Unusual Experiences and the Problem of Overbelief and Underbelief

One day, well over 30 years ago, I was deeply tormented by a swarm of negative thoughts and feelings that had arisen because of a dispute with a certain person.  Pacing around my apartment, I suddenly, without any forethought, raised my hands toward the ceiling and said, "Release me!"  It was a wholly spontaneous cri du coeur, a prayer if you will, but not intended as such.  I emphasize that it was wholly unpremeditated.    As soon as I had said the words and made the gesture, a wonderful peace descended upon my mind and the flood of negativity vanished. I became as calm as a Stoic sage.

That is an example of what I am calling an unusual experience.  Only some of us have such experiences, and those who do, only rarely.  I never had such an experience before or since, though I have had a wide variety of other types of unusual experiences of a religious, mystical and paranormal nature.

A second very memorable experience occurred while in deep formal meditation.  I had the strong sense that I was the object of a very powerful love.  I suddenly had the feeling that I was being loved by someone.  Unfortunately, my analytic mind went to work on the experience and it soon subsided. This is why, when the gifts of meditation arrive, one must surrender to them in utter passivity, something that intellectual types will find it very hard to do. 

The typical intellectual suffers from hypertrophy of the critical faculty, and in consequence, he suffers the blockage of the channels of intuition.  He hones his intellect on the whetstone of discursivity, and if he is not careful, he may hone it away to nothing, or else perfect the power of slicing while losing the power of splicing.

Now suppose one were to interpret an experience such as the first one described  as a reception of divine grace or as the answering of a prayer by a divine or angelic agent.  Such an interpretation would involve what William James calls overbelief.  Although the genial James uses the term several times in Varieties of Religious Experience and elsewhere, I don't believe he ever defines the term.  But I think it is is keeping with his use of the term to say that an  overbelief is a belief arrived at by reading out of an experience more than is contained within it.

Similarly, if I came to believe that what I experienced in the second experience was the love of Christ (subjective genitive), that would be an overbelief.  The experience could not be doubted while I was having it, and now, a few years after having the experience, I have no practical doubts about it either:  I have the testimony of my journal account which was written right after the experience, testimony that is corroborated by my present memories. 

Unfortunately, experiences do not bear within themselves certificates of veridicality.  There are two questions that an experience qua experience leaves open.  First, is it of something real?  Second, even if it is of something real, is it of the particular thing the overbelief says it is of? 

Suppose a skeptic pipes up: "What you experienced was not the love of Christ, you gullible fool, but a random electro-chemical discharge in your brain."  But of course, that would be wrong, indeed absurd.  The experience was certainly not of that.  The experience had a definite and describable phenomenological content, a content not describable in electro-chemical or neural terms.

Indeed, it is arguable that the skeptic is trading in underbelief, a word I just now coined.  [Correction, 11 July: James uses 'under-belief' on p. 515 of The Varieties of Religious Experience.] If an  overbelief is a belief arrived at by reading out of an experience more than is contained within it, then an underbelief is a belief arrived at by reading out of an experience less than is contained within it, or reading into it what manifestly is not contained within it. 

Pounding on such a boneheaded skeptic, however, does not get the length of a proof of the veridicality of my experience. 

We are on the point of becoming entangled in a thicket of thorny questions.  Are there perceptual beliefs?  If yes, are they not overbeliefs?  I see a bobcat sitting outside my study and I form the belief that there is a bobcat five feet from me.  But surely that existential claim goes beyond what the experience vouchsafes.  The existence of the cat cannot be read off from the experience . . . .

Or is it rather underbelief  if I refuse to grant that seeing a bobcat in normal conditions (good light, etc.) is proof that it exists in reality beyond my visual perception?

Should we perhaps define 'overbelief' and 'underbelief' in such a way that they pertain only to non-empirical matters?

Furthermore, is an overbelief a belief?  Might 'over' function here as an alienans adjective?  Beliefs are either true or false.  Perhaps overbeliefs are neither, being merely matters of attitude, merely subjective additions to experiences.  I think James would reject this.  For him, overbeliefs are genuine beliefs.  I'll dig up some passages later.

Sam Harris, you may remember, holds that the nonexistence of the self is something that one can learn from meditation.  But he too, I should think, is involved in overbelief.  One cannot observe the nonexistence of the self.  Harris' belief goes well beyond anything that meditation discloses.  The self does not turn up among the objects of experience as a separate object.  Granted.  It doesn't follow, however, that there is no self.  To get to that conclusion overbelief is necessary, along the lines of: Only that which can be singled out as an object of experience exists or is real.  How justify that on the basis of a close inspection of experience?  It is sometimes called the Principle of Acquaintance.  Are we acquainted with it?

The irony shouldn't be missed.  Harris, the febrile religion-basher, embraces a religious overbelief in his Buddhist rejection of the self.  Buddhism is a religion.   

More on the Supposed Non-Existence of the Self

Peter Lupu e-mails:


In your recent post criticizing Harris' argument against the self (which is already present in Hume) you point out that the argument against the self is lacking. It is lacking, you argue, because from the mere fact that the self is not revealed in certain types of introspective experiences it does not follow that the self does not exist. I agree.

But a stronger complaint can be advanced. Harris (and Hume) must answer the following question: Who (what) is doing the introspection (meditation) which allegedly reveals no experience of the self? I suggest that there is no reasonable candidate for such a role other than the self. And so now an explanation can be given to the puzzle how come introspection does not reveal the self; it fails to do so because the self is inevitably absent from the introspective field in order to perform the introspective function. But the self leaves its own recognizable trail behind; it is the trail of a conscious subject which unifies the various experiences encountered by the introspective self as belonging to the same person. If it were not for this trail, the introspective self would have no reason to think that this toothache and that memory or desire belong to one and the same subject.

I think your searching-for-my-glasses-on-my-nose example illustrates well the point.

It is a pleasure to have Peter as a sort of philosophical alter ego who sees many matters as I do.  Here are the main points and I think we agree on all of them.

1. The nonexistence of what one fails to find does not logically follow from one's failing to find it. So the failure to find in experience an object called 'self' does not entail the nonexistence of the self.

2. So failure to find the self as an object of experience is at least logically consistent with the existence of a self.

3. What's more, the positing of a self seems rationally required even though the self is not experienceable.  For someone or something is doing the searching and coming up 'empty-handed.'

4. There are also considerations re: diachronic personal identity.  Suppose I decide to investigate the question of the self.  A moment later I begin the investigation by carefully examining the objects of inner and outer experience to see if any one of them is the self.  After some searching I come to the conclusion that the self is not to be located among the objects of experience.  I then entertain the thought that perhaps there is no self.  But then it occurs to me that failure to find X is not proof of X's nonexistence.  I then consider whether it is perhaps the very nature of the subject of experience to be unobjectifiable.  And so I conclude that the self exists but is not objectifiable.

This reasoning may or may not be sound.  The point, however, is that the reasoning, which plays out over a period of time, would not be possible at all if there were no one self — no one unity of consciousness and self-consciousness — that maintained its strict numerical identity over the period of time in question.  For what we have in the reasoning process is not merely a succession of conscious states, but also a consciousness of their succession in one and the same conscious subject.  Without the consciousness of succession, without the retention of the earlier states in the present state, no conclusion could be arrived at.

All reasoning presupposes the diachronic unity of consciousness.  Or do you think that the task of thinking through a syllogism could be divided up?  Suppose Manny says, All men are mortal!  Moe then pipes up, Socrates is a man!  Could Jack conclude that Socrates is mortal?  No.  He could say it but not conclude it. (This assumes that Jack does not hear what the other two Pep Boys say. Imagine each in a separate room.)

The hearing of a melody supplies a second example.

To hear the melody Do-Re-Mi, it does not suffice that there be a hearing of Do, followed by a hearing of Re, followed by a hearing of Mi.  For those three acts of hearing could occur in that sequence in three distinct subjects, in which case they would not add up to the hearing of a melody.  (Tom, Dick, and Harry can divide up the task of loading a truck, but not the ‘task’ of hearing a melody, or that of understanding a sentence, or that of inferring a conclusion from premises.)  But now suppose the acts of hearing occur in the same subject, but that this subject is not a unitary and self-same individual but just the bundle of these three acts, call them A1, A2, and A3.  When A1 ceases, A2 begins, and when A2 ceases, A3 begins: they do not overlap.  In which act is the hearing of the melody?  A3 is the only likely candidate, but surely it cannot be a hearing of the melody.  For the awareness of a melody involves the awareness of the (musical not temporal)  intervals between the notes, and to apprehend these intervals there must be a retention (to use Husserl’s term) in the present act A3 of the past acts A2 and A1.  Without this phenomenological presence of the past acts in the present act, there would be no awareness in the present of the melody.  But this implies that the self cannot be a mere bundle of perceptions externally related to each other, but must be a peculiarly intimate unity of perceptions in which the present perception A3 includes the immediately past ones A2 and A1 as temporally past but also as phenomenologically present in the mode of retention.  The fact that we hear melodies thus shows that there must be a self-same and unitary self through the period of time between the onset of the melody and its completion.  This unitary self is neither identical to the sum or collection of A1, A2, and A3, nor is it identical to something wholly distinct from them.  Nor of course is it identical to any one of them or any two of them.  This unitary self is given whenever one hears a melody. 

The unitary self is phenomenologically given, but not as a separate object.  Therein, perhaps, resides the error of Hume and some Buddhists: they think that if there is a self, it must exist as a separate object of experience.

Sam Harris on Rational Mysticism and Whether the Self is an Illusion

London Karl brings to my attention an article by Sam Harris touching upon themes dear to my heart. Harris is an impressive fellow, an excellent public speaker, a crusader of sorts who has some important and true things to say, but who is sometimes out beyond his depth, like many public intellectuals who make bold to speak about philosophical topics.  (But Harris is surely right clearly and courageously to point out that, among the ideologies extant at the present time, radical Islam is the most dangerous.)

In Rational Mysticism, Harris responds to critic Tom Flynn and in doing so offers characterizations of secularism, religion, and rational mysticism:


I used the words spirituality and mysticism affirmatively, in an attempt to put the range of human experience signified by these terms on a rational footing. It seems to me that the difficulty Flynn had with this enterprise is not a problem with my book, or merely with Flynn, but a larger problem with secularism itself.

As a worldview, secularism has defined itself in opposition to the whirling absurdity of religion. Like atheism (with which it is more or less interchangeable), secularism is a negative dispensation. Being secular is not a positive virtue like being reasonable, wise, or loving. To be secular, one need do nothing more than live in perpetual opposition to the unsubstantiated claims of religious dogmatists. Consequently, secularism has negligible appeal to the culture at large (a practical concern) and negligible content (an intellectual concern). There is, in fact, not much to secularism that should be of interest to anyone, apart from the fact that it is all that stands between sensible people like ourselves and the mad hordes of religious imbeciles who have balkanized our world, impeded the progress of science, and now place civilization itself in jeopardy. Criticizing religious irrationality is absolutely essential. But secularism, being nothing more than the totality of such criticism, can lead its practitioners to reject important features of human experience simply because they have been traditionally associated with religious practice.

The above can be distilled into three propositions:

1. Secularism is wholly defined by what it opposes, religion.

2. Religion is irrational, anti-science, and anti-civilization.

3. It would be a mistake to dismiss mysticism because of its traditional association with religious practice.

Harris continues:

The final chapter of my book, which gave Flynn the most trouble, is devoted to the subject of meditation. Meditation, in the sense that I use the term, is nothing more than a method of paying extraordinarily close attention to one’s moment-to-moment experience of the world. There is nothing irrational about doing this (and Flynn admits as much). In fact, such a practice constitutes the only rational basis for making detailed (first-person) claims about the nature of human subjectivity. Difficulties arise for secularists like Flynn, however, once we begin speaking about the kinds of experiences that diligent practitioners of meditation are apt to have. It is an empirical fact that sustained meditation can result in a variety of insights that intelligent people regularly find intellectually credible and personally transformative. The problem, however, is that these insights are almost always sought and expressed in a religious context. One such insight is that the feeling we call “I”—the sense that there is a thinker giving rise to our thoughts, an experiencer distinct from the mere flow of experience—can disappear when looked for in a rigorous way. Our conventional sense of “self” is, in fact, nothing more than a cognitive illusion, and dispelling this illusion opens the mind to extraordinary experiences of happiness. This is not a proposition to be accepted on faith; it is an empirical observation, analogous to the discovery of one’s optic blind spots.

To continue with the distillation:

4. Meditation, defined as careful attention to conscious experience, is the only basis for sustainable claims about subjectivity.  There is nothing irrational about it.

5. Deep meditation gives rise to unusual, and sometimes personally transformative, experiences or "insights."

6.  One such "insight" is that the "sense of self" or the "feeling called 'I'" can disappear when carefully searched for.

7. The sense of "self" is a cognitive illusion, and can be seen to be such by empirical observation: it is not a proposition to be accepted on faith.

There is much to agree with here.  Indeed, I wholeheartedly accept propositions (1), (3), (4), and (5).  Of course, I don't accept (2), but that is not what I want to discuss.  My present concerns are (6) and (7).

Let me say first that, for me, 'insight' is a noun of success, and in this regard it is like 'knowledge.' There cannot be false knowledge; there cannot be false insights.  Now does deep meditation disclose that there is, in truth, no self, no ego, no I, no subject of experience?  Harris does not say flat-out that the self is an illusion; he says that the "sense of self" is an illusion.  But I don't think he means that there is a self but that there is no sense of it in deep meditation.  I take him to be saying something quite familiar from (the religion?) Pali Buddhism, namely, that there is no self, period.  Anatta, you will recall, is one of the pillars of Pali and later Buddhism, along with anicca and dukkha.

So I will assume that Harris means to deny the the existence of the self as the subject of experience and to deny it on empirical grounds:  there is no self because no self is encountered when we carefully examine, in deep meditation, our conscious experience.

It seems to me, however, that the nonexistence of what I fail to find does not logically follow from my failing to find it. 

It may be that the self is the sort of thing that cannot turn up as an object of experience precisely because it is the subject of experience.

Here is an analogy.  An absent-minded old man went in search of his eyeglasses.  He searched  high and low, from morning til night.  Failing to find them after such a protracted effort, he concluded that he never had any in the first place.  His search, however, was made possible by the glasses sitting upon his nose!

The analogy works with the eyes as well.  From the fact that my eyes do not appear in my visual field (apart from mirrors), it does not follow that I have no eyes.  My eyes are a necessary condition of my having a visual field in the first place.  Their nonappearance in said field is no argument against them.

It could be something like that (though not exactly like that) with the self.  It could be that the self cannot, by its very nature, turn up as an object of experience, for the simple reason that it is the subject of experience, that which is experiencing.

It is simply false to say what Harris says in (7), namely that one empirically observes that there is no self.  That is not an observation but an inference from the failure to encounter the self as an object of experience.  It is an inference that is valid only in the presence of an auxiliary premise:

Only that which can be experienced as an object exists.
The self cannot be experienced as an object.
Therefore
The self does not exist.

This argument is valid, but is it sound?  The second premise is empirical: nothing we encounter in experience (inner or outer) counts as the subject of experience.  True for the standard Humean and Buddhist reasons.  But we cannot validly move from the second premise to the conclusion.  We need the help of the auxiliary premise, which is not empirical.  How then do we know that it is true? Must we take it on faith?  Whose faith? Harris's?

My point, then, is that (7) is false and that Harris is operating with a dogmatic, non-empirical assumption, the just-mentioned auxiliary premise.

Harris needs to be careful that in his war against "absurd religious certainties" he does not rely on absurd dogmatic certainties of his own. 

For a more detailed and rigiorous presentation, see Can the Chariot Take Us to the Land of No Self?

 

 

Conquer Desire or Misdirected Desire?

The Buddhist cure is radical all right: it goes right to the root, radix, of the matter: desire.  But eschewing a salutary horticulture, it e-rad-icates the root.  That is like curing a disease by snuffing out the life of the diseased.  The problem is not desire, but misdirected desire.  The solution is not the uprooting of desire, but its proper direction.

The ‘Control Argument’ for the Anatta Doctrine

In other posts I have sketched the Buddhist doctrine of 'No Self.' I now consider an early Buddhist argument for it. Here are the words of Buddha according to the Anattalakkhana Sutta, his second discourse, the Sermon on the Mark of Not-Self:

 
     The body [rupa], monks, is not self. If the body were the self,
     this body would not lend itself to dis-ease. It would be possible
     (to say) with regard to the body, 'Let my body be thus. Let my body
     be not thus.' But precisely because the body is not self, the body
     lends itself to dis-ease. And it is not possible (to say) with
     regard to the body, 'Let my body be thus. Let my body not be thus.'

Buddha then goes on to argue similarly with respect to the rest of the five aggregates or categories of personality-constituents (khandhas, Sanskrit: skandhas), namely, feeling (vedana), perception (sanna), consciousness (vinnana), and mental formations (sankharas). All are claimed to be not-self. Thus we are told that feeling afflicts us and is not amenable to our control, whence it is inferred that feeling is not one's self, not one's own inner substance. The tacit premise of this enthymematic argument is that one's self would have to be something over which one would have complete control.  The tacit premise is that the self is  something wholly active and spontaneous and self-regulating.  And it is clear that something wholly active will not suffer: to suffer is precisely to be afflicted by something external over which one has no control.  To suffer is to be passive.  An agent in excelsis is an impassible agent.  (In the West, impassibility became one of the divine attributes.) 

After arguing that each of the personality-constituents is outside of our control and brings suffering, Buddha argues that each of the constituents is impermanent and for this reason as well is lacking in
self-nature. The over-all argument of the Anattalakkhana Sutta may therefore be reconstructed in a generalized form as follows:

     1. If anything were the self, then it would have two properties: it
     would not be liable to disease, decay, destruction or change
     generally, and it would be self-determining, i.e., it would have
     complete control over itself.
     2. But nothing in our experience has either of these two
     properties, not the body, or feeling, or perception, or
     consciousness, etc.
     Therefore
     3. Nothing in our experience can be identified as the self.

I have structured the argument so that it is not only valid in point of logical form, but also has plausible premises. (A charitable reconstruction can aim at nothing less.) Thus the addition of 'in our experience' in premise (2) makes this premise more plausible than without the addition. But this gain in plausibility exacts a price:   the conclusion (3) cannot then amount to the unrestricted anatta doctrine according to which nothing at all is a self or has self-nature. It is one thing to say that nothing in our experience can be identified (veridically) as a self, and quite another to say that there is no self.

The Pali Buddhist, of course, wants to arrive at the conclusion that there is no self at all, that nothing at all has self-nature.  I would insist, however, that one cannot validly move directly from (3) to

    4. Nothing can be identified as the self: there is no self at all.

For it may well be that the existence of a (transcendental) self that is not experienced is a necessary condition of establishing that whatever is experienced is not a self. After all, if I come to see  that my body, feelings, perceptions, and so on cannot be identified as my very self, then it is presumably I myself who come to this insight.  If I come to reject body-identification, feeling- identification, etc. as false self-identifications, then presumably there must be at least the possibility of a true self-identification, even if only of the  tautological form, 'I am I.'  If every self-identification were false, then 'I am I' would be false. But that is either a contradiction, or implies that there is nothing that body, feelings, etc. are distinct from, which is again incoherent. For if 'I am not this body' is true, then in some sense I must exist as that from which my body is distinct.  The first-person singular pronoun cannot be wholly referenceless if it is to be true, as it is true, that I am not my body, my feelings, my thoughts, the pain in my neck, etc.

Furthermore, if anyone needs and desires liberation, it is presumably in every case I myself who needs and desires it, and I myself who, if all goes well, achieves it, and indeed achieves it on the basis of my own insight into my non-identity with any of the five khandhas or with the psychophysical complex composed of them. The self who needs, desires, and possibly attains liberation is obviously distinct from each of the khandhas and from the psychophysical complex. My body, obviously enough, cannot come to realize its non-identity with itself, for the simple reason that it is not distinct from itself. The same holds for each of the khandhas, and for the lot of them taken together.

And to suppose that no one desires, needs, or attains liberation would appear to make hash of the whole Buddhist system of soteriology. Buddhism is an existentialist system in roughly Kierkegaard's  sense:  it is the salvation of the "existing individual" that is the unum necessarium and sole desideratum. It is therefore arguable that the   existence of a transcendental self is a cognitive and soteriological  presupposition: it is presupposed if there is to be the insight that no object of experience is veridically identifiable as one's very self, and it is presupposed if there is to be something that is saved from the samsaric predicament.

The gist of the control argument is this. There is no evidence of a self since nothing with which we are acquainted is immutable, and nothing with which we are acquainted is something over which we have complete control.

But this raises an obvious question: Isn't the standard for selfhood being set unattainably high?  The argument isd tantamount tosaying that if I am not God or a god, then I am not a self.  Arguably, God to be God must be impassible; but must a self to be a self be impassible?

For a richer and more rigorous development of this theme, see W. F. Vallicella, "No Self? A Look at a Buddhist Argument," International Philosophical Quarterly, vol. 42, no. 4 (December 2002), pp. 453-466

The Dalai Lama and the Self: An Anti-Buddhist Argument

A friend refers me to a rather poor article, "The Dalai Lama, the Pope, and Creation,"  in which the dubious claims of the Dalai Lama are ineptly rebutted by a Catholic journalist.  We read:

Beyond the complex world of nature, Buddhism asserts a fundamental “nothingness.”  Buddhist thought sees as illusory all distinction between beings.  As the Dalai Lama writes in The Universe in a Single Atom, “According to the theory of emptiness, any belief in an objective reality grounded in the assumption of intrinsic, independent existence is untenable. All things and events, whether material, mental or even abstract concepts like time, are devoid of objective, independent existence.” 

This is  one of the central pillars of Buddhism, the doctrine of anatta (Pali), anatman (Sanskrit), 'no self.'  The idea is that nothing, or at least nothing in the realm of samsara, has self-nature, substantiality, own-being, ontological independence, even relative ontological independence.  And that includes persons (selves).  You and I are not independent existents.  The distinction between us is illusory.  From the point of view of Christian metaphysics, this cannot be right.  God is an uncreated  self, and we are created selves.  Although we depend for our existence on God, this fact is thought to be compatible with our genuine (though dependent) existence as self-same individuals numerically distinct from other such individuals.

It is not enough to pit worldviews against one another.  You have to get down to the nitty-gritty of trying to resolve the dispute by careful analysis and argument.  There is no reason to be sanguine about the success of such an enterprise, but you are no philosopher if you do not make the attempt.

I will now argue against the anatta doctrine by arguing that the conscious self cannot be a Heraclitean flux of instantaneous  entities but must be an individual that remains self-same through the flux of its conscious states.

I

Suppose my mental state passes from one that is pleasurable to one that is painful.  Observing a beautiful Arizona sunset, my reverie is suddenly broken by the piercing noise of a smoke detector.  Not only is the painful state painful, the transition from the pleasurable state to the painful one is itself painful.  The fact that the transition is painful shows that it is directly  perceived. It is not as if
there is merely a succession of consciousnesses (conscious states); there is in addition a consciousness of their succession.  For there is a consciousness of the transition from the pleasant state to the painful state, a consciousness that embraces both of the states, and so cannot be reductively analyzed into them.  But a consciousness of their succession is a consciousness of their succession in one subject, in one unity of consciousness.  It is a consciousness of the numerical identity of the self through the transition from the pleasurable state to the painful one.  Passing from a pleasurable state to a painful one, there is not only an awareness of a pleasant state followed by an awareness of a painful one, but also an awareness that the one who was in a pleasurable state is strictly and numerically the same as the one who is now in a painful state.  This sameness is phenomenologically given, although our access to this phenomenon is easily blocked by inappropriate models taken from the physical world.  Without the consciousness of sameness, there would be no consciousness of transition.

What this argument shows is that the self cannot be a mere diachronic bundle or collection of states.  The self is a transtemporal unity distinct from its states whether these are taken distributively or collectively.

II

Another example is provided by the hearing of a melody.  To hear the melody Do-Re-Mi, it does not suffice that there be a hearing of Do, followed by a hearing of Re, followed by a hearing of
Mi.  For those three acts of hearing could occur in that sequence in three distinct subjects, in which case they would not add up to the hearing of a melody.  (Tom, Dick, and Harry can divide up the task of loading a truck, but not the ‘task’ of hearing a melody, or that of understanding a sentence.)  But
now suppose the acts of hearing occur in the same subject, but that this subject is not a unitary and self-same individual but just the bundle of these three acts, call them A1, A2, and A3.  When A1 ceases, A2 begins, and when A2 ceases, A3 begins: they do not overlap.  In which act is the hearing of the melody?  A3 is the only likely candidate, but surely it cannot be a hearing of the melody.

 
For the awareness of a melody involves the awareness of the (musical not temporal)  intervals between the notes, and to apprehend these intervals there must be a retention (to use Husserl’s term) in the present act A3 of the past acts A2 and A1.  Without this phenomenological presence of the past acts in the present act, there would be no awareness in the present of the melody.  But this
implies that the self cannot be a mere bundle of perceptions externally related to each other, but must be a peculiarly intimate unity of perceptions in which the present perception A3 includes the immediately past ones A2 and A1 as temporally past but also as phenomenologically present in the mode of retention.  The fact that we hear melodies thus shows that there must be a self-same and unitary self through the period of time between the onset of the melody and its completion.  This unitary self is neither identical to the sum or collection of A1, A2, and A3, nor is it identical to something wholly distinct from them.  Nor of course is it identical to any one of them or any two of
them.  This unitary self is given whenever one hears a melody.

III

Now consider a synchronic example, the hearing of a chord.  Hearing the major chord C-E-G, I hear that it is major, and hearing the minor chord C-E flat-G, I hear that it is minor.  How is this possible?  The hearing of the major chord cannot be analyzed without remainder into an act of hearing C, an act of hearing E, and an act of hearing G, even when all occur simultaneously.  For to hear the three notes as a major chord, I must apprehend the 1-3-5 musical interval that they instantiate.  But
this is possible only because the whole of my present consciousness is more than the sum of its parts.  This whole is no doubt made up of the part-consciousnesses, but it is not exhausted by them.  For it is also a consciousness of the relatedness of the notes.  But this consciousness of relatedness is not something in addition to the other acts of consciousness: it includes them and embraces them without being reducible to them.  Once again the unitary self is given: it is given whenever we hear a chord.

IV

There is also this consideration.  Phenomenologically, mental change is not existential change, but
alterational change, or in a word, alteration.  Existential change, as when something comes into being or passes away, is not a change in something, or at least it is not a change in the thing that suffers the change: a thing that ceases to exist is no longer available to be that in which  this change occurs, and a thing that comes to exist is not available prior to its coming to exist to be that in which this change occurs.  We express this by saying that there is no substratum of existential change. Alteration, however, requires a substratum: alteration occurs when numerically one and the same individual is in different states at different times.

Pali Buddhism, with its interconnected doctrines of radical impermanence and universal selflessness,
implies that that ultimately there is no alteration, that all change is existential change.  For alteration requires substrata of alteration, and substrata are incompatible with anatta.  But if mental change were existential change, there could be no consciousness of it.  If the pleasant visual sensation simply passes out of existence to be replaced by the painful auditory sensation, then there is a change all right – a change in the way things are – but not a change of which there could be any consciousness in the one in whom the change occurs.  Furthermore, there would be no awareness of
dukkha
– the starting point of Buddhist soteriology – because there would be no possibility of a perceived contrast of the dukkha-state with the earlier sukha-state (the pleasant awareness of the sunset).

To be aware of the change from the pleasurable state to the painful one, I must endure through the change. Therefore, since there is consciousness of mental change, mental change is alteration and thus requires a substratum that is numerically identical across the change.  The point was appreciated by Kant, who wrote that “A coming to be or a ceasing to be . . . can never be a possible [object of] perception.” (CPR A 188 = B 231)

What this shows is that there is direct awareness of the self as that in which the two distinct states are united.  The fact of experienced mental change refutes the anatta doctrine. There is not just an awareness of one state followed by an awareness of a second; I am aware of myself as the transtemporal unity of the two states.  Unity, of course, is not identity: so talk of the unity of the pleasurable and painful states is consistent with their numerical distinctness.  The self, therefore, is directly given in the experience of mental change; but it is of course not given as a separate object wholly distinct from its states.  It is given in and through these states as their transtemporal unity. The self is not one of its states, nor the sum of all of them, nor  something wholly distinct from all of them; the self is their self-unifying unity.  Thus one must not think of the substratum of mental change as wholly distinct from its states.  It is not like a pin cushion into which pins are stuck.  A pin cushion without pins is conceivable; a self without conscious states is not.  The self is not an unconscious something that supports consciousness; it itself has the nature of consciousness.   Consciousness/self-consciousness is a sui generis reality that cannot be understood in terms of crude  models from the physical world. 

Against Irrationalism

The problem is not that we conceptualize things, but that we conceptualize them wrongly, hastily, superficially. The problem is not that we draw distinctions, but that we draw too few distinctions or   improper distinctions. Perhaps in the end one must learn to trace all distinctions back to the ONE whence they spring; but that is in the end. In the beginning people must be taught to conceptualize, discriminate, and distinguish.

A superficial Zen training that attacks the discursive intellect in those who have never properly developed it does a great disservice.

More on Trishna

A reader usefully supplements my post Reininger Contra Buddhism:

Dear Professor Vallicella,

With reference to your recent post 'Reininger Contra Buddhism' you might be intrigued by chapter 5 of D. T. Suzuki's Mysticism: Christian and Buddhist where he talks about trishna at length and states:

"The later Buddhists realized that tṛiṣṇā was what constituted human nature–in fact, everything and anything that at all comes into existence–and that to deny tṛiṣṇā was committing suicide; to escape from tṛiṣṇā was the height of contradiction or a deed of absolute impossibility; and that the very thing that makes us wish to deny or to escape from tṛiṣṇā was tṛiṣṇā itself. Therefore, all that we could do for ourselves, or rather all that tṛiṣṇā could do for itself, was to make it turn to itself, to purify itself from all its encumbrances and defilements, by means of transcendental knowledge (prajñā). The later Buddhists then let tṛiṣṇā work on in its own way without being impeded by anything else. Tṛiṣṇā or "thirst" or "craving" then comes to be known as mahākaruṇā, or "absolute compassion," which they consider the essence of Buddhahood and Bodhisattvahood." (Section XI)

I suspect that his unusual interpretation was possibly influenced by his documented reading of Eckhart and Swedenborg, as much as any Buddhist sources, but I found it interesting to read such a famous Buddhist figure interpreting trishna in this way.

Thank you for your excellent blog.

Reininger Contra Buddhism

Robert Reininger, Philosophie des Erlebens, p. 227:

   Gegen Buddhismus: Trishna nicht ertoeten (ausloeschen), sondern durch
   Ueberhoehung in den Dienst des Vernunftwillens stellen — sonst fehlt
   diesem die lebendige Kraft, die nur der Daseinsbejahung eignet (A 751,
   1932).

   Against Buddhism: Trishna is not to be killed or extinguished, but
   elevated and placed in the service of the rational will. Without this
   sublimation, the rational will lacks the vital force appropriate to the
   affirmation of existence. (tr. BV)
  

Trishna is Sanskrit for desire, thirst. Central to Buddhism is the notion that the suffering and general unsatisfactoriness of life is rooted in desire, and that salvation is to be had by the  extirpation of desire. Reininger's point is one with which I wholly  agree. The goal ought not be the extinction of desire, but its sublimation. Desire as such is not the problem; the problem is misdirected desire. Properly channeled and sublimated, desire provides the motive force for the rational will.

See my "No Self? A Look at a Buddhist Argument," International Philosophical Quarterly, vol. 42, no. 4 (December 2002), pp. 453-466.)

Bierce, Blondel, and Nirvana

This from The Devil's Dictionary:

     Nirvana, n. In the Buddhist religion, a state of pleasurable
     annihilation awarded to the wise, particularly to those wise enough
     to understand it. (Ambrose Bierce, The Devil's Dictionary, c. 1911)

Although intended sardonically, there is a serious point here to which Maurice Blondel alludes in the following quotation:

     . . . if there is a salvation it cannot be tied to the learned
     solution of an obscure problem. . . It can only be offered clearly
     to all. (Action, p. 14)

It might be fruitful for someone to develop a comparison of Buddhism and Christianity on this point. Buddhism is a religion of self-help: "Be ye lamps unto yourselves, etc." Trouble is, how many attain the Goal? And if only a few renunciates ever attain it, how does that help the rest of us poor schleps? By contrast, in Christianity, God, in the person of the Word (Logos) made flesh, does the work for us. Unable ultimately to help ourselves, we are helped by Another. And the help is available to all despite their skills in metaphysics and meditation. (By "do the work for us," I of course do not mean to suggest the sola fide extremism of some Protestants.)

Obviously, what I have just written is but a crude gesture in the direction of a whole constellation of problem-clusters. For example, a thorough comparison would have to go into the role of the Bodhisattva as a sort of helper of samsarically-bound 'schleps.'

All is Impermanent? Impermanence and Self-Reference

I have long been fascinated by forms of philosophical refutation that exploit the overt or covert self-reference of a thesis. To warm up, consider

   1. All generalizations are false.

Since (1) is a generalization, (1) refers to itself. So if (1) is true, then (1) is false. On the other hand, if (1) is false, as it surely is, then (1) is false. Therefore, necessarily (1) is false. It follows that the negation of (1), namely, Some generalizations are true, is not just true, but necessarily true. (1) is self-refuting and its negation is self-verifying.  Some generalizations are true is an instance of itself which shows that it itself is true: one instance suffices to verify a particular generalization.

There are those who dismiss arguments like this as quick and facile. Some even call them 'sophomoric,' presumably because any intelligent and properly caffeinated sophomore can grasp them — as if that could constitute a valid objection. I see it differently. The very simplicity of such arguments is what makes them so powerful. A simple argument with few premises and few inferential moves offers few opportunities to go wrong. Here, then, is a case where simplex sigillum veri, where simplicity is the seal of truth.  Now consider a more philosophically interesting example, one beloved by Buddhists:

   2. All is impermanent.

(2) applies to itself: if all is impermanent, then (2), or rather the propositional content thereof, is impermanent. That could mean one of two things. Either the truth-value of the proposition expressed by (2) is subject to change, or the proposition itself is subject to change, perhaps by becoming a different proposition with a different sense, or by passing out of existence altogether.  (There is also a stronger reading of 'impermanent' according to which the impermanent is not merely subject to change, but changing.)

Note also that if (2) is true, then every part of (2)'s propositional content is impermanent. Thus the property (concept) of impermanence is impermanent, and so is the copulative tie and the universal
quantifier. If the property of impermanence is impermanent, then so is the property of permanence along with the distinction between permanence and impermanence.

In short, (2), if true, undermines the very contrast that gives it a determinate sense. If true, (2) undermines the permanence/impermanence  contrast. For if all is impermanent, then so is this contrast and this distinction. This leaves us wondering what sense (2) might have and whether in the end it is not nonsense.

What I am arguing is not just that (2) refutes itself in the sense that it proves itself false, but refutes itself in the much stronger  sense of proving itself meaningless or else proving itself on the brink of collapsing into meaninglessness.

No doubt (2) is meaningful  'at first blush.' But all it takes is a few preliminary pokes and its starts collapsing in upon itself.

Michael Krausz ("Relativism and Beyond: A Tribute to Bimal Matilal" in Bilimoria and Mohanty, pp. 93-104) arrives at a similar result by a different route. He writes:

     Paradoxically, because all things are contexted, the idea of
     permanence cannot be permanent. But it does not follow that in the
     end all things are impermanent either, for impermanence too is
     contexted and it too finally drops out of any fixed constellation
     of concepts. (101)

Krausz invokes the premise,

   3. All things are contexted.

Krausz writes as if (3) is unproblematic. But surely it too 'deconstructs' itself. Just apply the same reasoning to (3) that we applied to (2). Clearly, (3) is self-referential. So (3) cannot express an invariant structure of being. It cannot be taken to mean, context-independently, that every being qua being is contexted.

Note also that if (3) is true, then every part of (3)'s propositional content is contexted: the universal quantifier, the concept thing, the  copulative tie, and the concept of being contexted are all contexted. What's more, the very contrast of the context-free and the context-bound is contexted.

In short, (3), if true, undermines the very contrast that confers upon it a determinate sense, namely, the contrast between the context-free and the context-bound. For if all is contexted, then so is this contrast and this distinction.

(3) collapses in upon itself and perishes for want of a determinate sense. And the same goes for all its parts. Copulative Being collapses into indeterminacy along with every other sense of Being: the   existential, the identitative, the veritative, the locative, the class-theoretic. Being ends up with no structure at all. If Being and Thinking are one, as Father Parmendides had it, then the collapse of
Being brings Thinking down with it.

Clearly, we are sinking into some seriously deep shit here, and it is of the worst kind: the formless kind, crap that won't own up to its own crapiness, the kind that deconstructionists, whether Continental or Asian, like to serve up. It is stuff so unstable that one cannot even say that it stinks. Do we really want to wallow in this mess?

Wouldn't it be better to admit that there is an Absolute?

Easter Morning Thoughts on 1 Corinthians 15:14

Biblia Vulgata: Si autem Christus non resurrexit, inanis est ergo praedicatio nostra, inanis est et fides vestra.

King James: And if Christ be not risen, then is our preaching vain, and your faith is also vain.

Orthodox Christianity stands and falls with a contingent historical fact, the fact of the resurrection of Christ from the dead. If he rose from the dead, he is who is said he was and can deliver on his   promises. If not, then the faith of the Christian inanis est, is vain, void, empty, delusional.

Compare Buddhism. It too promises salvation of a sort. But the salvation it promises is not a promise by its founder that rests on the existence of the founder or on anything he did. For Christianity, history is essential, for Buddhism inessential. The historical Buddha is not a savior, but merely an example of a man who saved himself by realizing his inherent Buddha-nature. The idea of the Buddha is enough; his   historical existence unnecessary.  'Buddha,' like 'Christ,' is a title: it means 'the Enlightened One.'  Buddhism does not depend either on the existence of Siddartha, the man who is said to have become the Buddha, or on Siddartha's  becoming the Buddha.

Hence the Zen saying, "If you see the Buddha, kill him." I take that to mean that one does not need the historical Buddha, and that  cherishing any piety towards him may prove more hindrance than help.  Buddhism, as the ultimate religion of self-help, enjoins each to become a lamp unto himself. What is essential is the enlightenment that one either achieves or fails to achieve on one's own, an   enlightenment which is a natural possibility of all. If one works diligently enough, one can extricate oneself from the labyrinth of samsara.  Oner can achieve the ultimate goal on one's own, by one's own power.  There is no need for supernatural assistance.

Is this optimism justified? I remain open to Christianity's claims because I doubt the justification of self-help optimism. One works and works on oneself but makes little progress. That one needs help is   clear. That one can supply it from within one's own resources is unclear.  I know of no enlightened persons.  But I know of plenty of frauds, spiritual hustlers, and mountebanks.

Both Buddhism and Christianity are life-denying religions.  But while Christianity denies this life for the sake of a higher life elsewhere and elsewhen, Buddhism denies this life for the sake of extinction.  The solution to the problem of suffering is to so attenuate desire and aversion that one comes to the realization that one never existed in the first place.  Some solution.  And yet there is much to learn from Buddhism and its practices.  They are the two highest religions.  The two lowest are the religions of spiritual materialism, Judaism and Islam, with Islam at the very bottom of the hierarchy of great religions. 

Islam is shockingly crude, as crude as Buddhism is overrefined.  The Muslim is promised all the crass material pleasures on the far side that he is forbidden here, as if salvation consists of eating and drinking and endless bouts of  sexual intercourse.  Hence my term 'spiritual materialism.'  'Spiritual positivism' is also worth considering.  The Buddhist is no positivist but a nihilist: slavation though annihilation.

Admittedly, this is quick and dirty, but it is important to cut to the bone of the matter from time to time with no mincing of words.  For details see my Buddhism category.

Note: By 'orthodox' I do not have in mind Eastern Orthodoxy, but a Christianity that is not mystically interpreted, a Christianity in which, for example, the resurrection is not interpreted to mean the   attainment of Christ-consciousness or the realization of Christ-nature.

The Christian ‘Anatta Doctrine’ of Lorenzo Scupoli

Buddhism and Christianity both enjoin self-denial. But Buddhism is more radical in that it connects self-denial with denial of the very existence of the self, whereas Christianity in its orthodox versions   presupposes the existence of the self: Christian self-purification falls short of self-elimination. Nevertheless, there are points of comparison between the 'No Self' doctrine of Buddhism and the   Christian doctrine of the self.

In his Combattimento Spirituale (1589), Lorenzo Scupoli writes:

     You my mind, are not mine: you were given me by God. Neither are
     the powers active within me — will, with its energy – mine. Nor
     does my feeling, my ability to enjoy life and all my surroundings
     belong to me. My body with all its functions and requirements,
     which determine our physical well-being, is not mine either….And
     I myself belong not to me, but to God. (Unseen Warfare, St. Vladimir's Seminary Press, 1995, p.   172)

Apart from the references to God, this meditation of Scupoli, of which the above is merely an excerpt, bears a striking resemblance to the one contained in the Anattalakkhana Sutta. Buddha there examines each of the khandas, body, feeling, perception, etc., and concludes with respect to each of them that "This is not mine. This is not my self. This is not what I am." In Scupoli we encounter virtually the   same litany: body, feeling, mind . . . of all of which it is true that "This is not mine, etc." Of course, nothing depends on the exact taxonomy of personality-constituents. The point is that however one classifies the constituents of personality, no one of them, nor any combination of them, is veridically identifiable as one's very self. I say 'veridically,' since we do as a matter of fact (falsely) identify   ourselves with all manner of item both within us (feelings, memories, etc.) and without us (property, progeny, etc.) But these false self-identifications are part of what our ignorance/sinfullness consists in.

Thus Scupoli (who I take to be a representative Christian, and who is of interest here only as such) and Buddha agree with respect to the (negative) thesis that nothing in one's experience is veridically identifiable as one's very self. Thus nothing that we ordinarily take to be ourselves (our bodies, our thoughts, feelings, memories, etc.)  can in truth be one's self. But there is also similarity in their reasoning. One way Buddha reasons is as follows. If x (body, feeling, perception, etc.) were my very self, or were something that belonged to me, then I would have complete control over x. But it is evident that no x is such that I have complete control over x. Therefore, no x is either my self or anything that belongs to me. This could be called the 'complete control' argument. Scupoli has something similar:
     Let us remember that we can boast only of something which is a
     direct result of our own will and is done by us independently of
     anything else. But look how our actions proceed. How do they begin?
     Certain circumstances come together and lead to one action or
     another; or a thought comes to our mind to do something, and we do
     it. But the concurrence of circumstances does not come from us;
     nor, obviously, is the thought to do something our own; somebody
     suggests it. Thus, in such cases, the origin or birth of the
     thought to do something cannot or should not be an object of
     self-praise. Yet how many actions are of this kind? If we examine
     them conscientiously, we shall find that they almost all start in
     this way. So we have nothing to boast of. (174)

This passage suggests the following argument: One cannot justifiably take pride in anything (an action, a physical or mental attribute, etc.) unless one originates it 'independently of anything else.' But   nothing is such that one originates it in sublime independence of all else. Therefore, one cannot justifiably take pride in anything.

But does this amount to an argument against the self? It does, given the Buddhist assumption, crucial to the reasoning in the Anattalakkhana Sutta, that a self is an entity that has complete control over itself. Such a self could justifiably take pride in its actions and attributes. For it would be their fons et origo. So if one cannot justifiably take pride in any of one's actions or attributes, then one is not a self. Pride is one of the seven deadly sins  precisely because the proud person arrogates to himself a status he lacks, namely, the status of being a self in the sense in which this term is employed in the Anattalakkhana Sutta.

In sum, both Buddha and Scupoli are claiming that no one of us is a self for the reason than no one of us is in complete control of any of his actions or attributes. No one of the things which one normally takes to be oneself or to belong to oneself (e.g., one's body, habits, brave decisions, brilliant insights, etc.) is such that one has originated it autonomously and independently.

The main difference between Buddha and Scupoli, of course, is that the latter maintains that God gives us what we do not have under our control. Thus for Scupoli, what we do not have from ourselves, we have from another, and so have. But for Buddha, what we do not have from ourselves, we do not have at all.

Can the Chariot Take Us to the Land of No Self?

An abbreviated version of the following paper was published under the same title in The Proceedings of the Twenty-First World Congress of Philosophy, vol. 9, ed. Stephen Voss (Ankara, Turkey), 2006, pp. 29-33.

……………….

According to Buddhist ontology, every (samsaric) being  is impermanent, unsatisfactory, and devoid of self-nature.  Anicca, dukkhaanatta: these are the famous three marks (tilakkhana) upon which the whole of Buddhism rests.  I would like to consider a well-known Buddhist argument for the third of these marks, that of anatta, an argument one could call ‘The Chariot.’  The argument aims to show that no (samsaric) being is a self, or has self-nature, or is a substance.  My thesis will be that, successful as this argument may be when applied to things other than ourselves, it fails when applied to ourselves.

Continue reading “Can the Chariot Take Us to the Land of No Self?”