More on the Status of Thomistic Common Natures

This is proving to be a fascinating topic.  Let's push on a bit further.

Aquinas says that any given nature can be considered in three ways: in respect of the esse it has in concrete singulars; in respect of the esse it has in minds; absolutely, in the abstract, without reference to either mode of esse.  The two modes are esse naturale (esse reale) and esse intentionale.  We can speak of these in English as real existence and intentional existence. 

According to Schopenhauer, the medievals employed but three examples: Socrates, Plato, and an ass.  Who am I to deviate from a tradition at once so hoary and noble?  So take Socrates.  Socrates is human.  The nature humanity exists really in him, and in Plato, but not in the ass.  The same nature exists intentionally in a mind that thinks about or knows Socrates.  For Aquinas, there are no epistemic deputies standing between mind and thing: thought reaches right up to and grasps the thing itself.   There is an isomorphism between knowing mind and thing known.  The ground of this isomorphism is the natura absoluta, the nature considered absolutely.  Call it the common nature (CN).  It is so-called because it is common to both the knower and the known, informing both, albeit in different ways.  It is also common to all the  singulars of the same nature and all the thoughts directed to the same sort of thing.  So caninity is common to all doggy thoughts, to all dogs, besides linking the doggy thoughts to the dogs.

My concern over the last few days has been the exact ontological status of the CN. 

This morning, with the help of Anthony Kenny, I realized that there are four possible views, not three as I stated earlier:

A. The CN really exists as a separate, self-subsistent item.

B. The CN exists only intentionally in the mind of one who abstracts it from concrete singulars and mental acts.

C. The CN has Meinongian Aussersein status: it has no mode of being whatsoever, and yet is is something, not nothing.  It actually has properties, but is property-incomplete (and therefore in violation of LEM) in that it is neither one nor many, neither universal nor particular, neither intentionally existent nor really existent.

D. The CN exists intentionally in the mind of God, the creator.

(A) is a nonstarter and is rejected by both me and Lukas Novak.  (B) appears to be Novak's view.  (C) is the interpretation I was tentatively suggesting.  My thesis was that the CN must have Aussersein status, but then it inherits — to put it anachronistically — all the problems of Meinongianism.  The doctor angelicus ends up with  Meinongian monkey on his back.

Let me now try to explain why I reject (B), Novak's view, and incline toward (C), given that (A) cannot possibly be what Aquinas had in mind. 

Consider a time t before there were any human animals and any finite minds, and ask yourself: did the nature humanity exist at t?  The answer has to be in the negative if there are only two modes of existence, real existence in concrete singulars and intentional existence in finite (creaturely) minds.  For at t there were no humans and no finite minds.  But surely it is true at t that man is rational, that humanity includes rationality.  This implies that humanity at t cannot be just nothing at all.  For if it were nothing at all at t, then 'Man is rational'' at t would lack a truth-maker.  Furthermore, we surely don't want to say that 'Man is rational' first becomes true when the first human being  exists.  In some sense, the common nature must be prior to its existential realization in concrete singulars and in minds.  The common nature cannot depend on these modes of realization.  Kenny quotes Aquinas (Aquinas on Being, Oxford 2002, p. 73):

Socrates is rational, because man is rational, and not vice versa; so that even if Socrates and Plato did not exist, rationality would still be a characteristic of human nature.

Socrates est rationalis, quia home est rationalis, et no e converso; unde dato quod Socrates et Plato non essent, adhuc humanae naturae rationalitas competeret. (Quodl. VIII, I, c, 108-110)

Aquinas' point could be put like this.  (i) At times and in possible worlds in which humans do not exist, it is nevertheless the case that rationality is included in humanity, and (ii)  the metaphysical ground of humans' being rational is the circumstance that rationality is included in humanity, and not vice versa.

Now this obviously implies that the CN humanity has some sort of status independent of real and intentional existence.  So we either go the Meioningian route or we say that CNs  exist in the mind of God.  Kenny:

Aquinas' solution is to invoke the divine mind.  There are really four, not three ways of considering natures: first, as they are in the mind of the creator; second, as they are in the abstract; theitrs, as they are in individuals; and finally, as they are in the human mind. (p. 74)

This may seem to solve the problem I raised.  CNs are not nothing because they are divine accusatives.  And they are not nothing in virtue of being ausserseiend. This solution avoids the three options of Platonism, subjectivism (according to which CNs exist only as products of abstraction), and Meinongianism.

The problem with the solution is that it smacks of deus ex machina: God is brought in to solve the problem similarly as Descartes had recourse to the divine veracity to solve the problem of the external world.  One ought to be forgiven for thinking that solutions to the problems of universals, predication, and intentionality ought to be possible without bringing God into the picture.  But this is a separate can of worms. 

Lukáš Novák on Common Natures

The following is a comment by Dr. Novak on an earlier post about Stanislav Sousedik's Thomist theory of predication.  That post has scrolled off into archival oblivion, so I reproduce the comment here and add some comments in blue.

  ………………….

What is, for me, most striking about Bill's troubles with Sousedík's elaboration of the Thomistic theory of predication is first, that he seems to spell out precisely the questions that I regard as the most fundamental ones in all this business, and second, that these are precisely the questions that had stirred the development of the more and more elaborate late-scholastic theories of universals (or predication, for this is one and the same problem for the scholastics). In this comment, I will try just to sketch the direction in which I think the answers can be found; perhaps to elaborate on some points later.

BV:  I am encouraged by LN's judgment that I have stumbled upon the most fundamental questions despite my lack of deep familiarity with late Scholasticism.

Now the core problem of course is the problem of common natures. I am afraid that there is a slight misunderstanding about the meaning of this term, and Sousedík's choice of his term – "absolute subject" – just makes it worse. It is common to talk of a common or "absolute" nature as though it were an entity or item beside universals and individuals, indeed, "jenseits von Sein und Nichtsein". Truly it seems absurd to postulate such an entity which clearly violates the principle of excluded middle.

However, despite the manner of talk of the scholastics and of Sousedík, one must resist considering an "absolute nature" as an item or entity. There is no such entity called "absolute nature". There are particulars which exist really, and there are universals which exist intentionally. And they have something in common — the "objective content" which exists both really, as individualised and
identified with the particular(s), and intentionally, as abstracted and universalised, as a universal. This "something in common" is called the "common nature", but it is not something over and above the universal or the particular. We should not say – and we do not say, properly – that there is some "absolute nature". The nature can only be absolutely considered, that is, considered under a kind of "second order abstraction" – viz. under abstraction from the fact whether it is or is not considered under abstraction from individuality.

BV:  I note that LN uses 'item' and 'entity' interchangeably.  That is not the way I use the terms.  For me, an entity is anything that has being or existence, anything that has esse.  'Nonexisting entity' is therefore a contradiction in terms.  My use of 'item,' however, is ontologically noncommital.  Accordingly, 'nonexisting item' is not a contradiction in terms.   I am pleased to find that I use the term in exactly the same way that Daniel D. Novotny does in his paper, "Scholastic Debates About Beings of Reason" in Metaphysics: Aristotelian, Scholastic, Analytic (Ontos Verlag, 2012), p. 26.  'Item' as I use it is the most inclusive term in the philosophical lexicon.  Anything to which one can refer, anything that one can single out in thought, anything that can be counted as one, whether it exists or not, is an item.  Nonexistent objects, impossible objects, incomplete objects — all are items. 

Now the common nature, the nature considered absolutely, i.e., considered apart from both real existence and intentional existence and from the accidents that accrue to it when it exists either really (in things) or intentionally (in the mind), is clearly not an entity, but it is an item.  Or so I maintain.  It is not an entity because it has neither esse naturale nor esse intentionale.  Here LN and I agree.  But it is an item because we have singled it out in thought and are talking about it.  After all, the common nature is not nothing.  It is a definite item.  Take felinity considered absolutely.  It is distinct from humanity considered absolutely.  It is not the felinity in my cat, nor the felinity in my mind when I think about the cat.  It is a selfsame item that can exist in either way, or in both ways.  And is is a different selfsame item than the common nature humanity that can exist either in particular humans or in minds or both.

LN says that the common nature " is not something over and above the universal or the particular."  If this means that the common nature felinity is not an entity in addition to really existing particular cats and the intentionally existing universal, then I agree.  It is not an entity because it has no mode of being.  But surely the selfsame felinity that is in my cat and in my mind when I think about the cat, precisely because it is common, cannot be identical to the felinity really existing in cats or the felinity intentionally existing in minds thinking about cats.  So in that sense it is indeed an item (not an entity) "over and above the universals or the particular."

The intended meaning of the saying that this "absolute nature" is neither one nor many, neither real nor intentional etc. is not that there is in fact some primitive constituent item out there devoid of all these properties. That would indeed be absurd. The meaning is that the nature – which in fact is
both
many [namely according to its real existence in particulars] and one [according to its intentional existence in a universal] (note that this is not a contradiction!) — this very nature does not possess any of these two modes of being and the consequent properties "of itself", that is, necessarily, i.e.

it can be consistently grasped without them or "absolutely"; and only insofar as it is thus grasped, we can say that it is neither this nor that. Just like a chemist can grasp water as water, that is, according to the properties that belong to water on the basis of its chemical constitution, and disregard whether it is for example cold or hot. He would say that water as water is neither hot nor cold, even neither hot nor not-hot – without thereby necessarily postulating some item called "absolute water" over and above the individual instances of water of various temperatures.

BV:  What the foregoing implies, however, is that the common nature exists only in the mind of one who abstracts both from real existence and from intentional existence.  The crucial phrase is, "only insofar as it is thus grasped, we can say that it is neither this nor that."  This implies that the common nature is only as grasped by a mind.  That in turn implies that common natures have esse after all — in contradiction to the theory.  It also implies that common natures are universals — again in contradiction to the theory.

In this connection it is important to note that Jacques Maritain, no slouch of a Thomist, speaks of THREE esse's. (Degrees of Knowledge, p. 129, n. 115)  He calls them esse naturae [sic], esse intentionale, and esse cognitum seu objectivum.  The latter mode of being is the mode of being of common natures.

My cat exists outside the mind as a concrete singular.  Its mode of existence is esse naturae, or esse naturale. Now my mind, in knowing the cat, does not become a cat.  So the felinity in my mind when I know the thing before me as a cat cannot exist in my mind in the same way that it exists in the cat outside my mind.  Rather, it exists in the mode of esse intentionale which implies that it is abstract and universal as opposed to concrete and singular. Now suppose I abstract from both of these modes of existence. So abstracting, I focus upon the common nature.  About this common nature, Maritain says that it too is "abstract and universal." (Ibid.) 

The fact that Maritain speaks of a third mode of esse points up the problem I am having with common natures.  What Maritain says strikes as reasonable.  But it contradicts what LN says is the Thomist doctrine.  The official doctrine is that the common nature is neither universal nor particular.  Maritain, however, quite reasonably says that the common nature is abstract and universal.

In other words: you cannot start with "absolute natures" as some elementary items and then try to build the common-sense particulars out of them. Quite the other way around: you take the familiar particulars, then you become aware that you are able to grasp them by means of universal concepts, and then you proceed to identify what the universal concept has "taken" from the particular (its
"objective content") and what not (the properties of concepts /like being universal/ as opposed to their notes). That which the universal concept has captured of the particular is the "common nature"; it is something existing as really identified to the particular (or else it could not have been abstracted
from there) – therefore it cannot, of itself, require universality. But it is also something capable of existing as identified to a universal concept; therefore it cannot, of itself, be incompatible with universality.

So, a common nature is not some elementary ontological item, a philosophical "atom"; it is an abstraction of an abstraction.

BV:  LN's phrase 'objective content' is a felicitous one.  The common nature is the objective content of my subjective concept of a cat, say, but it is also to be found in the cat existing in the mode of esse naturale.  Now the dispute, as I see it, is about the exact status of these objective contents or common natures.  I can think of three possibilities:

A. The common nature really exists.
B. The common nature does not exist, really or intentionally, but has Meinongian Aussersein status.  (This seems to be Novotny's view.  See p. 34 of his article cited above.)
C. The common nature exists intentionally, not really, as an object of a double abstraction.

Now both LN and I reject (A).  I opt for (B).  Accordingly, my thesis is that the doctrine of common natures inherits — to put it anachronistically! — all of the problems of Meinong's doctrine of Aussersein. LN seems to be opting for (C).  The trouble with(C) is that it contradicts Thomist doctrine according to which the common nature is neither universal nor particular, neither one nor many, and neither really nor intentionally existent.  For on (C), the common nature, as Maritain said, is "abstract and universal."  It is also one not neither one nor many, and intentionally existent, not neither really nor intentionally existent.

There is more to LN's comment, but the rest will have to be addressed in a separate post or posts.

Bare Particulars and Lukáš Novák’s Argument Against Them

In his contribution to the book I am reviewing, Metaphysics: Aristotelian, Scholastic, Analytic (Ontos Verlag, 2012), Lukáš Novák mounts an Aristotelian argument against bare particulars.  In this entry I will try to understand his argument.  I will hereafter refer to Professor Novák as 'LN' to avoid the trouble of having to paste in the diacriticals that his Czech name requires.

As I see it, the overall structure of LN's argument is an instance of modus tollens:

1. If some particulars are bare, then all particulars are bare.
2. It is not the case that all particulars are bare.
Therefore
3. No particulars are bare.

On the Very Idea of a Bare Particular

'Bare particular' is a technical term in philosophy the provenance of which is the work of Gustav Bergmann. (D. M. Armstrong flies a similar idea under the flag 'thin particular.')  Being a terminus technicus,  the term does not wear its meaning on its sleeve. It does not refer to particulars that lack properties; there are none.  It refers to particulars that lack natures or nontrivial essential properties.  (Being self-identical is an example of a trivial essential property; being human of a nontrivial essential property.)  Bare particulars differ among themselves solo numero: they are not intrinsically or essentially different, but only numerically different.  Or you could say that they are barely different. Leibniz with his identitas indiscernibilium would not have approved. 

The notion of a bare particular makes sense only in the context of a constituent ontology according to which ordinary particulars, 'thick particulars' in the jargon of Armstrong, have ontological constituents or metaphysical parts.  Consider two qualitatively indiscernible round red spots.  There are two of them and thay share all their features.  What is the ontological ground of the sameness of features?  The sameness of the universals 'in' each spot.  What grounds the  numerical difference? What makes them two and not one?  Each has a different bare particular among its ontological constituents.  BPs, accordingly, are individuators/differentiators. On this sort of ontological analysis an ordinary particular is a whole of ontological parts including universals and a bare particular.  But of course the particulars exemplify the universals, so a tertium quid is needed, a nexus of exemplification to tie the bare particular to the universals. 

The main point, however, is that there is nothing in the nature of a bare particular to dictate which universals it exemplifies: BPs don't have natures.  Thus any BP is 'promiscuously combinable' with any first-order universal.  On this Bergmannian ontological scheme it is not ruled out that Socrates might have been an octopus or a valve-lifter in a '57 Chevy.  The other side of the coin is that there is no DE RE metaphysical necessity that Socrates be human.  Of course, there is the DE DICTO metaphysical impossibility, grounded in the respective properties, that an octopus be human.  But it is natural to want to say more, namely that it is DE RE metaphysically impossible that Socrates be an octopus.  But then the problem is: how can a particular qua particular 'contradict' any property?  Being an octopus 'contradicts' (is metaphysically inconsistent with)  being a man.  But how can a particular be such as to disallow  its exemplification of some properties? (116)

Thus I agree with LN that if there are bare particulars, then there are no DE RE metaphysical necessities pertaining to ordinary particulars, and vice versa. This is why LN, an Aristotelian, needs to be able to refute the very notion of a bare particular.

LN's Argument for premise (2) in the Master Argument Above

LN draws our attention to the phenomenon of accidental change.  A rock goes from being cold to being hot.  Peter goes from being ignorant of the theorem of Pythagoras to being  knowledgeable about it.  These are accidental changes: one and the same particular has different properties at different times.  Now a necessary condition of accidental change is that one and the same subject have different properties at different times.  But is it a sufficent condition?  Suppose Peter is F at time t and not F at time t* (t* later than t).  Suppose that F-ness is a universal.  It follows that Peter goes from exemplifying the universal F-ness at t to not exemplifying it at t*.  That is: he stands in the exemplification relation to F-ness at t, but ceases so to stand to t*.  But there has to be more to the change than this.  For, as LN points out, the change is in Peter.  It is intrinsic to him and cannot consist merely in a change in a relation to a universal.  Thus it seems to LN that, even if there are universals and particulars, we need another category of entity to account for accidental change, a category that that I will call that of property-exemplifications.  Thus Peter's being cold at t is a property-exemplification and so is Peter's not being cold at t*.  Peter's change in respect of temperature involves Peter as the diachronically persisting substratum of the change, the universal coldness, and two property-exemplifications, Peter's being cold at t and Peter's being not cold at t*.

These property-exemplifications, however, are particulars, not universals even though each has a universal as a constituent.  This is a special case of what Armstrong calls the Victory of Particularity: the result of a particular exemplifying a universal is  a particular.   Moreover, these items have natures or essences: it is essential to Peter's being cold that it have coldness as a constituent.  (This is analogous to mereological essentialism.) Hence property- exemplifications are particulars, but not bare particulars.  Therefore, (2) is true: It is not the case that all particulars are bare. 

I find LN's argument for (2) persuasive.  The argument in outline:

4. There are property-exemplifications
5. Property-exemplifications are particulars
6. Property-exemplifications have natures
7. Whatever has a nature is not bare
Therefore
2. It is not the case that all particulars are bare.

Premise (1) in the Master Argument

LN has shown that not all particulars are bare.  But why should we think that (1) is true, that if some particulars are bare, then all are?   It could be that simple particulars are bare while complex particulars, such as property-exemplifications,  are not bare.  If that is so, then showing that no complex particular is bare would  not amount to showing that no particular is bare.

The Master Argument, then, though valid, is not sound, or at at least it is not obviously sound: we have been given no good reason to accept (1).

Property-exemplifications, Tropes, and Accidents

But in all fairness to LN I should point out that he speaks of tropes and accidents, not of property-exemplifications.  I used the latter expression because 'trope' strikes me as  out of place.  Tropes are simples Peter's being ignorant of the theorem of Pythagoras at t, however, is a complex, and LN says as much on p. 117 top.    So the entity designated by the italicized phrase is not a trope, strictly speaking.  'Trope' is a terminus technicus whose meaning in this ontological context was first given to it by Donald C. Williams.  

Well, is the designatum of the italicized phrase an accident?  Can an accident of a substance have that very subtance as one of  its ontological constituents?  I should think not.  But Peter's being ignorant of the theorem of Pythagoras at t has Peter as one of its constituents.  So I should think that it is not an accident of Peter.

I conclude that either I am failing to understand LN's argument or that he has been insufficiently clear in expounding it.

A Final Quibble

LN suggests that the intuitions behind the theory of bare particulars are rooted in Frege's mutually exclusive and jointly exhaustive distinction between concepts and objects. "Once this distinction has been made, it is very hard to see how there might be a genuine case of logical de re necessity." (115) The sentence quoted is true,  but as I said above, the notion of a bare particular makes no sense except in the context of a constituent ontology.   Frege's, however, is not a constituent ontology like Bergmann's but what Bergmann calls a function ontology.  (See G. Bergmann, Realism, p. 7.  Wolterstorff's constituent versus relation ontology distinction is already in Bergmann as the distinct between complex and function ontologies.)  So I deny that part of the motivation for  the positing of bare particulars is an antecedent acceptance of Frege's concept-object distinction.  I agree that if one accepts that distinction, then logical or rather metaphyscal de re necessity goes by the boards.  But the Fregean distinction is not part of the motivation or argumentation for bare particulars. 

Just what considerations motivate the positing of bare particulars would be a good topic for a separate post. 

Stanislav Sousedik’s “Towards a Thomistic Theory of Predication”

Enough of politics, back to some hard-core technical philosophy.  If nothing else, the latter offers exquisite escapist pleasures not unlike those of chess. Of course I don't believe that technical philosophy is escapist; my point is a conditional one: if it is, its pleasures suffice to justify it as a form of recuperation from  this all-too-oppressive world of 'reality.'  It's what I call a 'fall-back position.'

I have been commissioned to review the collection of which the above-captioned article is a part.  The collection is entitled Metaphysics: Aristotelian, Scholastic, Analytic (Ontos Verlag 2012) and includes contributions by Peter van Inwagen, Michael Loux, E. J. Lowe, and several others.  My review article will address such topics as predication, truth-makers, bare particulars, and the advantages and liabilities of constituent ontology.  I plan a series of posts in which I dig deep into some of the articles in this impressive collection.

Stanislav Sousedik argues for an "identity theory of predication" according to which a predicative sentence such as 'Peter is a man' expresses an identity of some sort between the referent of the subject 'Peter' and the referent of the predicate 'man.'  Now to someone schooled in modern predicate logic (MPL) such an identity  theory will appear wrongheaded from the outset.  For we learned at Uncle Gottlob's knee to distinguish between the 'is' of identity ('Peter is Peter') and the 'is' of predication ('Peter is a man').

But let's give the Thomist theory a chance.  Sousedik, who is well aware of Frege's distinction, presents an argument for the identity in some sense of subject and predicate.  He begins by making the point that in the declarative 'Peter is a man' and the vocative 'Peter, come here!' the individual spoken about is (or can be) the same as the individual addressed.  But common terms such as 'man' can also be used to address a person.  Instead of saying,  'Peter, come here!' one can say 'Man, come here!'  And so we get an argument that I will put as follows:

1. Both 'Peter' and 'man' can be used to refer to the same individual. Therefore

2. A common term can be used to refer to an individual.  But

3. Common terms also refer to traits of individuals.  Therefore

4. The traits must be identical in some sense to the individuals.  E.g., the referent of 'Peter' must be in some sense identical to the referent of 'man.'

But in what sense are they identical?  Where Frege distinguishes between predication and identity, Sousedik distinguishes between weak and strong identity. 'Peter is Peter' expresses strong identity while 'Peter is a man' expresses weak identity.  "Strong identity is reflexive, symmetric, and transitive, weak identity has none of these formal properties." (254)  It thus appears that strong identity is the same as what modern analytic philosophers call (numerical) identity.  It is clear that 'Peter is a man' cannot be taken to express strong identity. But what is weak identity?

S. is a constituent ontologist.  He holds that ordinary substances such as Peter have what he calls "metaphysical parts."  Whereas Peter's left leg is a physical part of him, his traits are metaphysical parts of him.  Thus the referents of the common terms 'man,' 'animal,' living thing,' etc. are all metaphysical parts of Peter.  Clearly, these are different traits of Peter.  But are they really distinct in Peter?  S. says that they are not: they are really identical in Peter and only "virtually distinct" in him.  The phrase is defined as follows.

(Def. 1)  Between x, y there is a virtual  distinction iff (i) x, y are really identical; (ii) x can become an object of some cognitive act Φ without y being the object  of the same act Φ . . . . (251)

For example, humanity and animality in Peter are really identical but virtually distinct in that humanity can be the intentional object of a cognitive act without animality being the object of the same act.  I can focus my mental glance so to speak on Peter's humanity while leaving out of consideration his animality even though he is essentially both a man and an animal and even though animality is included within humanity. 

The idea, then, is that Peter has metaphysical parts (MPs) and that these items are really identical in Peter but virtually distinct, where the virtual distinctness of any two MPs is tied to the possibility of one of them being the object of a cognitive act without the other being the object of the same act.

Is S. suggesting that virtual distinctness is wholly mind generated?   I don't think so.  For he speaks of a potential distinction of MPs in concrete reality, a distinction that becomes actual when the understanding grasps them as distinct.  (253) And so I take the possibility mentioned in clause (ii) of the above definition to be grounded not only in the mind's power to objectify and abstract but also in a real potentiality in the MPs in substances like Peter.

One might be tempted to think of weak identity as a part-whole relation.  Thus one might be tempted to say that 'Peter' refers to Peter and 'man' to a property taken in the abstract that is predicable not only of Peter but of other human beings as well.  'Peter is a man' would then say that this abstract property is a metaphysical part of Peter.  But this is not Sousedik's or any Thomist's view.  For S. is committed to the idea that "Every empirical individual and every part or trait of it is particular." (251)  It follows that no metaphysical part of any concrete individual is a universal.  Hence no MP is an abstract property.  So weak identity is not a part-whole relation.

What is it then?

First of all, weak identity is a relation that connects a concrete individual such as Peter to a property taken abstractly.  But in what sense is Peter identical to humanity taken abstractly?   In this sense:  the humanity-in-Peter and the humanity-in-the-mind have a common constituent, namely, humanity taken absolutely as common nature or natura absoluta or natura secundum se.  (254)  What makes weak identity identity is the common constituent shared by the really existing humanity in Peter and the intentionally existing  humanity in the mind of a person who judges that Peter is human.

So if we ask in what sense the referent of 'Peter' is identical to the referent of 'man,' the answer is that they are identical in virtue of the fact that Peter has a proper metaphysical part that shares a constituent with the objective concept referred to by 'man.'  Sousedik calls this common constituent the "absolute subject."  In our example, it is human nature taken absolutely in abstraction from its real existence in Peter and from its merely intentional existence in the mind.

Critical Observations

I am deeply sympathetic to Sousedik's constituent-ontological approach, his view that existence is a first-level 'property,' and the related view that there are modes of existence. (253)  But one of the difficulties I  have with S.'s  identity theory of predication is that it relies on common natures, and I find it difficult to make sense of them as I already spelled out in a previous post.    Common natures are neither one nor many, neither universal nor particular.  Humanity is many in things but one in the mind.  Hence taken absolutely it is neither one nor many.  It is this absolute feature that allows it be the common constituent in humanity-in-Peter and humanity-in-the-mind.  And as we just saw, without this common constituent there can be no talk of an identity between Peter and humanity.  The (weak) identity 'rides on' the common constituent, the natura absoluta.  Likewise, humanity is particular in particular human beings but universal in the mind (and only in the mind).  Hence taken absolutely it is neither particular nor universal. 

But it also follows that the common nature is, in itself and taken absolutely, neither really existent nor intentionally existent.  It enjoys neither esse naturale (esse reale) nor esse intentionale.  Consequently it has no being (existence) at all. This is not to say that it is nonexistent.  It is to say that it is jenseits von Sein und Nichtsein to borrow a phrase from Alexius von Meinong, "beyond being and nonbeing." 

The difficulty is to understand how there could be a plurality of distinct items that are neither universal nor particular, neither one nor many, neither existent nor nonexistent.  Note that there has to be a plurality of them: humanity taken absolutely is distinct from animality taken absolutely, etc.  And what is the nature of this distinctness?  It cannot be mind-generated.  This is because common natures are logically and ontologically prior to mind and matter as that which mediates between them. They are not virtually distinct.  Are they then really distinct?  That can't be right either since they lack esse reale.

And how can these common or absolute natures fail to be, each of them, one, as opposed to neither one nor many?  The theory posits a plurality of items distinct among themselves.  But if each is an item, then each is one.  An item that is neither one nor many is no item at all.

There is also this consideration.  Why are common natures more acceptable than really existent universals as constituents of ordinary particulars such as Peter?    The Thomists allow universals only if they have merely intentional existence, existence 'in' or rather for a mind.  "Intentional existence belongs to entities which exist only in dependence upon the fact that they are objects of our understanding." (253)  They insist that, as S. puts it,  "Every empirical individual and every part or trait of it is particular." (251)  S. calls the latter an observation, but it is not really a datum, but a bit of theory.  It is a datum that 'man' is predicable of many different individuals.  And it is a datum that Peter is the subject of plenty of essential predicates other than 'man.'  But it is not a clear datum that Peter is particular 'all the way through.'  That smacks of a theory or a proto-theory, not that it is not eminently reasonable.

One might 'assay' (to use G. Bergmann's term) an ordinary particular as a complex consisting of a thin or 'bare'  particular instantiating universals.  This has its own difficulties, of course, but why should a theory that posits common natures be preferrable to one that doesn't but posits really existent universals instead?  Either way problems will arise.

The main problem in a nutshell is that it is incoherent to maintain that some items are such that they have no being whatsoever.  'Some items are such that they have no being whatsoever' is not a formal-logical contradiction, pace van Inwagen, but it is incoherent nonetheless.  Or so it seems to me. 

Aquinas Meets Frege: Analysis of an Argument from De Ente et Essentia

The other day I expressed my reservations as to the coherence of the Thomistic notion of a common nature.  Let's plunge a little deeper by considering the argument from Chapter 3 of Thomas Aquinas, On Being and Essence (tr. Robert T. Miller, emphasis added):

The nature, however, or the essence thus understood can be considered in two ways.
First, we can consider it according to its proper notion, and this is to consider it absolutely. In this way, nothing is true of the essence except what pertains to it absolutely: thus everything else that may be attributed to it will be attributed falsely. For example, to man, in that which he is a man, pertains animal and rational and the other things that fall in his definition; white or black or whatever else of this kind that is not in the notion of humanity does not pertain to man in that which he is a man. Hence, if it is asked whether this nature, considered in this way, can be said to be one or many, we should concede neither alternative, for both are beyond the concept of humanity, and either may befall the conception of man. If plurality were in the concept of this nature, it could never be one, but nevertheless it is one as it exists in Socrates. Similarly, if unity were in the notion of this nature, then it would be one and the same in Socrates and Plato, and it could not be made many in the many individuals. Second, we can also consider the existence the essence has in this thing or in that: in this way something can be predicated of the essence accidentally by reason of what the essence is in, as when we say that man is white because Socrates is white,
although this does not pertain to man in that which he is a man.

The argument may be set forth as follows:

1. A nature can be considered absolutely or according to the being it has in this or that individual.

2. If a nature is considered absolutely, then it is not one.  For if oneness were included in the nature of humanity, e.g., then humanity could not exist in many human beings.

3. If a nature is considered absolutely, then it is not many. For if manyness were included in the nature of humanity, e.g., then humanity could not exist in one man, say, Socrates.

Therefore

4. If a nature is considered absolutely, then it is neither one nor many, neither singular nor plural.

I find this argument intriguing because I find it extremely hard to evaluate, and because I find the conclusion to be highly counterintuitive.  It seems to me obvious that a nature or essence such as humanity is one, not many, and therefore not neither one nor many!

The following is clear.  There are many instances of humanity, many human beings.  Therefore, there can be many such instances. It follows that there is nothing in the nature of humanity to preclude there being many such instances.  But there is also nothing in the nature of humanity to require that there be many instances of humanity, or even one instance.  We can express this by saying that the nature humanity neither requires nor precludes its being instantiated. It allows but does not entail instantiation.  This nature, considered absolutely, logically allows multiple instantiation, single instantiation, and no instantiation.  It logically allows that there be many men, just one man, or no men.

That much is crystal clear.  But surely it does not follow that the nature humanity is neither one nor
many.  What Aquinas is doing above is confusing what Frege calls a mark (Merkmal) of a concept with a property (Eigenschaft)  of a concept.  (See Foundations of Arithmetic, sec. 53, first publ. 1884)  The marks of a concept are the subconcepts which are included within it.  Thus man has animal and rational as marks.  But these are not properties (Eigenschaften) of the concept man since no concept is an animal or is rational.  Being instantiated is an example of a property of man, a property that cannot be a mark of man.   If being instantiated were a mark of man, then the concept man could not fail to be instantiated.  In general, the marks of a concept are not properties thereof, and vice versa. 

A couple more examples.  Three-sided is a mark of the concept triangle, but is is not a property of this concept for the simple reason that no concept is three-sided. Male is a mark of the concept bachelor, but not a property of it since no concept is male.

Aquinas has an insight which can be expressed in Fregean jargon as follows.  Being singly instantiated — one in reality –  and being multiply instantiated — many in reality — are not marks (Merkmale) of the nature humanity.  But because he (along with everyone else prior to 1884) confuses marks with properties (Eigenschaften), he concludes that the nature itself cannot be either one or many.  But surely the nature itself is one, nor many.  That is consistent with holding that the nature admits of single instantiation, multiple instantiation, or no instantiation.

To put it another way, Aquinas confuses the 'is' of predication ('Socrates is a man') with the 'is' of subordination ('Man is an animal').  Man is predicable of Socrates, but animal is not predicable of man, pace Aristotle, Categories 3b5: no concept or nature is an animal.  Socrates falls under man; Animal falls within man.  Falling-under and falling-within are different relations.  Animal is superordinate to man while man is subordinate to animal. But that is not to say that animal is predicable of man.  Both animal and man are predicable of Socrates, which is to say: Socrates falls under both concepts.  But man does not fall under animal, animal falls within man.  If man fell under animal, then the concept man would be an animal, which is absurd.

For these reasons I do not find the argument from De Ente et Essentia compelling.  It is based on confusions that the great logician Gottlob Frege was the first to sort out. But perhaps there is a good Thomist response.

Gyula Klima on Thomistic Common Natures: Some Questions

In his SEP article, The Medieval Problem of Universals, Gyula Klima offers the following explanation of the Thomistic doctrine of common natures:

So, a common nature or essence according to its absolute consideration abstracts from all existence, both in the singulars and in the mind. Yet, and this is the important point, it is the same nature that informs both the singulars that have this nature and the minds conceiving of them in terms of this nature. To be sure, this sameness is not numerical sameness, and thus it does not yield numerically one nature. On the contrary, it is the sameness of several, numerically distinct realizations of the same information-content, just like the sameness of a book in its several copies. Just as there is no such a thing as a universal book over and above the singular copies of the same book, so there is no such a thing as a universal nature existing over and above the singular things of the same nature; still, just as it is true to say that the singular copies are the copies of the same book, so it is true to say that these singulars are of the same nature.

I am struggling to understand this.  Consider the common nature humanity. When we consider it in itself, or absolutely, we abstract from its existence in material singulars (Socrates, Plato, Aristotle, . . .) and from its existence in minds.  When we consider it absolutely we thus consider it in abstraction from esse, whether esse naturale or esse intentionale.  So considered, the common nature has no mode of esse or existence.  Having no mode of existence, the common nature does not exist.  This prompts my first question:

Q1. How can an item have no being or existence at all?  (I am using 'being' and 'existence' interchangeably.)  Would it not then be nothing?  But it is not nothing; it is the very common nature that it is, one distinct from other common natures.   What we have here, as it seems to me, is an anticipation of Meinong's doctrine of Aussersein, with the problems that the latter brings in  its train.  But having invoked Meinong I now send him back to his jungle; my present concern is merely to understand Aquinas.  There is this item, humanity, which, absolutely considered, has no being, but is nonethless a definite mind-independent item.  Mind-independent yet beingless.  Do you not find this puzzling?

I am not suggesting that there is a narrowly-logical (purely formal) contradiction in There is an item that has no being.  Some will  be tempted to mount that objection since the italicized sentence certainly does smack  of formal-logical contradiction: There is an x such that x is not.  But the formal-logical contradiction seems to dissipate if we put it like this: Some item is beingless, where 'some' has no existential or ontological import whatsoever.  The latter italicized sentence is not formally self-contradictory. Its form is Some F is G which admits of true substitution-instances. 

So I see no formal-logical contradiction in the doctrine of common natures any more than I see a formal-logical contradiction in Meinong's doctrine of Aussersein.  My point is not formal-logical but metaphysical.  I just don't understand how something can be mind-independent without having any being at all.

Note also that this item — humanity as common nature or natura absoluta — is neither particular nor universal.  It would be particular if it existed with esse naturale in singulars; it would be universal if it existed with esse intentionale in a mind.  But in itself, considered absolutely, it exists in neither way and is therefore  neither particular nor universal.  This prompts my second question:

Q2.  How can a nature be common and yet not in some sense universal?  There is this item which we are considering in abstraction from its material existence in singulars and from its immaterial existence in minds.  It seems that what we must say  that it is universal, not particular. After all, it is common.  How can an item be common to many (to many material singulars and to many acts of thinking) without being universal?

These are not rhetorical questions.  I really don't understand the doctrine.  (Some people have the unpleasant habit of accusing one of posing rhetorical questions when one genuinely asks questions.  Isn't that what philosophers mainly do, ask questions?)

What's more, common natures are neither one nor many.  In De Ente et Essentia, Thomas gives an argument for this claim, an argument I examine and reject in a separate post.   At the moment I am concerned with the intelligibility of the claim, not its justification.  I want to understand the claim, but so far I am finding it unintelligible.  Hence my third question:

Q3.  How can a common nature be neither one nor many?  Must it not be one item to be common?

Klima offers an analogy.  It is a commonplace that there can be many copies of the same book.  Each copy is a material singular.  And of course 'same book' does not refer to a material singular over and above the many copies.  And yet the same information-content is expressed in each (uncorrupted) copy and is understood by each mind that reads (with comprehension) a copy.  A common nature, then, is like the information-content of a book. 

Unfortunately, this analogy does not help me.  It seems obvious to me that the information-content is one, not neither one nor many. 

To sum up.  A common nature, considered absolutely,  is neither one nor many, neither universal nor particular.  Considered absolutely, it exists neither in singulars nor in minds.  What's more, this absolute consideration, this consideration of it as it is in itself, does not make of it an abstractum that depends on a mind for its existence.  And so it has some sort of mind-independent status along with its matter-independent status.  Having neither esse naturale nor esse inentionale, it has no being at all.  Having no being at all, we can say that common natures are ausserseiend in Meinong's sense, jenseits von Sein und Nichtsein, "beyond being and nonbeing."  Each of these items is a pure Sosein with no Sein.

Is this a coherent conception?  I can't see that it is. But I don't claim to have refuted it.  For my misgivings rest on an assumption that, while it  seems intuitively obvious to me,  I would be hard-pressed to justify in a non-circular way,, namely, that whatever has mind-independent status must have some mode of being or other.

Transitivity of Predication?

I dedicate this post to London Ed, who likes sophisms and scholastic arcana.

Consider these two syllogistic arguments:

A1. Man is an animal; Socrates is a man; ergo, Socrates is an animal.
A2. Man is a species; Socrates is a man; ergo, Socrates is a species.

The first argument is valid.  On one way of accounting for its validity, we make two assumptions.  First, we assume that each of the argument's constituent sentences is a predication.  Second, we assume the principle of the Transitivity of Predication: if x is predicable of y, and y is predicable of z, then x is predicable of z.  This principle has an Aristotelian pedigree.  At Categories 3b5, we read, "For all that is predicated of the predicate will be predicated also of the subject." So if animal is predicable of man, and man of Socrates, then animal of Socrates.  

Something goes wrong, however, in the second argument.  The question is: what exactly?  Let's first of all see if we can diagnose the fallacy while adhering to our two assumptions.  Thus we assume that each occurrence of 'is' in (A2) is an 'is' of predication, and that predication is transitive.  One suggestion  — and I take this to be the line of some Thomists — is that (A2) equivocates on 'man.'  In the major, 'man' means 'man-in-the-mind,' 'man as existing with esse intentionale.'  In the minor, 'man' means 'man-in-reality,' 'man as existing with esse naturale.'  We thus diagnose the invalidity of (A2) by saying that it falls afoul of quaternio terminorum, the four-term fallacy.  On this diagnosis, Transitivity of Predication is upheld: it is just that in this case the principle does not apply since there are four terms.

But of course there is also the modern Fregean way on which we abandon both of our assumptions and locate the equivocation in (A2) elsewhere.  On a Fregean diagnosis, there is an equivocation on 'is' in (A2) as between the 'is' of inclusion and the 'is' of predication.  In the major premise, 'is' expresses, not predication, but inclusion: the thought is that the concept man includes within its conceptual content the subconcept species.  In the minor and in the conclusion, however, the 'is'  expresses predication: the thought is that Socrates falls under the concepts man and species.  Accordingly, (A2) is invalid because of an equivocation on 'is,' not because of an equivocation on 'man.'

The Fregean point is that the concept man falls WITHIN but not UNDER the concept animal, while the object Socrates falls UNDER but not WITHIN the concepts man and animalMan does not fall under animal because no concept is an animal.  Animal is a mark (Merkmal) not a property (Eigenschaft) of man.  In general, the marks of a concept are not its properties.  But concepts do have properties.  The property of being instantiated, for example, is a property of the concept man.  But it is not a mark of it.  If it were a mark, then man by its very nature would be instantiated and it would be a conceptual truth that there are human beings, which is false.

Since on the Fregean scheme the properties of concepts needn't be properties of the items that fall under the concepts, Transitivity of Predication fails.  Thus, the property of being instantiated is predicable of the concept philosopher, and the concept philosopher is predicable  of Socrates; but the property of being instantiated is not predicable of Socrates. 

Frege Meets Aquinas: A Passage from De Ente et Essentia

Here is a passage from Chapter 3 of Thomas Aquinas, On Being and Essence (tr. Robert T. Miller, emphasis added):

The nature, however, or the essence thus understood can be considered in two ways. First, we can consider it according to its proper notion, and this is to consider it absolutely. In this way, nothing is true of the essence except what pertains to it absolutely: thus everything else that may be attributed to it will be attributed falsely. For example, to man, in that which he is a man, pertains animal and rational and the other things that fall in his definition; white or black or whatever else of this kind that is not in the notion of humanity does not pertain to man in that which he is a man. Hence, if it is asked whether this nature, considered in this way, can be said to be one or many, we should concede neither alternative, for both are beyond the concept of humanity, and either may befall the conception of man. If plurality were in the concept of this nature, it could never be one, but nevertheless it is one as it exists in Socrates. Similarly, if unity were in the notion of this nature, then it would be one and the same in Socrates and Plato, and it could not be made many in the many individuals. Second, we can also consider the existence the essence has in this thing or in that: in this way something can be predicated of the essence accidentally by reason of what the essence is in, as when we say that man is white because Socrates is white, although this does not pertain to man in that which he is a man.

What intrigues me about this passage is the following argument that it contains:

1. A nature can be considered absolutely (in the abstract) or according to the being it has in this or that individual.
2. If a nature is considered absolutely, then it is not one.  For if oneness were included in the nature of humanity, e.g., then humanity could not exist in many human beings.
3. If a nature is considered absolutely, then it is not many. For if manyness were included in the nature of humanity, e.g., then humanity could not exist in one man, say, Socrates.
Therefore
4. If a nature is considered absolutely, then it is neither one nor many, neither singular nor plural.

I find this argument intriguing because I find it extremely hard to evaluate, and because I find the conclusion to be highly counterintuitive.  It seems to me obvious that a nature or essence such as humanity is one, not many, and therefore not neither one nor many!

The following is clear.  There are many instances of humanity, many human beings.  Therefore, there can be many such instances. It follows that there is nothing in the nature of humanity to preclude there being many such instances.  But there is also nothing in the nature of humanity to require that there be many instances of humanity, or even one instance.  We can express this by saying that the nature humanity neither requires nor precludes its being instantiated. This nature, considered absolutely, logically allows multiple instantiation, single instantiation, and no instantiation.  It logically allows that there be many men, just one man, or no men.

But surely it does not follow that the nature humanity is neither one nor many.  What Aquinas is doing above is confusing what Frege calls a mark (Merkmal) of a concept with a property (Eigenschaft)  of a concept.  The marks of a concept are the subconcepts which are included within it.  Thus man has animal and rational as marks.  But these are not properties of the concept man since no concept is an animal or is rational.  Being instantiated is an example of a property of man, a property that cannot be a mark of man.   In general, the marks of a concept are not properties thereof, and vice versa.  Exercise for the reader:  find a counterexample, a concept which is such that one of its marks is also a property of it.

Aquinas has an insight which can be expressed in Fregean jargon as follows.  Being singly instantiated — one in reality —  and being multiply instantiated — many in reality — are not marks (Merkmale) of the nature humanity.  But because he (along with everyone else prior to 1884) confuses marks with properties (Eigenschaften), he concludes that the nature itself cannot be either one or many.

To put it another way, Aquinas confuses the 'is' of predication ('Socrates is a man') with the 'is' of subordination ('Man is an animal').  Man is predicable of Socrates, but animal is not predicable of man, pace Aristotle, Categories 3b5: no concept or nature is an animal.  Socrates falls under man; Animal falls within manAnimal is superordinate to man while man is subordinate to animal.

For these reasons I do not find the argument from De Ente et Essentia compelling.  But perhaps there is a good Thomist response.

Geach on the Real Distinction II: The Argument from Intentionality

See Geach on the Real Distinction I for some background on the distinctio realis.  This post lays out the argument from intentionality to the real distinction.

A theory of intentionality ought to explain how the objective reference or object-directedness of our thoughts and perceptions is possible. Suppose I am thinking about a cat, a particular cat of my acquaintance whom I have named 'Max Black.' How are we to understand the relation between the mental act of my thinking, which is a transient datable event in my mental life, and its object, namely the cat I am thinking of? What makes my thinking of Max a thinking of Max?  Or perhaps Max is in front of me and I am seeing him.  What makes my seeing a seeing of him?

Here is what Peter Geach has to say, glossing Aquinas:

What makes a sensation or thought of an X to be of an X is that it is an individual occurrence of that very form or nature which occurs in X — it is thus that our mind 'reaches right up to the reality'; what makes it to be a sensation or thought of an X rather than an actual X or an actual X-ness is that X-ness here occurs in the special way called esse intentionale and not in the 'ordinary' way called esse naturale. This solution resolves the difficulty. It shows how being of an X is not a relation in which the thought or sensation stands, but is simply what the thought or sensation is . . . .(Three Philosophers, Cornell UP, 1961, p. 95)

Geach But what the devil does that mean? Allow me to explain. The main point here is that ofness or aboutness is not a relation between a mental act and its object. Thus intentionality is not a relation that relates my thinking of Max and Max. My thinking of Max just is the mental occurrence of the very same form or nature — felinity — which occurs physically in Max. Max is a hylomorphic compound, a compound of form and (signate) matter. Old Max himself, fleas and all, is of course not in my mind. It is his form that is in my mind. But if felinity informs my mind, why isn't my mind a cat? Here is where the distinction between esse intentionale and esse naturale comes in. One and the same form — felinity — exists in two different modes. Its mode of being in my mind is esse intentionale while its mode of being in Max is esse naturale.

Because my thought of Max just is the intentional occurrence of the same form or nature that occurs naturally in Max, there is no problem about how my thought reaches Max. One could call this an identity theory of intentionality.

What if Max were, unbeknownst to me, to cease to exist while I was thinking about him? My thinking would be unaffected: it would still be about Max in exactly the way it was about him before. The Thomist theory would account for this by saying that while the form occurs with esse intentionale in my mind, it does not occur outside my mind with esse reale.

That in a nutshell is the Thomist theory of intentionality. If you can see your way clear to accepting it as the only adequate account of intentionality, then it supplies a reason for the real distinction.  For the account requires that there be two distinct modes of esse, an immaterial mode, esse intentionale, and a material mode, esse naturale. Now if F-ness can exist in two different modes, then it cannot be identical to either and must be really distinct from both. (Cf. "Form and Existence" in God and the Soul, pp. 62-64.)

This argument for the real dstinction is only as good as the Thomist theory of intentionality which in turn rests on the notion of a common nature, felinity, say, which is indifferent to existence inasmuch as it can exist with esse naturale in Max and with esse intentionale in a Max-thinker, but taken in itself  and absolutely is neither material nor mental, neither many nor one.

The aporetics of common natures will be taken up in subsequent posts.

Kenny, Geach, and the Perils of Reading Frege Back Into Aquinas

I have been studying Anthony Kenny, Aquinas on Being (Oxford 2002).  I cannot report that I find it particularly illuminating.  I am troubled by the reading back of Fregean doctrines into Aquinas, in particular in the appendix, "Frege and Aquinas on Existence and Number." (pp. 195-204)  Since Kenny borrows heavily from Peter Geach, I will explain one of my misgivings in connection with a passage from Geach's important article, "Form and Existence" in God and the Soul.  Geach writes,

Frege, like Aquinas, held that there was a fundamental distinction in rebus answering to the logical distinction between subject and predicate — the distinction between Gegenstand (object) and Begriff (concept). [. . .] And for Frege the Begriff, and it alone, admits of repetition and manyness; an object cannot be repeated — kommt nie wiederholdt vor. (45-46)

So far, so good.  Geach continues:

Understood in this way, the distinction between individual and form is absolutely sharp and rigid; what can be sensibly said of one becomes nonsense if we try to say it of the other. [. . .] Just because of this sharp distinction, we must reject the Platonic doctrine that what a predicate stands for is is some single entity over against its many instances, hen epi pollon. On the contrary:  the common nature that the predicate 'man' (say) stands for can be indifferently one or many, and neither oneness nor manyness is a mark or note of human nature itself.  This point is made very clearly by Aquinas in De Ente et Essentia.  Again we find Frege echoing Aquinas; Frege counts oneness or manyness (as the case may be) among the properties (Eigenschaften) of a concept, which means that it cannot at the same time be one of the marks or notes (Merkmalen) of that concept. (46)

I smell deep confusion here.  But precisely because the confusion runs deep I will have a hard time explaining clearly wherein the confusion consists.  I will begin by making a list of what Geach gets right.

1. Objects and individuals are unrepeatable. 
2. Concepts and forms are repeatable.
3. Setting aside the special question of subsistent forms, no individual is a form, and no object is a concept.
4. Frege distinguishes between the marks of a concept and the properties of a concept. The concept man, for example, has the concept animal as one of its marks.  But animal is not a property of man, and this for the simple reason that no concept is an animal.  Man has the property of being instantiated.  This property, however, is not a mark of man since it is not included within the latter's conceptual content:  one cannot by sheer analysis of the concept man determine whether or not there are any men.  So there is a sense in which "neither oneness nor manyness is a mark or note of human nature itself."  This is true if taken in the following sense: neither being instantiated singly nor being instantiated multiply is a mark of the concept man.

But how do these points, taken singly or together, support Geach's rejection of "the Platonic doctrine that what the predicate stands for is some single entity over against its many instances"?  They don't!

It seems obvious to me that Geach is confusing oneness/manyness as the relational property of single/multiple instantiation with oneness/manyness as the monadic property of being one or many.  It is one thing to ask whether a concept is singly or multiply instantiated.  It is quite another to ask whether the concept itself  is one or many.  It is also important to realize that a Fregean first-level concept, when instantiated, does not enter into the structure of the individuals that instantiate it.  Aquinas is a constituent ontologist, but Frege is not.  This difference is deep and causes a world of trouble for those who attempt to understand Aquinas in Fregean terms.  For Frege, concepts are functions, and no function enters into the structure of its argument.  The propositional function x is a man is not a constituent of Socrates.  What's more, the value of the function for Socrates as argument is not a state of affairs with Socrates and the function as constituents. The value of the function for Socrates as argument is True; for Stromboli as argument, False.  And now you know why philosophers speak of truth-values.  It's mathematical jargon via Frege the mathematician.

The Fregean concept man is one, not many.  It is one concept, not many concepts.  Nor is it neither one nor many.  It can have one instance, or many instances, or no instance.   The Thomistic form man, however, is, considered in itself, neither one nor many.  It is one in the intellect but (possibly) many in things.  In itself, however, it is neither.  And so it is true to say that the form is not "some single entity over against its many instances."  It is not a single entity because, considered in itself, it is neither single nor multiple.

But this doesn't follow from point (3) above.  And therein consists Geach's mistake.  One cannot validly move from the "sharp distinction" between individuals/objects and forms/concepts  to the conclusion that what a predicate stands for is not a single entity.  Geach makes this mistake because of the confusion  exposed two paragraphs supra.  The mutual exclusion of objects and concepts does not entail that concepts cannot be single entities.

There is another huge problem with reading Frege back into Aquinas, and that concerns modes of existence (esse).  A form in the intellect exists in a different way than it does in things.  But if Frege is right about existence, there cannot be modes of existence.  For if existence is instantiation, then there cannot be modes of existence for the simple reason that there cannot be any modes of instantiation.

I'll say more about this blunder in another post.  It rests in turn on a failure to appreciate  the radically different styles of ontology practiced by Aquinas and Frege.  In my jargon, Aquinas is a constituent ontologist while Frege is a nonconstituent ontologist.  In the jargon of Gustav Bergmann, Aquinas is a compex ontologist while Frege is a function ontologist.

Geach on the Real Distinction I

Oceans of ink have been spilled over the centuries on the celebrated distinctio realis between essence and existence (esse).  You have no idea how much ink, and vitriol too, has flooded  the scholastic backwaters and sometimes spilled over into mainstream precincts. Anyway, the distinction has long fascinated me and I hold to some version of it.  I will first give a rough explanation of the distinction and then examine one of Peter Geach's arguments for it.

1.  First of all, we can say that the real distinction is so-called because it is not a merely conceptual or notional distinction.  It is not like the distinction between the Morning Star and the Evening Star. It is not a distinction parasitic upon how we view things or refer to them.  It is more like the distinction between Venus and Mars.  The MS and the ES are two "modes of presentation" (Fregean Darstellungsweisen) of one and the same chunk of extramental physical reality, the planet Venus.  But Venus and Mars are not modes of presentation but entities in their own right.  Venus and Mars are distinct in reality not merely in conception.

2. But although the Venus-Mars distinction is a real distinction, the distinction between essence and existence cannot be like this.  For while each of the planets can exist without the other, essence and existence cannot each exist without  the other.  A thing's existence is nothing wthout the thing whose existence it is, and thus nothing without the thing's essence.  I hope it is obvious that the existence of this particular coffee cup would be nothing without the cup and the cup's individual essence.

3. It is less obvious that the individual essence would be nothing without existence.  But to make the problem more difficult I will assume that there are no nonexistent individuals, that nothing is an individual unless it exists. This implies that before Socrates came into existence there was no individual essence Socrateity.  His coming into being was not the actualization of a pre-existent wholly determinate individual essence.  (This has implications for the theory of creation: it imples that creation is out of nothing, not out of mere possibles.)  It also implies that there is no individual essence corresponding to the name 'Vulcan' when this is used to denote an intra-Mercurial planet.  My assumption is anti-Meinongian and (I believe) also anti-Avicennian.  (There was a time, long ago, when the Muslims weren't total slouches when it came to philosophy. 'Avicenna' is the Latinization of 'Ibn Sina.')

4.  The essence and the existence of a particular individual are thus each dependent on the other but nonetheless really, not merely notionally,  distinct.  Really distinct (like Venus and Mars, but unlike the Morning Star and the Evening Star) but inseparable (unlike Venus and Mars).  They are really distinct like my eye glasses and my head but not separable in the manner of glasses and head. So an analogy mght be the convexity and concavity of one of the lenses.  The convex surface cannot be without the concave surafce and vice versa, but they are really distinct.  'Convex' and 'concave' are not merely two different ways of referring to the same piece of glass.  There is a real mind-independent difference.  But it is only  an analogy.

5. Now what reason could we have for accepting something like the the real distinction?  Here is one of Geach's arguments, based on Aquinas,  from "Form and Existence," reprinted in Peter Geach, God and the Soul (Thoemmes Press, 1994), pp. 42-64.  Geach's argument is on p. 61.  I'll put the argument in my own way.  I find the argument convincing.

Suppose you have two numerically distinct instances of F-ness.  They don't differ in point of F-ness, since each is an instance of F-ness.  But they are numerically distinct.  So some other factor must be brought in to account for the difference.  That factor is existence.  They differ in their very existence.  Since they differ in existence and yet agree in essence, essence and existence are really distinct.

Max Black was famous for his iron spheres.  (Geach does not mention Black.) He hypothesizes a world consisting of just two of them and nothing else, the spheres being alike in every relational and monadic respect.  In Black's boring world, then, there are two numerically distinct instances of iron sphere.  Since both exist, and since they differ solo numero, I conclude that they  differ in their very existence.  Since they differ in their existence, but agree in their iron sphericity, there is a real distinction between existence and nature or essence.

Suppose you deny that.  Suppose you say that the spheres do not differ in their very existence and that they share existence.  The consequence, should one cease to exist, would be that the other would cease to exist as well, which is absurd.

Three Dualisms: Simple, Compound, and Hylomorphic

This post continues my critique of hylomorphic dualism in the philosophy of mind. (See Hylomorphism category.) I will argue that hylomorphic dualism inherits one of the difficulties of compound substance dualism. But to understand the latter, we need to contrast it with simple or pure substance dualism. By 'substance' I mean primary substance, prote ousia in roughly Aristotle's sense. (But I hope to avoid exegetical bickering.) S is a primary substance if and only if S is broadly logically capable of independent existence.

Feser Defends Hylomorphic Dualism Against My Criticism

I want to thank Edward Feser for responding to my recent post, A Problem for the Hylomorphic Dualist.  And while you are at Ed's site, please read his outstanding entry, So you think you understand the cosmological argument?, an entry with which I agree entirely.

Ed writes,

Naturally, since I am a hylemorphic dualist, I completely disagree with Bill here. Let’s start with the last charge — that hylemorphic dualism “make[s] an exception in the case of the human soul [that] is wholly unmotivated and ad hoc and inconsistent with hylomorphic ontology.” That the view is not “unmotivated and ad hoc” is easily shown. Bill himself would surely acknowledge that there are serious philosophical arguments for hylemorphism, even if he doesn’t accept that view himself. He would also acknowledge that there are serious philosophical arguments for dualism, a view he is sympathetic with. But then he should also acknowledge that someone could find both sorts of arguments convincing. And in that case he should acknowledge that someone could have good philosophical reasons for thinking that there must be some way to combine hylemorphism and dualism.

I agree that there are serious arguments for hylomorphism, and I especially agree that there are strong arguments for dualism.  And I agree that someone who finds both hylomorphism and dualism persuasive will have a motivation to try to combine them by showing how the special-metaphysical thesis of dualism can be accommodated within the general-metaphysical scheme of hylomorphism. 

But if one has good arguments for position A and good arguments for position B, it doesn't follow that one has good arguments for the combined position A + B.  For there may be a good reason why the two positions cannot be combined.  And so it is in the present case.  The case for hylomorphism and the case for dualism do not add up to a case for  hylomorphic dualism.  So while I agree with Ed that one who has good reason to be a hylomorphist and good reason to be a dualist will be powerfully motivated to combine the two positions, I do not agree that the reasons for hylomorphism and dualism, respectively, add up to reasons for the hylomorphic dualism.  A psychological motivation is not the same as a justificatory reason. 

Ed continues:

Nor, contrary to what Bill implies, is Aquinas somehow departing radically from Aristotle. For Aristotle too was committed both to hylemorphism and to the view that the intellect is immaterial — indeed, to the view that the active intellect is immortal. To be sure, that does not by itself show that Aristotle’s views are identical to or entail Aquinas’s; the Averroists took Aristotle’s position in a very different direction, and contemporary commentators often find it simply puzzling. But the reason they do — namely, that it seems odd to say both that the soul is the form of the body and that one of its capacities is somehow separable from the body — is similar to the reason Bill finds Aquinas’s position puzzling. Needless to say, Aristotle had no Christian theological ax to grind; he was simply following the philosophical arguments where they led. There is no reason to accuse Aquinas of doing anything different, and it is hardly unreasonable to suggest that the way to harmonize the various aspects of Aristotle’s position is the way Aquinas does. That does not mean that one might not still question whether Aquinas’s position is ultimately coherent (as Bill does), or criticize it on other grounds. But the charge that it is “wholly unmotivated and ad hoc” — a piece of Christian apologetics with no independent philosophical rationale — is, I think, completely unwarranted. 

Clearly, Aristotle had no Christian axe to grind.  And so if the active intellect (nous poietikos) mentioned in De Anima III, v (430a) is a subsistent element of the human soul, capable of existence independent of matter, then Aquinas' position on the human soul would have been anticipated by Aristotle, and what I said, or rather suspected, about Aquinas implanting Christian  notions in the foreign soil of Aristotelianism would be insupportable.  But the interpretation of De Anima III, v is a vexed and vexing matter as the material in the hyperlink Ed provided makes clear.  If, as some commentators maintain, Aristotle is discussing the divine mind and not the human mind, then it cannot be maintained that Aristotle was anticipating Aquinas.

The important question, of course, is whether the human soul, or any part theoreof, can be coherently conceived as a subsistent form, whether this is maintained by Aristotle or Aquinas or both.  Ed now addresses my puzzle head on:

The soul is, for Aquinas, the form of the body. So how could it possibly exist apart from the body? Bill asks why things should be any different with human beings than they are with Fido. But Aquinas is quite clear about the answer to that question: The difference is that the human soul carries out immaterial operations (i.e. intellectual ones) while a dog’s soul does not. And if it operates apart from matter and agere sequitur esse, then it must subsist apart from matter.

I grant that the human soul, unlike the canine, carries out immaterial operations.  The argument is this:

a.  The human soul engages in immaterial operations
b.  Agere sequitur esse: whatever operates I-ly must be (exist) I-ly.
Therefore
c.  The human soul, qua executing immaterial operations, exists immaterially.

But how is this relevant to the issue I am raising?  Let's assume that the above argument is sound.  What it shows is that the human soul enjoys an immaterial mode of being.  But it does not show that a form of an animal body enjoys an immaterial mode of being.  It is one thing to establish that the human soul, or an element thereof, exists immaterially; quite another to show that this immaterial element is a form.  I hesitate to say that Ed is conflating these two questions.  What he might be doing is begging the question against me: he may be just assuming what I am questioning, namely, that the human soul is a form, and then taking an argument for the immateriality of the soul to be an argument for the immaterial existence of a form of the human body.  Quoting further from Feser:

Necessarily, a form is a form of that of which it is the form. But a subsistent form is possibly such as to exist apart from that of which it is the form. These propositions cannot both be true.
That they can both be true can be seen when we keep in mind how Aristotelians understand concepts like necessity, possibility, essence, and the like. Suppose we say that it follows from the nature or essence of a dog that it has four legs. Does that mean every single dog necessarily has four legs? No, because a given dog might have lost a leg in an accident, or failed to develop all four legs due to some genetic defect, or (if only recently conceived and still in the womb) may simply not yet have developed all four legs. What it does mean is rather that a mature dog in its normal state will necessarily have four legs. As Michael Thompson and Philippa Foot have emphasized, “Aristotelian categoricals” of the form S’s are F convey a norm and are not accurately represented as either existential or universal statements of the sort familiar to modern logicians. “Dogs have four legs” is not saying “There is at least one dog, and it has four legs” and neither is it saying “For everything that is a dog, it is four legged.” It is saying that the typical dog, the normal (mature) dog, has four legs.

I of course agree with the bit about the dog and his nature.  But I question its relevance to my point.  I grant that from the fact that it is the nature of a dog to have four legs it does not follow that every dog has four legs.  In parallel with this, Ed seems to be suggesting that while it is the nature of a form to be a form of something, it does not follow that every form is a form of something. I deny the parallel.  The claims are on different levels.  The 'canine' claim is about a particular nature (essence), dog-nature.  My claim is about the principles (in the scholastic sense) deployed by hylomorphic ontologists  in their ontological assays.  A form is a 'principle' not capable of independent existence in the manner of a primary substance.

How form and matter operate in the analysis of material substances becomes clearer if we examine a criticism the distinguished Aristotelian Henry Veatch lodges against Gustav Bergmann. (See here for the rest of the post from which the following blue section is excerpted and for bibliographical data.)

Veatch Contra Bergmann

Veatch now lodges a reasonable complaint against Bergmann. How could "matter or bare particulars [be] among the ultimates that one arrives at in a process of analysis. . ."? "For how could anything which in itself is wholly indeterminate and characterless ever qualify as a 'thing' or 'existent' at all?" (81) On Bergmann's assay, an ordinary particular has more basic entities as its ontological constituents. But if one of these constituents is an intrinsically indeterminate and intrinsically characterless entity, how could said entity exist at all, let alone be a building block out of which an ordinary particular is constructed?

For Veatch, form and matter are not ontological atoms in the way bare particulars and simple universals are ontological atoms for Bergmann. "Matter and form are not beings so much as they are principles of being." (80) 'Principle' is one of those words Scholastics like to use. Principles in this usage are not propositions. They are ontological factors invoked in the analysis of primary substances, but they are not themselves primary substances. They cannot exist on their own. Let me try to make Veatch's criticism as clear as I can.

An ordinary particular is a this-such. The thisness in a this-such is the determinable element while the suchness is the determination or set of determinations. Veatch's point against Bergmann is not that ordinary particulars are not composites, this-suches, or that the thisness in a this- such is not indeterminate yet determinable; his point is that the determinable element cannot be an ontological atom, an entity more basic than the composite into which it enters as ontological building block. The determinable element cannot be a basic existent; it must be a principle of a basic existent, where the basic existent is the this-such. This implies, contra Bergmann, that what is ontologically primary is the individual substance, the this-such, which entails that matter and form in an individual substance cannot exist apart from each other. They are in some sense 'abstractions' from the individual substance. The form in a material this-such is not merely tied to matter in general, in the way that Bergmannian first-order universals are tied to bare particulars in general; the form is tied to the very matter of the this-such in question. And the same goes for the matter: the designated matter (materia signata) of Socrates cannot exist apart from Socrates' substantial form.

Veatch says that Bergmann cannot have it both ways: "His bare particulars cannot at one and the same time be utterly bare and characterless in the manner of Aristotelian prime matter and yet also be 'things' and 'existents' in the manner of Aristotelian substances." (82-83)

 The point I want to underscore is that, as Veatch puts it,  "Matter and form are not beings so much as they are principles of being."  Ed continues,

Similarly, to say “Human souls are associated with bodies” is to say that the human soul in its normal state is associated with its body, just like the human hand in its normal state is associated with its body. But it doesn’t follow that it cannot exist apart from the body, any more than it follows that the hand (at least while its tissues are still alive) can exist apart from the body. And again, the reason this is possible with the human soul and not with Fido’s soul is that the human soul, unlike Fido’s soul, carries out immaterial operations even when it is associated with the body.

Here again I think Ed is failing to engage the problem I raised.  I do not question that the human soul in its normal state is associated with its body.  And I do not question that it can exist apart from its body.  What I am questioning is the conceptualization of the human soul as a form.  And so, while Ed has said many things with which I agree, he has not given me a reason to retract my criticism.  To put it another way, he has not given me a reason why I should accept argument A below over argument B:

Argument A:  The human soul can exist apart from its body; the human soul is the form of the human body; therefore, there are forms that can exist apart from the matter they inform.

Argument B:  The human soul can exist apart from its body; no form can exist apart from the matter it informs; therefore, the human soul is not the form of the human body.

I have another argument that Ed may recall from our discussions at my old Powerblogs site, namely, an argument based on the premise that a form cannot be a subject of experience, which is what a soul must be.  But that's a separate post.

A Problem for the Hylomorphic Dualist

A position in the philosophy of mind that is currently under-represented and under-discussed is Thomistic or hylomorphic dualism.  Whereas the tendency of the substance dualist is to identify the person with his soul or mind, the hylomorphic approach identifies the person with a soul-body composite in which soul stands to body as form (morphe) stands to matter (hyle). In a slogan: anima forma corporis: the soul is the form of the body. To be a bit more precise, the soul is the substantial form of the body, a form that makes of the matter it informs a human substance. 

 

How Are Form and Matter Related in Compound Material Substances?

Favoring as I do constituent ontology, I am sympathetic to that type of constituent ontology which is hylomorphic ontological analysis, as practiced by Aristotelians, Thomists, et al.  The obscurity of such fundamental  concepts as form, matter, act, potency, substance, and others is, however, troubling. Let's see if we can make sense of the relation between form and matter in an artifact such as a bronze sphere. Now those of you who are ideologically committed to Thomism may bristle at an exposure of difficulties, but you should remember that philosophy is not ideology. The philosopher follows the argument to its conclusion whether it overturns his pet beliefs or supports them, or neither. He knows how to keep his ideological needs in check while pursuing pure inquiry.  If the inquiry terminates in an aporetic impasse, then so be it.

1. Although it perhaps requires arguing, I will here take it for granted that form and matter as these terms are used by Aristotle and his followers are items 'in the real order.' 'Item' is a maximally   noncommittal term in my lexicon: it commits me to very little. Anything in whatever category to which one can refer in any way  whatsoever is an item. 'Real' is that which exists whether or not it is an intentional object of an act of mind. So when I say that form and matter are items in the real order I simply mean that they are not projected by the mind: it is not as if bronze spheres and such have  form and matter only insofar as we interpret them as having form and matter. The bronze sphere is subject to hylomorphic (matter-form) analysis because the thing in reality is made up of form and matter.   'Projectivism' is off the table at least for the space of this post. I am thus assuming a version of realism and am viewing form and matter as distinct ontological constituents or 'principles' of compound   substances.

2. The foregoing implies that the proximate matter of the bronze sphere,  namely, the hunk of bronze itself, is a part of the bronze sphere.  After all, 'ontological constituent' is just a fancy way of saying  'ontological part.'  But an argument I now adapt from E. J. Lowe ("Form Without Matter" in Form and Matter: Themes in Contemporary  Metaphysics, ed. Oderberg, Blackwell 1999, p. 7) seems to show that  the notion that the proximate matter of a compound material substance is a part of it is problematic.  The argument runs as follows.

A. If the hunk of bronze composing the sphere is a part of the sphere, then either it is a proper part or it is an improper part, where an improper part of a whole W is a part of W that overlaps every part of   W.

B. The hunk of bronze is not an improper part since it is not identical to the bronze sphere. (One reason for this is that the persistence conditions are not the same: the piece of bronze will still exist if the sphere is flattened into a disk, but the sphere cannot survive such a deformation. Second, the two are modally discernible: the hunk of bronze is a hunk of bronze in every possible world in which it exists, but the hunk of bronze is not a sphere in every possible world in which it exists.)

C. The hunk of bronze is not a proper part of the bronze sphere since there is no part of the bronze sphere that it fails to overlap.

Therefore

D. The hunk of bronze is not a part of the bronze sphere.

Therefore

E. The composition of form and matter is not mereological. (Lowe, p. 7)

This raises the question of how exactly we are to understand form-matter composition. If the proximate matter of a substance cannot  be a part of it in any sense familiar to mereology, the form-matter composition is 'unmereological,' which is not necessarily an objection except that it raises the question of how exactly we are to understand this unmereological type of composition. This problem obviously extends to essence-existence composition.

3. Now let's look at the problem from the side of form. Could the spherical form of the bronze sphere be a part of it? A form is a principle of organization or arrangement, and it is not quite clear how an arrangement can be a part of the thing whose other parts it arranges. Lowe puts the point like this: ". . . the arrangement of certain parts cannot itself be one of those parts, as this would involve the very conception of an arrangement of parts in a fatal kind of impredicativity." (p. 7)

4. In sum, the difficulty is as follows. Form and matter are real 'principles' in compound substances. They are not projected or supplied by us. We can say that form and matter are ontological constituents of compound substances. This suggests that they are parts of compound substances. But we have just seen that they are not parts in any ordinary mereological sense. So this leaves us in the dark as to just what these 'principles' are and how they combine to constitute compound material substances.