What follows is a re-do of an entry that first saw the light of the blogosphere on the 4th of July, 2014. The draft Lukáš Novák (on my left in the photo) sent me back then for my comments has since appeared in print in Maimonides on God and Duns Scotus on Logic and Metaphysics  (Volume 12: Proceedings of the Society for Medieval Logic and Metaphysics) eds.  Gyula Klima and Alexander W. Hall, Cambridge Scholars Publishing, 2015, pp. 155-188.  I note that our old sparring partner Edward Buckner has an article in this volume, "On the Authenticity of Scotus's Logical Works," pp. 55-84.

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Our Czech friend Lukáš Novák sent me a paper in which, drawing upon John Duns Scotus, he rejects the following principle of reference:

(PR) It is impossible to refer to that which is not.

In this entry I will first pull some quotations from Novak's paper and then raise some questions about the view that he seems to be endorsing.

I. Novak's Scotistic View

Novak writes,

Scotus’ position can be simply characterized as a consistent rejection of the PR . . . . According to Scotus, the objects of any intentional relations . . . simply are not required to have any ontological status whatsoever, or, as Scotus puts it, any esse verum. The “being” expressed by the predicates exploited by Francis, like “to be known” (esse cognitum), “to be intelligible” (esse intelligibile), “to be an image of a paradigm” (esse exemplatum), “to be represented” (esse repraesentatum) and the like, is not real or true in any way, irrespectively of whether the relation involved concerns God or man.

[. . .]

It is not necessary to assume any esse essentiae in objects of knowledge: instead, Scotus speaks of “esse deminutum” here, but he points out emphatically that this “diminished being” is being only “secundum quid”, i.e., in an improper, qualified sense – this is the point of Scotus’ famous criticism of Henry of Ghent laid out in the unique question of dist. 36 of the first book of his Ordinatio. If you look for some real being in the object of intellection that it should have precisely in virtue of being such an object, there is none to be found. The only real being to be found here is the real being of the intellection, to which the esse deminutum of the intellected object is reduced.

[. . .]

In other words: if we were to make something like an inventory of reality, we should not list any objects having mere esse deminutum. By speaking about objects in intelligible being we do not take on any ontological commitment (to use the Quinean language) over and above the commitment to the existence of the intellections directed to these objects.

[. . .]

And now the crucial point: it is precisely this intelligibility, imparted to the objects by the divine intellect, what [that] makes human conceiving of the same objects possible, irrespectively of whether they have any real being or not:

[. . .]

In other words: the most fundamental reason why the PR is false is, according to Scotus, the fact that a sufficient condition of the human capacity to refer to something is the intelligibility of that something. This intelligibility, however, is bestowed on things in virtue of their being conceived, prior to creation, by the absolute divine intellect. This divine conceiving, however, neither produces nor presupposes any genuine being in the objects; for it is a universal truth that cognition is an immanent operation, one whose effect remains wholly in its subject (and so does not really affect its object) – in this elementary point divine cognition is not different. Accordingly, objects need not have any being whatsoever in order to be capable of being referred to. (p. 181, emphases added)

II. Some Questions and Comments

As a matter of Moorean fact we do at least seem to refer both in thought and in speech to nonexistent objects and to say things about them, true and false.   The celebrated goldner Berg discussed by Bernard Bolzano, Kasimir Twardowski, Alexius von Meinong et al. is a stock  example. Suppose that I am thinking about the golden mountain (GM). Since I cannot think without thinking of something, when I am thinking of or about the GM, I am thinking of something.  But thinking is not like eating. Necessarily, if I eat something, that thing exists.   I cannot eat a nonexistent comestible. Eating takes an existing object; thinking, however, needn't take an existing object. But it must take an object. So it is quite natural to say that in the case before us, the act of thinking is directed to a nonexistent object.

That some objects do not exist (or have any mode of being at all) would seem to following directly from the intentionality or object-directedness of consciousness.  My act of thinking about the GM (or about Frodo, to use Novak's example), being intentional is directed to, intends, an object that is not part of the act, but transcendent of it.  It follows straightaway that some objects of thinking and linguistic reference have no being. So far, it seems that Dr. Novak is right: we must reject (P) according to which it is impossible to refer to that which is not.

But of course this is puzzling. An object that has no being is nothing. How then can I be thinking about something that is nothing? And if what I am thinking about is nothing at all, then how is my thinking of Frodo different from my thinking of the GM?  Acts are individuated by their objects; if the objects are nothing, then they do not differ and cannot serve to individuate the acts trained upon them. What's more, if the GM is nothing at all, then it has no properties; but it does have properties, ergo, etc.  So we have an aporetic dyad that needs solving:

a) The GM is something (because every thinking is a thinking of something, and I am thinking of the GM.)

b) The GM is nothing (because there are no mountains of gold in reality outside my mind, nor, for that matter, inside my mind).

 

If I understand Novak, he wants a theory that satisfies the following desiderata or criteria of adequacy:

D1. Metaphysical possibilism is to be avoided.  We cannot maintain that the merely possible has any sort of being.  (Novak distinguishes metaphysical possibilism and actualism from semantic possibilism and actualism. Cf. p. 185) 

D2. Actualist ersatzism is to be avoided.  We cannot maintain that there are actual items such as Plantingian haecceity properties  that stand in for mere possibilia.

D3. The phenomenological fact that intentionality is relational and not quasi-relational (etwas Relativliches) as in Brentano is to be respected and somehow accommodated.  No adverbial theories!

D4. Eliminativism about intentionality/reference is to be avoided.  Intentionality is real!

D5. Nominalist reductionism according to which reference is a merely intralinguistic phenomenon is to be avoided.  When I refer to something, whether existent or nonexistent, I am getting outside of language!  

Novak does not list these desiderata; I am imputing them to him.  He can tell me if my imputation is unjust.  In any case, I accept (D1)-(D5): an adequate theory must satisfy these demands.  Now how does Novak's theory satisfy them?

Well, he brings God into the picture. Some will immediately cry deus ex machina! But I think Novak can plausibly rebut this charge.  If God is brought on the stage in an ad hoc manner to get us out of a philosophical jam, then a deus ex machina objection has bite.  But Novak and his master Scotus have independent reasons for positing God. See p. 185. And see my substantial post on deus-ex-machina objections in philosophy, here.  Suppose we have already proven, or at least given good reasons for, the existence of God.  Then he can be put to work.  Or, as my esteemed and fondly remembered teacher J. N. Findlay once said, "God has his uses."

So how does Novak's solution work? 

It is sufficient for x to be an object of thought or reference by us that it be intelligible. This intelligibility derives from the divine intellect who, prior to creation, conceives of such items as the golden mountain.  But this conceiving does not impart to them any real being.  Nor does it presuppose that they have any real being.  In themselves, they have no being at all.  God's conceiving of nonexistent objects is a wholly immanent operation the effect of which remains wholly within the subject of the operation, namely, the divine mind. The intelligibility is not projected onto items external to the divine intellect.   And yet the nonexistent objects acquire intelligibility.  It is this intelligibility that makes it possible for us finite minds to think the nonexistent without it being the case that nonexistent objects have any being at all.

This is the theory, assuming I have understood it.  And it does seem to satisfy the desiderata (D1)-(D5) with the possible exception of (D3).  But here is one concern. We are being told that the intelligibility of the GM, for example, is due to a  wholly immanent operation on God's part. That is: no act of divine intellection is directed outward toward a transcendent object even if said object is beingless. But if the divine production of the intelligibility of the GM, say, is wholly immanent then this can only mean that the production proceeds by God's conceiving-GM-ly.  But this amounts to adverbialism and a denial of the relationality of intentionality, which Novak is otherwise committed to. Cf. the "pre-philosophical datum" mentioned on p. 186 according to which "we all know that we can refer to non-existing things" such as Frodo Baggins, and yet "we all know that they are not there."  Frodo, after all, is purely fictional item "made up" by Tolkien.   Talk of reference whether it be thinking reference or reference expressed verbally implies relationality: I am related to what I refer to.  But talk of wholly immanent operations of cognition and conception sits none too well with the relational talk of reference.

So my question for Novak is: Did Scotus anticipate the adverbialism of Roderick Chisholm, et al.? Is Scotus an adverbialist?

Here is a second concern of mine.  We are told that:

. . . it is a universal truth that cognition is an immanent operation, one whose effect remains wholly in its subject (and so does not really affect its object) – in this elementary point divine cognition is not different. Accordingly, objects need not have any being whatsoever in order to be capable of being referred to.

This implies that both divine and creaturely cognition and conceiving are wholly immanent operations. So what is going on when I think of, or refer to, the GM? It seem that I too would have to be conceiving-GM-ly. But then the objections to adverbialism would kick in.

Here is a third concern not unrelated to the second. The Scotistic-Novakian theory seems to imply that when I think about the golden mountain I am thinking about an operation wholly immanent to the divine intellect.  But that is not what I seem to be thinking about.  (And how would I gain access to God's mind?) It falls afoul of the phenomenology of intentionality. What I seem to be thinking about has  very few properties (being golden, being a mountain) and perhaps their analytic entailments, and no hidden properties such as the property of being identical to an operation wholly immanent to the divine intellect.  An intentional object that does not exist has precisely, all and only, the properties it is intended as having.

Connected with this third concern is the suspicion that on Novak's Scotistic theory the act-object distinction is eliminated, a distinction that is otherwise essential to his approach.  He wants to deny that merely intentional objects have any being of their own.  So he identifies them with divine conceivings.  But this falls afoul of a point insisted on by Twardowski.  

My merely imagined table does not exist in reality, 'outside' my mind.  But it also does not exist 'in' my mind as identical to the act of imagining it or as a proper part of the act of imagining it, or as any sort of mental content, as Twardowski clearly saw.  Otherwise, (i) the merely imagined table would have the nature of an experience, which it does not have, and (ii) it would exist in reality, when it doesn't, and (iii) it would have properties that cannot be properties of mental acts or contents such as the property of being spatially extended.

My point could be put like this.  The typical merely intentional, hence nonexistent, object such as the golden mountain does not have the nature of an experience or mental act; it is an object of such an act.  But if merely intentional objects are divine conceivings, then they have the nature of an experience. Ergo, etc.  Novak's theory appears to fall into 'divine psychologism.'