions.  First, what is the point of introducing PvI-properties if they merely duplicate at the abstract intensional level the 'real' properties in the sublunary sphere?  Second, what justifies calling PvI-properties properties given that you still are going to need 'sublunary' properties to avoid saying that van Inwagen's concreta are bare particulars?

4. Existence

One can say of a thing that it might not have existed.  For example, I can say this of myself.  If so, it must be possible to say of a thing that it exists.  For example, it must be possible for me to say of myself that I exist.  As van Inwagen remarks, "it is hard to see how there could be such an assertible as 'that it might not have existed' if there were no such assertible as 'that it exists.'" (180)  Existence, then, is a property, says van Inwagen, for properties are unsaturated assertibles, and 'that it exists' is an assertible.

There are many problems with the notion that existence is a first-level property on a van Inwagen-type construal of properties.  Instantiation for van Inwagen is a full-fledged dyadic relation. (It is not a non-relational tie or Bergmannian nexus).  He further characterizes it as abstract and external as we have seen.  Now it is perfectly obvious to me that the very existence of Socrates cannot consist in his instantiation of any PvI-type property, let alone the putative property, existence.  For given the externality of the instantiation relation, both Socrates and the putative property must 'already' exist for said relation to hold between them.  So one moves in an explanatory circle of embarrassingly short diameter if one tries to account for existence in this way.

This circularity objection which I have developed in painful detail elsewhere will, I expect,  leave van Inwagen stone cold.  One reason is that he sees no role for explanation in metaphysics whereas I think that metaphysics without explanation is not metaphysics at all in any serious sense.  This is large topic that cannot be addressed here.

I'll mention one other problem for van Inwagen.  I'll put it very briefly since this entry is already too long.  Van Inwagen is a Fregean about existence; but on a Fregean view existence cannot be a  first-level property.  For Frege, 'x exists' where 'x' ranges over individuals is a senseless open sentence or predicate.  There is no unsaturated assertible corresponding to it.  I have a number of posts on van Inwagen and existence. Here is one.  My latest published article on existence is "Existence: Two Dogmas of Analysis" in Novak and Novotny, eds., Neo-Aristotelian Perspectives in Metaphysics, Routledge 2014, 45-75.

5. Haecceities

Among the properties, van Inwagen counts haecceities.  They are of course abstract objects like all properties.  But they are not universals because, while they are instantiable, they are not multiply instantiable.  The property of being identical with Alvin Plantinga is an example van Inwagen gives. (180) This property, if instantiated, is instantiated by Plantinga alone in the actual world and by nothing distinct from Plantinga in any possible world.  Plantingitas — to give it a name — somehow involves Plantinga himself, that very concrete object.  For this property is supposed to capture the nonqualitative thisness of Plantinga. (Haecceitas is Latin for 'thisness.') 

I submit that these haecceity properties are metaphysical monstrosities.  For given that they are properties, they are necessary beings.  A necessary being exists at all times in all possible worlds that have time, and in all worlds, period.  Plantinga, however, does not exist in all worlds since he is  a contingent being; and he doesn't exist at all times in all worlds in which he exists, subject as he is to birth and death, generation and corruption.   I conclude that before Plantinga came into being there could not have been any such property as the property of being identical to Plantinga.  I conclude also that in worlds in which he does not exist there is no such haecceity property.  For at pre-Plantingian times and non-Plantingian worlds, there is simply nothing to give content to the unsaturated assertible expressed by 'that it is Alvin Plantinga.'  (Alvin Plantingas hung out at those times and in those worlds, but not our Alvin Plantinga.)  Plantinga himself enters essentially into the very content of his haecceity property.

But this is absurd because PvI-properties are merely intensional entities.  No such entity can have a concrete, flesh and blood man as a constituent.  Just as a PvI-property cannot be a constituent of a concretum such as Plantinga, Plantinga cannot be a constituent in any sense of 'constituent' of a  PvI-property. 

But if Plantinga hadn't existed, might it nonetheless have been true that he might have existed? (180).  Van Inwagen says yes and introduces haecceities.  Plantingitas exists in every world; it is just that it is instantiated only in some.  I say no, precisely because I take haecceities to be metaphysical monstrosities.

Conclusion

I am not out to refute van Inwagen or anyone.  Philosophical theories, except for some sophomoric ones,  cannot be refuted.  At most I am out to neutralize van Inwagen's theory, or rather his type of theory, to explain why it is not compelling and how it is open to powerful objections, only some of which I have adduced in this entry.  And of course I do not have a better theory. I incline toward constituent ontology myself, but it too is bristling with difficulties.

As I see it, the problems of philosophy are most of them genuine, some of them humanly important, but all of them insoluble.

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*At this point I should like to record a misgiving.  If sentences (sentence types, not tokens)  are abstract objects, and abstract objects are necessary beings as van Inwagen holds (cf., e.g., p. 242), then sentences are necessary beings.  But sentences are tied to contingently existing languages and cannot exist apart from them.  Thus 'I am hungry' is a sentence of English while 'Ich habe Hunger' is a sentence of German, and neither sentence can exist apart from its respective language.  A natural language, however, would seem to be a contingent being: German came into existence, but it might never have come into existence.  Given all this, a contradiction appears to follow: Sentences are and are not necessary beings.

Will the Real Truth-Maker of ‘Al is Fat’ Please Stand up?

From a comment thread:

Me to Josh: "Could Al be the truth-maker of 'Al is fat'? Arguably not. What is needed is a state of affairs, Al's being fat."

Josh to me: Yes, I think Al is the truth-maker of "Al is fat," but could be persuaded otherwise. I'm not sure what objections you have in mind for that position.

Here is an excerpt from a forthcoming article of mine  to appear in a volume honoring the late David M. Armstrong, widely regarded as Australia's greatest philosopher:

II. The Truth-Maker Argument for Facts

The central and best among several arguments for facts is the Truth-Maker Argument. Take some such contingently true affirmative singular sentence as 'Al is fat.' Surely with respect to such sentences there is more to truth than the sentences that are true. There must be something external to a true sentence that grounds its being true, and this external something is not plausibly taken to be another sentence or the say-so of some person. 'Al is fat' is not just true; it is true because there is something in extralinguistic and extramental reality that 'makes' it true, something 'in virtue of which' it is true. There is this short man, Al, and the guy weighs 250 lbs. There is nothing linguistic or mental about the man or his weight. Here is the sound core, at once both ancient and perennial, of correspondence theories of truth. Our sample sentence is not just true; it is true because of the way the world outside the mind and outside the sentence is configured. The 'because' is not a causal 'because.' The question is not the empirical-causal one as to why Al is fat. He is fat because he eats too much. The question concerns the ontological ground of the truth of the sentential representation, 'Al is fat.' Since it is obvious that the sentence cannot just be true — given that it is not true in virtue of its logical form or ex vi terminorum — we must posit something external to the sentence that 'makes' it true. I don't see how this can be avoided even though I cheerfully admit that 'makes true' is not perfectly clear. That (some) truths refer us to the world as to that which makes them true is so obvious and commonsensical and indeed 'Australian' that one ought to hesitate to reject the idea because of the undeniable puzzles that it engenders. Motion is puzzling too but presumably not to be denied on the ground of its being puzzling.

    Now what is the nature of this external truth-maker? If we need truth-makers it doesn't follow straightaway that we need facts. This is a further step in the argument. Truth-maker is an office. Who or what is a viable candidate? It can't be Al by himself, if Al is taken to be ontologically unstructured, an Armstrongian 'blob,' as opposed to a 'layer cake,' and it can't be fatness by itself.1 (Armstrong 1989a, 38, 58) If Al by himself were the truth-maker of 'Al is fat' then Al by himself would make true 'Al is not fat' and every sentence about Al whether true or false. If fatness by itself were the truth-maker, then fatness exemplified by some other person would be the truth-maker of 'Al is fat.' Nor can the truth-maker be the pair of the two. For it could be that Al exists and fatness exists, by being exemplified by Sal, say, but Al does not instantiate fatness. What is needed, apparently, is a proposition-like entity, the fact of Al's being fat. We need something in the world to undergird the predicative tie. So it seems we must add the category of fact to our ontology, to our categorial inventory. Veritas sequitur esse – the principle that truth follows being, that there are no truths about what lacks being or existence – is not enough. It is not enough that all truths are about existing items pace Meinong. It is not enough that 'Al' and 'fat' have worldly referents; the sentence as a whole needs a worldly referent. In many cases, though perhaps not in all, truth-makers cannot be 'things' – where a thing is either an individual or a property – or collections of same, but must be entities of a different categorial sort. Truth-making facts are therefore 'an addition to being,' not 'an ontological free lunch,' to employ a couple of signature Armstrongian phrases. For the early Armstrong at least, facts do not supervene upon their constituents. This yields the following scheme. There are particulars and there are universals. The Truth-Maker Argument, however, shows or at least supports the contention that there must also be facts: particulars-instantiating-universals.2 There are other arguments for facts, but they cannot be discussed here. And there are other candidates for the office of truth-maker such as tropes and Husserlian moments (Mulligan et al. 2009) but these other candidates cannot be discussed here either. Deeper than any particular argument for facts, or discussion of the nature of facts, lies the question whether realism about facts even makes sense. To this question we now turn.

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1If Al is a blob, then he lacks ontological structure; but that is not to say that he lacks spatial or temporal parts. It is obvious that he has spatial parts; it is not obvious that he has ontological 'parts.' Thin particulars, properties, and nexus count as ontological 'parts.' Layer cakes have both spatiotemporal and ontological structure.

2Are facts or states of affairs then a third category of entity in addition to particulars and universals? Armstrong fights shy of this admission: “I do not think that the recognition of states of affairs involves introducing a new entity. . . . it seems misleading to say that there are particulars, universals, and states of affairs.” (Armstrong 1978, 80) Here we begin to glimpse the internal instability of Armstrong's notion of a state of affairs. On the one hand, it is something in addition to its constituents: it does not reduce to them or supervene upon them. On the other hand, it is not a third category of entity. We shall see that this instability proves disastrous for Armstrong's ontology.

The Ramsey Problem and the Problem of the Intrinsically Unpropertied Particular

What exactly is the distinction between a universal and a particular?  Universals are often said to be repeatable entities, ones-over-many or ones-in-many.  Particulars, then, are unrepeatable entities.  Now suppose the following: there are universals; there are particulars; particulars instantiate universals; first-order facts are instantiations of universals by particulars. 

One and the same universal, F-ness, is repeated in the following facts: Fa, Fb, Fc.  But isn't one and the same particular repeated in Fa, Ga, Ha?  If so, particulars are as repeatable as universals, in which case repeatability cannot be the mark of the universal. How can it be that all and only universals are repeatable? I stumbled upon this problem the other day.  But Frank Ramsey saw it first.  See his "Universals," Mind 34, 1925, 401-17.

Instantiation as holding between particulars and universals is asymmetric: if a instantiates F-ness, then F-ness does not instantiate a.  (Instantiation is not in general asymmetric, but nonsymmetric: if one universal instatiates a second, it may or may not be the case that the second instantiates the first.)  The asymmetry of first-level instantiation may provide a solution to the Ramsey problem.  The asymmetry implies that particulars are non-instantiable: they have properties but cannot themselves be properties.  By contrast, universals are properties and have properties.

So we can say the following.  The repeatability of a universal is its instantiability while the  unrepeatability of a particular is its non-instantiability.  So, despite appearances, a is not repeated in Fa, Ga, and Ha.  For a is a particular and no particular is instantiable (repeatable).

Solve a problem, create one or more others.  I solved the Ramsey problem by invoking the asymmetry of instantiation.  But instantiation is a mighty perplexing  'relation' (he said with a nervous glance in the direction of Mr. Bradley).  It is dyadic and asymmetric.  But it is also external to its terms.  If a particular has its properties by instantiating them, then its properties are 'outside' it, external to it.  Note first that to say that a is F is not to say that a is identical to F-ness.  The 'is' of predication is not the 'is' of identity.  (For one thing, identity is symmetric, predication is not.)  It would seem to follow that a is wholly distinct from F-ness. But then a is connected to F-ness by an external relation and Bradley's regress is up and running.  But let's set aside Bradley's regress and the various responses to it to focus on a different problem.

If a and F-ness are external to each other, then it is difficult to see how a could have any intrinsic (nonrelational) properties.  Suppose a is an apple and that the apple is red.  Being red is an intrinsic property of the apple; it is not a relational property like being in my hand. But if a is F in virtue of standing in an external instantiation relation to the universal F-ness, then it would seem that F-ness cannot be an intrinsic property of a.  So an antinomy rears its ugly head: a is (intrinsically) F and a is not (intrinsically) F.

Call this the Problem of the Intrinsically Unpropertied Particular.  If there are particulars and universals and these are mutually irreducible categories of entity, then we have the problem of bringing their members together.  Suppose it is contingently true that a is F.  We cannot say that a is identical to F-ness, nor, it seems, can we say that a and F-ness are wholly distinct and connected by the asymmetric, external tie of instantiation.  Is there a way between the horns of this dilemma?

David Armstrong at the end of his career suggested that instantiation is partial identity.  The idea is that a and F-ness overlap, are partially identical.  This bring a and F-ness together all right, but it implies that the connection is necessary.  But then the contingency of the connection is lost.  It also implies that instantiation is symmetrical!  But then Ramsey is back in the saddle.

More later.